A picture of glowing lanterns of colorful animals

Whimsy. Is there a role for laughter, subversive curve balls, ironic romance and “oh wow that’s cool” moments in the mainstreaming of knowledge and action in sustainability, climate change, and biodiversity?

Art, Science, Action: Green Cities Re-imagined
Regularly, we feature a Global Roundtable in which a group of people respond to a specific question in The Nature of Cities.
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Hover over a name to see an excerpt of their response…click on the name to see their full response.
Molly Anderson, Cape Town Whimsy is often a privilege. And whimsy is also a very human experience, and one that emerges from sharing. How do we articulate the potential found in these shared moments without romanticizing their part in ongoing, uneven, violent processes?
Pippin Anderson, Cape Town Lighter points of entry, playfulness, an element of surprise, are all useful mechanisms to draw people in to ideas that can feel overwhelming or too distressing to engage. The desire to look away from the climate catastrophe is strong and lighter approaches can make people turn their heads.
Emmalee Barnett, Spokane The general public’s eyes will glaze over a poster declaring we need to “save our earth”, but they’ll shutter and pause if that poster has a silly ladybug in a superhero costume.
Nic Bennett, Austin We laugh at ourselves. We laugh at the oppressive systems. And that laughter does something significant.
James Bonner, Glasgow Can the gentle weapon of the whimsy, in conversation with the “serious science”, subversively critique the systems of social, ecological, and climate violence we find so hard to escape from, and disarm their power?
Tam Dean Burn, Glasgow I’d suggest the most important question to look at with all this—and I do mean ALL—is WHY we laugh, the origins of laughter, and that is tied in with the origins of language and what made us human. There lies the key to understanding ourselves in nature.
Ian Douglas, Manchester I suddenly saw a mass of young trees and shrubs that had invaded the vacant space: a piece of wilderness in the commercial heart of the country.
Paul Downton, Melbourne Whimsy is no laughing matter. It is vital to our survival.
Lisa Fitzsimons, Dublin Rather than overwhelming audiences with technical jargon and complex concepts, light-hearted communication invites them into the conversation and perhaps makes them start to think differently.
Chris Fremantle, Ayr Whimsy is adopting the ridiculous and taking it seriously.
Elizabeth Frickey, New York Indeed, how could the presence of a keytar in a community garden be anything but whimsical?
Tony Kendle, Saint Austell Humour and whimsy may initially be seen as inappropriate responses, but they may give us the strength to act, and they may also inspire our thinking to be more creative.
Gareth Kennedy, Dublin To work together through compelling experience and knowledge to see how we might shed our neoliberal skins and entertain other subjectivities and ways of being in the world together.
David Maddox, New York Graffiti in an unexpected place, and with an unexpectedly peaceful subject. It causes us to pause for a moment and linger too, and think about that imaginary woman. And also think about what the creator of this picture was thinking.
Rob McDonald, Basel ]Maybe the right way to think about whimsy is as a necessary first step. Much more than dry facts and figures on the return on investment of urban nature, whimsy motivates and inspires people to try new things.
Bill McGuire, Glasgow Can the gentle weapon of the whimsy, in conversation with the “serious science”, subversively critique the systems of social, ecological, and climate violence we find so hard to escape from, and disarm their power?
Alastair McIntosh, Glasgow Enjoy your thesis, and open others up to visionary possibilities.
Claudia Misteli, Barcelona In Colombia, we often say, El que no llora, no mama—if you don’t cry, you won’t get fed. But I’d better say, El que no ríe, no aprende—if you don’t laugh, you won’t learn.
Gareth Moore-Jones, Uhope Beach Bring on the whimsy! (but, as my daughters tell me, stop before you get the dad-jokes 🙂 ).
Richard Scott, Manchester Humour and whimsy go hand in hand. They take you somewhere else. Didn’t Einstein stare at passing clouds for inspiration, and didn’t Newton need the apple to fall on his head?
Hita Unnikrishnan, Warwick To me―an urban scholar―this festival represents perhaps some of the most dramatic and whimsical examples of how engaging with urban nature can bring joy, hope, and a sense of romance.
Ania Upstill, New York The absurd can be used to highlight problems in our world, and whimsy can help spark our innate human ability to be flexible and invent solutions.
Wendy Wischer, Storrs I Will Always Love You

Introduction

David Maddox

about the writer
David Maddox

David loves urban spaces and nature. He loves creativity and collaboration. He loves theatre and music. In his life and work he has practiced in all of these as, in various moments, a scientist, a climate change researcher, a land steward, an ecological practitioner, composer, a playwright, a musician, an actor, and a theatre director. David's dad told him once that he needed a back up plan, something to "fall back on". So he bought a tuba.

