Urban Metabolism: A Real World Model for Visualizing and Co-Creating Healthy Cities

Sven Eberlein, San Francisco. 
24 July 2018

Art, Science, Action: Green Cities Re-imagined
With citizen-generated maps and diagrams based on real-life conditions and structured around a holistic framework, the patterns that emerge allow for both residents and planners to ask questions that can lead to both local and regional ecological improvements.
Like the human body, cities are living, ever-evolving organisms. Just as diet, exercise, sleep, or laughter can be seen as indicators of our personal physical and emotional well being, the ways in which goods, water, commuters, or food move through the urban ecosystem determines a city’s health and sustainability within larger regional and global natural systems. The more knowledge we have of which resources flow into our system, how these resources are being used, and what happens with any output the organism doesn’t need to sustain itself, the more likely we are to live balanced and healthy lives.

While figuring out the intricacies of our own body’s metabolism is no simple feat, doing a holistic assessment of something as complex as a modern industrial city, with all its physical and cultural microcosms, can seem daunting. However, if we look at cities through a metabolic lens, just as we do for our bodies, a framework through which to successfully model urban systems flows comes into focus. Urban metabolism, used to analyze how urban areas function with regard to resource use and underlying infrastructures, helps us understand the relationship between human activities and the natural environment.

Applied urban metabolism

Urban metabolism as a concept is not entirely new. As far back as the 19th century, Karl Marx and Friedrich Engels recognized that human activity alters the biophysical processes by analyzing the dynamic internal relationships between humans and nature. It wasn’t until over a hundred years later that a more holistic assessment of a city’s anatomy was formally developed for the first time. In a 2007 paper entitled “The Changing Metabolism of Cities“, Christopher Kennedy and a team of civil engineers from the University of Toronto defined urban metabolism as “the sum total of the technical and socio-economic process that occur in cities, resulting in growth, production of energy and elimination of waste”.

Urban metabolism forms and flows. Graphic: Ecocity Builders
Since then, urban metabolism analysis has evolved from a mostly academic exercise to more practical applications. For example, Urban Metabolic Information Systems (UMIS), an applied methodology first developed by Canadian researcher, author, and systems design specialist Dr. Sebastian Moffatt, is a standardized “source to sink” framework to better understand and analyze urban systems as they process through the built environment over time and space. The key to this tracking and visualization of the material flow that constitutes an urban metabolism are MetaFlow diagrams, also known as Sankey diagrams. As part of the 2010 Eco2 Cities: Ecological Cities as Economic Cities project, Moffatt began developing diagrams for entire urban systems. Seeking to offer ground-level perspective, the research team conducted case-studies in cities across Asia that would help showcase the cities’ current flow and offer insights into how these flows could be better looped in order to avoid so much waste and leakage.

A MetaFlow diagram of the energy system of Jinze, Shanghai shows the discrepancy between the current system (left) and a scenario for an advanced system (right). Source: Author elaboration (Sebastian Moffatt) with approximate data provided by Professor Jinsheng Li, Tongii University, Shanghai.
More recently, Dr. Philip Mansfield of Graphical Memes has created a number of MetaFlow diagrams for the City of Vancouver B.C., with data provided by BCIT‘s Director of Institute Sustainability, Dr. Jennie Moore. The energy diagram, for example, shows a very typical modern centralized system, with small amounts of locally sourced electricity, not much energy diversity, and minimal cascading, meaning very little efficiency, recycling, or dual use. Most of Vancouver’s energy essentially comes from non-renewable sources (except hydro) and ends up in the air after being used for a single purpose at a single time.

Vancouver B.C. MetaFlow Diagrams for energy (left) and food (right). Credit: Dr. Philip Mansfield/Graphical Memes
Vancouver’s MetaFlow diagram for food shows a lot more cascading at the top, indicating more diverse food-types than energy-types, with local farms supplying a visible share of different foods. Fruits and vegetables are a substantial amount of the total organic material flow. In contrast, the sinks at the bottom of the chart are much less textured, with most of Vancouver’s food waste (which typically represents about 50% of the entire waste stream) passing through transfer stations and incinerators before going to landfill or getting released into the air. Many strategies could be considered for looping and cascading these flows, i.e. to create a more connected food web within the city. For example, if food waste were to be composted as soil, the soil could be used locally for farming or landscaping so the city would have less need for hauling material by truck and acquiring land for landfill.