Whimsy: Playful or fanciful ideas that bring a sense of fun and imagination.

Whimsical: Full of playful charm and imagination, often with a touch of unexpected delight.

Release your balloons and wonder at them as they float around a roomful of ideas.

Sometimes, we see something that makes us laugh out loud because it surprises us with an unexpected new perspective, or a funny joke that makes us understand something in a new way. Or an element of joy or romance. Or maybe a bit of melancholy. Or a bit of wry non-sequitor. One-frame cartoons are often whimsical. Weird cool. Clown performers do it all the time. (OK, unless you think clowns are scary.)

Whimsy can be slyly subversive of dominant narratives.

Whimsy. Rooted in words that mean: to let the mind wander, a sudden turn of fancy, to flutter, a whimsical device, a trifle.

The science involved in biodiversity conservation, climate change, nature-based solutions, and sustainability can be heavy stuff, sobering, even upsetting. Dare I say sometimes boring? Maybe a whimsical note in some form can play a role in spreading knowledge and ideas. Maybe it can attract people to movements toward sustainability? Can it bring new people into the conversations? Can it help us see more clearly? Or see for the first time some essential thing?

Maybe it can just lighten our spirits a bit so we can dive back into the serious business of saving the world. That would be useful just by itself.

I think it is that and more, too. I think whimsy can help us learn.

So, we asked a diverse collection, from scientists to performers, artist to practitioners. Plus one professional clown.

Joy.

“Whimsy” is a playful, creative approach to seeing the world, marked by lightness, curiosity, and a sense of wonder. It invites us to break from rigid thinking and explore new possibilities, offering surprising, delightful perspectives that reveal unexpected insights. Whimsy helps us to question assumptions and view situations with fresh, imaginative eyes, opening pathways to new ideas and fostering innovation. Far from being trivial, whimsy is a powerful tool for expanding understanding, as it encourages us to approach challenges with openness, creativity, and a touch of joy.

NOTE: “Whimsical” can sometimes be defined in vaguely pejorative ways, like a grouchy curmudgeon might do: “capricious”, or “ridiculous”, or “a distraction from serious work”. The whimsy we are looking for here is something else. It may be funny, or weird, or sad, or laugh-inducing, or inspired, but it isn’t capricious in the “stupid and useless” sense.

Can you imagine adding a one-frame cartoon as an ironic joke to every policy brief? I can.

The word “whimsy” or “whimsical” doesn’t translate so well outside of English. Translating “whimsy” into other languages can be challenging because it captures a delicate blend of lightheartedness, imagination, and playful charm, which doesn’t always have a direct equivalent. In English, “whimsy” evokes a positive sense of spontaneity and innocent creativity—qualities often culturally specific or expressed differently in other languages. Some languages may have words that convey aspects of whimsy, such as “fantasy” or “playfulness”, but these can lack the same light, imaginative nuance or might even carry negative connotations.

Whimsy is both light and profound, imaginative yet innocent.

Romance languages such as French or Spanish have words for playful or fanciful ideas (e.g., “fantaisie” in French or “capricho” in Spanish), but these perhaps miss the purely innocent charm of “whimsy”, sometimes implying unpredictability or indulgence rather than lighthearted creativity. In German, “whimsy” might be expressed as “Laune” or “Einfall,” which relate more to mood or a passing notion and lack the childlike creativity that whimsy implies in English. In some Asian languages, where expressions can lean toward structured formalities or poetic metaphor, capturing “whimsy” may involve combining concepts, like creativity and playfulness, to communicate the intended nuance, perhaps through descriptive phrases rather than single words.

Ultimately, the challenge lies in the unique cultural and linguistic framework that “whimsy” embodies in English—a trait that’s both light and profound, imaginative yet innocent—which doesn’t always have a ready counterpart in other languages. It is the same difficulty that can arise in communication between disciplines speaking in the same language. 

In whatever language, release your balloons and wonder at them as they float around a roomful of ideas.

Molly Anderson

Molly Anderson

about the writer
Molly Anderson

Molly is a writer, researcher and creative practitioner from Cape Town. They are interested in how the city is constantly (re)made in rough edges, nests, holes in the road, snags in fences, paths the wind has cleared and places where the grass grows tall.

On whimsy

Whimsy is often a privilege. And whimsy is also a very human experience, and one that emerges from sharing. How do we articulate the potential found in these shared moments without romanticizing their part in ongoing, uneven, violent processes?

Whimsy. Rooted in words that mean: to let the mind wander, a sudden turn of fancy, to flutter, a whimsical device, a trifle.

I want to think with two moments of whimsy. The first is a truly magical fireflies-in-the-night-catch-your-breath-in-wonderment whimsy. I was driving home along one of Cape Town’s dark, tree-lined roads when the arc of the headlights brought into being a golden, molten, momentary caracal. Around the next bend was another glimmering being―this time a porcupine, and then an owl, and then a chameleon, and so on. These shy (well, not always the porcupine), endemic, and endangered animals were made real and enchanting by some clever person who had rendered them in reflective tape. These underseen lives were suddenly made visible, as was their precarity; gone in a flash as you drive through the night.

More recently, the artist behind this intervention teamed up with the folks at the Urban Caracal Project to highlight roadkill hotspots in Cape Town. You’re speeding along a highway when you see the glowing head body and tail of a big cat―maybe a caracal, maybe a rooikat―poised to cross the road. These works of art, of reflection, are compelling ways of making data visceral and of fostering curiosity. The whimsy is also cleverly targeted: you have to be driving a car (roadkill), in that place (hotspot), to see these animal visions. It only implicates people who are potential parts of the immediate problem. So here, whimsy arises from beautiful and considered moments of collaboration.

The other whimsy I am interested in is more difficult to articulate, is thoroughly imperfect, and very clearly implicated in issues of privilege and access. During the last few months of the impending day zero in Cape Town, South Africa, social media was filled with videos of water-saving contraptions from all over the city. Whatsapp groups were bombarded with messages bearing the tell-tale note “caution: this message has been forwarded many times”. One that stood out featured a young kid demonstrating how to use a plastic bottle and a straw to make a very effective squeezy low-water tap for handwashing. Within the week, the bathrooms at my university were filled with them. Another showed an Uncle from Goodwood giving a very amusing tutorial on how to wash the floor and get a workout at the same time, all while using minimal water. Radio stations played a 2-minute shower-along song every morning at 7 am. Ordinary people were using ordinary things to re-shape the fabric of their lives―and these innovations were being shared and understood by other people in very similar and very different circumstances. There was―among the stress and fear and frustration―a sense of enchantment with human cleverness, with human funniness, and the fact that this cleverness and funniness was so local, was responding so specifically to an experience we were all sharing…

Except, of course, we weren’t. The highly classist and racialized experience of Cape Town drought as an ongoing crisis for some and a temporary nuisance for others has been well documented. For most of the city, having to save and ration water was not a novel experience. Whimsy is often a privilege. But, whimsy is also a very human experience, and one that emerges from sharing. How do we articulate the potential found in these shared moments without romanticizing their part in ongoing, uneven, violent processes? Maybe, in this case, thinking with whimsy is part of that. The feelings of whimsy, of connection, of aligned irritation, and delight that emerge from shared(ish) experiences are well worth our consideration.