According to Dr. Moffatt, these diagrams are worth a thousand pie charts. But what if we could drill even deeper into the metabolism of a city by looking at the resource flows through each neighborhood? The fact that currently flow diagrams for most cities in the world would look similar to Vancouver’s—linear and centralized, leaving little room for localized and adaptable ways to make better use of both natural and human resources—shows that there’s a real need for tools that enable communities to better understand their own neighborhoods and identify the areas where more looping and cascading could be applied as systems become more ecological.

Participatory urban metabolism

Enter a methodology designed to empower citizens to map out their own neighborhoods and become participants in transforming their communities into more resilient, equitable, and ecologically healthy settlements: Participatory Urban Metabolism. This approach brings an increased focus on moving from a top-down to a bottom-up approach to urban environmental accounting, in order to capture data that is unavailable in conventional databases while promoting a transdisciplinary approach in which co-design takes place with society and not for society, and to ensure assessment is not a one-off event.

First piloted through Ecocity Builders’ Urbinsight Global Data Initiative in Cairo and Casablanca, the model has most recently been successfully implemented in Cusco, Peru, and Medellín, Colombia. Commissioned by the U.S. Office of the Geographer’s Secondary Cities (2C) initiative and profiled in a blog and video series as part of UN Environment’s Global Initiative for Resource Efficient Cities initiative, these two showcases offer real world examples of how urban metabolism tools and methods can be utilized by managers and practitioners to transition their cities towards more resilience and resource efficiency. To wit, based on the outcomes of Cusco and Medellín’s participatory urban metabolism assessments, city government, local universities, and community groups in those cities are now working together to develop Neighborhood Sustainability Plans.

Cusco: a participatory approach to urban metabolism

Focused on the metropolitan area in and around the city of Cusco, in southern Peru, local citizens, city officials, and student researchers from Universidad Alas Peruanas have been engaged in a multi-faceted and multiple-phase participatory action approach to urban environmental accounting since 2016. The city’s historic inner city neighborhoods, where several small study areas are located, have increasingly been feeling the need for this kind of in-depth accounting of conditions on the ground in order to find and implement a holistic solution to their garbage problem.

Participants consisting of faculty, students, local officials, architects, and planners were first introduced to the technical, community engagement, and planning processes at the core of the participatory urban metabolism method during EcoCompass workshops conducted by Ecocity Builders’ on-the-ground implementation team. After learning the ins and outs of creating a dynamic mapping platform that visualizes multiple data types, they went on neighborhood scoping trips before holding a roundtable with community leaders, who laid out the changes they wanted to see in their neighborhoods: better management of waste, a cleaner environment, and healthier food.

Based on these needs, student teams went on to conduct neighborhood material audits. They collected consumption and waste data from residents, who participated by sorting their solid waste, weighing materials by type, and analyzing composites. The team then created detailed views of neighborhood archetypes of the historic districts, which gives important insights into solutions for neighborhoods with similar characteristics and challenges. With almost 50% of household waste turning out to be organic, the team decided to research methods of constructing home composting modules, which they ultimately co-designed with the help of community members and piloted throughout four communities in the homes of participating neighbors.

The neighborhood metabolism diagrams that were created to visualize the collected data have become conversation pieces that help the community as well as city planners make informed decisions about how to redirect the flows from linear to circular. Community members found that in order to understand urban metabolism it is necessary to understand the origin of resource flows, their distribution within the city, and how the resources are being used. These insights empower people to create informed change in their unique urban contexts, which is currently being enshrined in the city’s DNA as part of the project’s next phase: the creation of Neighborhood Sustainability Plans.

Medellín: Co-creating more robust urban knowledge systems

In February 2013, the Urban Land Institute chose Medellín as the most innovative city in the world due to its advances in politics, education, and social development. Although Medellín has been crowned Most Innovative City and sets an example for urban planning to the world at large, the city is still challenged by harsh economic disparity. Wealth mainly clusters around the city center and decreases exponentially into the surrounding hills.

In Phase I of Ecocity Builders/2C Medellín, local planners, utilities, academics, and local non-profits teamed with community members of Comuna 8, one such vulnerable hillside district outside of the city center that is made up of several low income formal and informal neighborhoods, to apply local participation methods to urban metabolism. The team focused their data collection and mapping on waste management, material flows to and through households, and citizen perspectives of waste practices in their communities throughout several neighborhoods within Comuna 8, a priority expressed specifically by community leaders.

After they collected the data, participants were able to apply their training from the workshops by using Urbinsight’s metaflow app to turn their collective data input into urban metabolic information system flow diagrams. These visualizations proved not only important for researchers to streamline and interpret the household and parcel scale data, but for Comuna 8 residents to understand and improve their own waste stream and for the city to understand the needs of its people.