Importantly, this whimsy was not beautiful, or sleek, or slick. This was a moment when social media―often a space for clinically conformist, filtered images―became a space of scrappy sticky tape and cut up plastic bottles and dirty floors, and was used to share a kind of joy/liveliness/curiosity that was thoroughly decentered from aesthetics. The whimsy here was in the momentary wonder at our fellow citizens’ resilience, smartness, snarkiness. It was a whimsy in part derived from social media’s increasing role in offering us more diverse geographical connections, even at the local scale. It was evoked by people sharing a story of their lives in a city, and by people in different parts of that same city seeing themselves in that story, perhaps unexpectedly. It was charming.

Whimsy―letting the mind wander―whether prompted by beautiful art or by scrappy ingenuity can allow us to see that we, and other people, are already poised as part of the solution. To think with whimsy requires that we acknowledge that whimsy will not be whimsy for everyone. It also acknowledges that we all experience, and all deserve to experience, moments of whimsy. It begins to articulate something about our shared sensibilities of humor or delight or anger and about the political nature of our quality of life.

Whimsy is a rippling, a fluttering in the world that reminds us that, actually, we are part of the same conversation.

Pippin Anderson

Pippin Anderson

about the writer
Pippin Anderson

Pippin Anderson, a lecturer at the University of Cape Town, is an African urban ecologist who enjoys the untidiness of cities where society and nature must thrive together. FULL BIO

(and also in conversation with Elsabe Milandri)

Lighter points of entry, playfulness, an element of surprise, are all useful mechanisms to draw people in to ideas that can feel overwhelming or too distressing to engage. The desire to look away from the climate catastrophe is strong and lighter approaches can make people turn their heads.

I’m a big fan of whimsy. The ethereal, the personally dictated, the hard to pin down, the amusing and nonsensical, the unexpected, and sometimes obscure and inexplicable. In fact, if they said they were going to cancel whimsy, remove it from society, and erase it from our dictionaries, I would definitely march to see it reinstated (I see it now, a small flock of people in hats with flowers and banners made of chiffon or holograms or some such, marching towards parliament chanting “Bring back whimsy, maybe”). There is an element of personal freedom in whimsy. And assuredly an element of joy. Whimsy must culminate in a smile.

But then my friend said maybe whimsy requires privilege. You can’t be whimsical if you are hungry or fighting for your freedom.  And there are certainly a few places where whimsy does not emerge as useful. Gender-based violence, the Gaza genocide, micro-plastics to name a few. Perhaps climate change and biodiversity loss are on that list too. I also suspect whimsy may be something of a social sorting mechanism. A means through which we find like-minded souls or people who share our values and sentiments. Something of a secret handshake.

I might be wrong though. Years ago, artist Elsabe Milandri (@elsabemilandri) did a lovely piece―line drawing in ink on paper of a polar bear, and below it, she wrote (something along the lines of) “Remember that day we saw the last polar bear? I dropped my ice cream and cried and cried”. To my view she seems to use whimsy here (what is more whimsical that ice cream and a trip to the zoo?) as a counter foil to the terrible weight of biodiversity loss. She is of course using it to startle her audience in bringing together the mundane and the everyday with the shockingly absoluteness of the loss of species. I remembered this piece so clearly. I saw it years ago, hanging in another friend’s slightly edgy apartment in its black frame on exposed brick walls. I recall standing around drinking wine, small kids milling about us as we chatted and laughed. And all the time feeling the draw of that work on the wall.

My recollection of that piece of work inspired me to call Elsabe. As an artist and social activist, I wanted to get her views on the use of whimsy in garnering support for environmental causes I know are close to her heart. She felt very strongly that whimsy, or humour, is an excellent strategy to make connections. She said she feels those lighter points of entry, playfulness, an element of surprise, are all useful mechanisms to draw people in. In this way, she feels the more timid, or easily triggered, can come closer to ideas that can feel overwhelming or too distressing to engage. She feels the desire to look away from the climate catastrophe is strong and that lighter approaches make people turn their heads.

I think all these aspects might be true. As with all our current global crises, the role of privilege is highlighted again and again. We must certainly be mindful in all our engagements of our own positions and privileges. And it is possible that whimsy does sort us, into bands of like-minded garden gnomes or pods of mermaids. But I think Elsabe is right, there is certainly a role for playfulness and lighter approaches in drawing in the timid and re-igniting the interest of those who have given up hope.

Emmalee Barnett

Emmalee Barnett

about the writer
Emmalee Barnett

Emmalee is a writer and editor with a B.S. in Literature from Missouri State University and currently resides in Spokane, MO. She is currently the editor of TNOC's essays and fiction projects. She is also the Co-director for NBS Comics and the managing editor for SPROUT: An eco-urban poetry journal.

The general public’s eyes will glaze over a poster declaring we need to “save our earth”, but they’ll shutter and pause if that poster has a silly ladybug in a superhero costume.

When I think of “whimsy”, my mind immediately wanders to the strange, the fantastical. Stories such as Alice and Wonderland, The Little Prince, and Terry Pratchett’s Discworld series where the impossible is possible and nothing quite makes sense. There’s a sense of randomness that everyone takes on board and rolls with. The path of logic is there, it just didn’t end where you expected it to due to a few wrong turns and a sideways explanation.

A lot of people seem to forget that ideas like “whimsy” and “wonder” can be applied to everyday life, especially everyday work life. If you get into the right mindset, there are ways to add a dash of whimsy to anything. It can be anything from adding fun colors to a spreadsheet, making graphics more abstract, or using an “out there” theme for your latest project proposal; there are countless ways to add whimsy to anything work-related. If people don’t get it, then that’s their fear of sticking out and trying something different raising its ugly head. Thinking about the absurd is also a good way to wrap your ever-expanding mind around what whimsy encompasses. Things that are a little off, not within the norm.

Working with NBS Comics, I’ve been introduced to many different, some might say whimsical, ways to negate climate change and the challenges the environment faces. I mean, we’re making comics to help raise awareness of Nature-based Solutions. That’s pretty whimsical to most “serious” practitioners. I believe it takes thinking “outside of the box” (what’s in this box, we’ll never know) to create new nature-based solutions; ways and projects no one has tried before. It also takes these approaches for people to care about such projects. The general public’s eyes will glaze over a poster declaring we need to “save our earth” with a drawn globe, but they’ll stutter and pause if that poster has a silly ladybug in a superhero costume on it.

It’s the small things we can start with to sprinkle more whimsy into the science world.

Nic Bennett

Nic Bennett

about the writer
Nic Bennett

Nic Bennett (they/them) researches power, ideology, and belonging in science communication at The University of Texas as a doctoral candidate of the Stan Richards School of Advertising and Public Relations. They engage arts- and science-based research and practice to critique, disrupt, and reimagine science communication spaces. Alongside scientists, artists, activists, and community members, they hope to expand the circle of human concern in science communication and STEM.

We laugh at ourselves. We laugh at the oppressive systems. And that laughter does something significant.

A new student on campus struggles to speak up to a professor. A daughter of an immigrant mother confronts her on the environmental impact of cruises. Someone forgets their values while trying to impress a crush. These are all real moments from students’ lives that we put on stage. Moments where we made decisions that made us feel stuck. Moments we caused harm. Moments “voices” in our head gave terrible advice.

We often internalize the voices of our peers, our parents, and corporations. Sometimes, these messages are meant to protect us. Sometimes, they tell us we would be happier if we bought our way out of our climate anxiety. Often, we mistake these voices for our own.

To explore our struggles with environmental issues, we use a technique from Theatre of the Oppressed called Cops in the Head. Cops in the Head makes visible our internalized voices of oppression by making them into characters. We can rewind the tape multiple times and try out different scenarios. While we may not be able to shut these voices up or defeat them entirely, this form of theater explores how we might relate to these “cops” in new ways.

A group of play actors acting out a scene outdoorsWhen we turn to face our emotions about the environment with theater, it can get heavy. We try to ensure this container is as safe as possible. We bring in eco-anxiety counselors. We build community trust and agreements.

But a bit of silliness supports us as well. When we physicalize our voices of internalized oppression, we have them as clownish, exaggerated statues. They can move about and fling their barbs at us. They try to get us to do what they want, even when it goes against our values. If we listen to these “cops”, we can become stuck (freeze), collapse (flight), or lash out at others (fight). We turn to our trauma responses. But making them into characters affords us just enough space to pause. It allows us to examine the situation from a bit more distance. The “cops” can become silly to us.