Water, materials and energy metaflow charts for Medellín, courtesy of Ecocity Builders.
For Phase II of the project, the team determined that the next priority neighborhood type should be a mixed income city center neighborhood. Many neighborhoods of this type are situated within the city center nestled among more wealthy business districts, but are often overlooked by the municipality. As a result, community members of these neighborhoods often have lower earnings, high unemployment, reduced waste collection services, reduced security or health services, and increased air pollution.

On recommendation by the planning department, Universidad EAFIT took the lead as the main academic partner, which suggested Boston, a neighborhood characterized as the intended archetype (mixed-income, city center), as the recommended study area. Low Carbon City, a Medellín-based and internationally recognized non-profit organization with strong ties to the Boston community, joined as the community based partner.

After the data collection activities, participants divided into research teams based on categories of materials that were found to be the most common in the waste stream: plastic, glass, metal, paper, organic, hazardous waste and oils, and mixed waste. Using the field data, they produced reports and presentations on actions that citizens can take to reduce demand, increase efficiency, and reuse/repurpose and recycle materials at home and in the neighborhood in order to decrease waste in public spaces.

During two “mapathons,” participants completed analysis of their waste and materials audits and geoprocessed original data to develop geospatial layers for further analysis and map development. They then worked with the team to integrate municipal data layers with the original neighborhood data layers to produce original maps that they presented to the community members. In a final community event, each group presented interactive participatory educational activities relating to their type of resource topic. They developed posters and short videos to “tell the story” of urban metabolism and the role citizens play in resource cycles.

Sample of materials prepared by community partner Low Carbon City for neighborhood workshops.
Since their collaboration in 2017, the course participants and Low Carbon City have maintained a strong connection to the planning office, which has been analyzing all course data to be officially recognized by the municipality and included in their open data portal for planning and analysis. Intrigued by the potential use of the urban metabolism assessment methodology, planning department professionals asked to collaborate with the Ecocity Builders/2C team on a city-wide data collection exercise to complete all available urban metabolism studies.

The project has now entered its next phase during which the partners are once again coming together to create a Sustainable Neighborhood Plan. Building from initial and ongoing urban metabolism assessments, methods and participatory processes, the plan is meant to be adaptable and replicable and is based on Ecocity Builders’ bottom up approach to ecocity development, underscored by Urban Metabolic Information Systems (UMIS) assessments at the neighborhood scale.

Where do we want to go and why?

More sustainable and resilient urban futures can be furthered by using urban metabolism methods and approaches in an ongoing and iterative process. Healthy urban metabolism, just like a healthy ecosystem or an organism, works best when it’s frequently monitored and continuously fine-tuned.

In addition, since it is human beings that are driving the demand for resources that shape a city’s metabolism, it is imperative that citizens are allowed to weigh in and participate in a meaningful way. Getting this kind of first-hand information is not only invaluable because of the previously unknown data points it provides, but because the personal involvement creates new awareness and provides incentive to the community to become engaged in finding solutions to existing problems.

With citizen-generated maps and diagrams based on real-life conditions and structured around a holistic framework, the patterns that emerge allow for both residents and planners to ask the kind of questions that can lead to both local and regional ecological improvements. What could we do for people to get by on rainwater? How could the city avoid leakage in their water and energy systems? How do we create material loops that solve both local waste problems and reduce global carbon emissions? How do we stay within the Earth’s carrying capacity?

Or as Sebastian Moffatt remarks, “we can use these diagrams to tell the story of where we want to go and why!”

Sven Eberlein
Oakland

On The Nature of Cities

Header Image: UMIS Vancouver transportation energy footprint.

Sven Eberlein

About the Writer:
Sven Eberlein

Sven is a San Francisco-based solutions journalist and whole systems thinker committed to the advancement of ecologically healthy cities and a livable planet. He is currently the publisher and editor of The Art of the Green New Deal, a next generation journal of creative culture shift.

Sven Eberlein

Sven Eberlein

Sven is a San Francisco-based solutions journalist and whole systems thinker committed to the advancement of ecologically healthy cities and a livable planet. His creative approach to storytelling has distilled topics ranging from open streets to urban equity into their human essence for publications such as YES! Magazine, Shareable, Grist, Mother Earth News, and Planetizen. A long time core advisor to UN-accredited nonprofit Ecocity Builders, Sven’s natural affinity for car-free living dates all the way back to his first tricycle ride down the middle of a city street in his native Germany. He is currently the publisher and editor of The Art of the Green New Deal, a next generation journal of creative culture shift.

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