A group of play actors outside on stage talking into microphones and acting out a scene

A group of play actors outside on stage talking into microphones and acting out a sceneThe “cops” can be pretty silly, frozen in their stern postures. They might be cupping their mouth to shout at or pointing at us to get out of there. Because the “cop” is wobbling about like a statue and is a bit exaggerated, it gives us some breathing space.

Seeing a voice in our head as another character helps us get some distance. It helps us recognize that these stories are not ours. Getting multiple chances to intervene in a single moment reminds us of our responsibility and agency. We laugh at ourselves. We laugh at the oppressive systems. And that laughter does something significant. Where we were once ossified, we become limber.

A group of four play actors on a darkly lit stage

A group of play actors in a room, reaching out to one another, and acting out a sceneWe start to get unstuck. We see ourselves as able to transform and try new ways of being and relating. We often cry, but the tears are necessary. It means we are resensitizing ourselves.

It is normal to feel the enormous grief and anxiety of this moment. But it’s too much to hold alone, so we do this work together.

We face really, really hard things. We also goof off with one another. We poke fun at the clownish “cops” in our heads. We know we can’t shut them up completely, but we find new ways of relating to them, ourselves, each other, and the land. Laughter melts a part of us. It helps us become more like water and to slip into new fissures. When we laugh, we look up from our stuck postures. We notice the others around us. We reach for them.

James Bonner, Tam Dean Burn, and Bill McGuire

James Bonner

about the writer
James Bonner

Dr. James Bonner is a Research Associate at the University of Strathclyde in Glasgow, Scotland. His interests and background are in a range of interdisciplinary research issues and themes including water, trees, place and mobility. He is particularly interested in the relationships between people and society to the places and spaces they inhabit and encounter.

Tam Dean Burn

about the writer
Tam Dean Burn

Tam Dean Burn has been a professional actor across platforms for over forty years and a performer, particularly of musical varieties, for even longer. He is also a very active activist in local, national and international campaigns. Most recently he has led a successful campaign to press Glasgow City Council to drop the plan for entry charges to the iconic 150 year old Kibble Palace in the city’s Botanical Gardens.

Bill McGuire

about the writer
Bill McGuire

Bill McGuire is an academic, activist, broadcaster, and best-selling popular science and speculative fiction writer. He is currently Professor Emeritus of Geophysical and Climate Hazards at University College London, a co-director of the New Weather Institute, a patron of Scientists for Global Responsibility, a member of the scientific advisory board of Scientists Warning and Special Scientific Advisor to WordForest.org.

Why does it have to be like this? Who gets to decide? Why, Why, Why?
The Whys of Whimsy…

A response from James:

What are the qualities of whimsy, of being whimsical?

Playful, fun, capricious, impulsive, wondering, wishful…

What is the opposite of whimsical?

Serious, staid, practical, definitive, steady, grave…

Can the gentle weapon of the whimsy, in conversation with the “serious science”, subversively critique the systems of social, ecological, and climate violence we find so hard to escape from, and disarm their power?

Whimsy opens up possibilities for playfulness and possibility. Letting go of what is “accepted” or “normalised”. It allows for imagination and questioning the structures in which we are bound by. Structures of the “big systems” like our economy and way places are designed. But also, by playing with the structures of language, writing, conversations, the stories we share and hold.

A drawn picture of a tree with clouds and words written next to it
“Dear Tree”. Whimsy from a child in Glasgow in conversation with a dear friend, a tree. From the Every Tree Tells A Story Project (both authors involved in).

Climate conversations can be dominated by certain groups and narratives—academia, science, policy, industry. They are valuable and useful to inform the public and decision-making. However, this creates a focus on the “working age” population of “experts”, and it is their views and actions that dominate the narrative, and how we collectively react.

But what are voices that are not necessarily heard or included? Children, who have an openness and capacity to think and feel anew? Also, what for older people who have a memory of a world that has past, but can recall ways we used to do things? Can giving space for the whimsical help to engage with these groups and their perspectives—allowing for the playful imaginary of a different future from a child, while being attentive to a hazy recollection of something no longer here from an older person? Both perspectives of “wonder”, and a challenge to preconceptions and expectations of how, and why, the world has to be like it is now.

A news article stating "One man's campaign against his 'anti-fun' city with a picture of a sign "Coming Soon: A new era for the bowling green. Britain's first over 65s open-air wrestling arena" in front of a parkWhimsy and place: what are our places for? Could they allow for more fun for all ages? “Whether it’s a smile, a conversation, or just getting people to think about the issues in a new way, I think the impact justifies the effort”. https://www.bbc.co.uk/news/articles/crkd7861xgro

Can the gentle weapon of the whimsy, in conversation with the “serious science”, subversively critique the systems of social, ecological, and climate violence we find so hard to escape from, and disarm their power? Should we have more space for “why”?

James finds himself increasingly thinking about the ideas of play, for all ages, as fundamental to challenge ways we see the world, and how we might go about changing it. He often finds inspiration from how places are designed.

I’d suggest the most important question to look at with all this—and I do mean ALL—is WHY we laugh, the origins of laughter, and that is tied in with the origins of language and what made us human. There lies the key to understanding ourselves in nature.

A response from Tam:

The first thing I thought about comedy and climate was to contact the eminent climate scientist Bill McGuire as he has experience in this field and has written extensively about it, like here.

Bill and I have been looking to work together, and this looked like the opportunity at last. Bill was very positive about the idea and joined our email chat. But he was, of course, extraordinarily busy (not least in taking on Exxon in a court submission with a deadline the week before ours). Bill and I first met when I discovered his favourite film is “Local Hero” and I contacted him to say that’s the first film I’ve been in. A very whimsical film it is too, with a very ecological theme! I’ve suggested we look at making a new short cut of the film that offers something more to the situation we’re in now. Immediately, I thought off the top of my baldy head that one of my lines as Roddy the barman certainly rings afresh— “The Russians are coming!”. We’re going to look into that idea of a “Local Hero” new eco-edit, or some such description.

I also thought to look at master of whimsy Noël Coward’s songs and indeed there is “There Are Bad Times Just Around the Corner” which has much to offer. I’ve often rewritten song lyrics for greater pertinence in the past, and plan to with this, and found that it’s been done for a more recent American slant.

https://www.youtube.com/watch?v=vaydfJzdGHk.

There’s also a wonderful eco-activist group “Ocean Rebellion” who are very big on visual humour that gains so much traction, and they happened to be holding their first ever exhibition just as I was passing through London very recently. We reacquainted and look to work together too. Here are examples of their work, and they were an inspiration for this critique I made of the aquaculture industry as an appeal to children— https://www.dailymotion.com/video/x7w2moy (there may be an advert in the middle, which is quite funny too! 🤑)

I’d suggest the most important question to look at with all this—and I do mean ALL—is WHY we laugh, the origins of laughter, and that is tied in with the origins of language and what made us human. There lies the key to understanding ourselves in nature, as part of nature and not just the disembodied, alienated creatures that patriarchal class society has made us.

That’s why we emphasised returning to lunar rather than solar cycles last time we took part in TNOC. And this knowledge can be found in the discoveries made by the “Radical Anthropology Group”. It’s not surprising that their forthcoming book on the origins of language is entitled “When Eve Laughed”. Here’s a talk on it . It’s all brilliant stuff but go to 45 minutes in for the beginnings of authors Chris Knight and Jerome Lewis looking at play and laughter and how essential that is to us and how it makes us human and capable of rising to the challenges we face. We must revel in the fun of solving this puzzle quoted from the draft of “When Eve Laughed”.

The real puzzle is to understand why humans became the first species strategically committed to suspending reliance on the senses in favour of faith in the benefits of laughter, imaginative social games, and the shared virtual realms to which they give rise.

Ian Douglas

Ian Douglas

about the writer
Ian Douglas

Ian is Emeritus Professor at the University of Manchester. His works take an integrated of urban ecology and environment. He is lead editor of the "Routledge Handbook of Urban Ecology" and has produced a textbook, "Urban Ecology: an Introduction", with Philip James.

I suddenly saw a mass of young trees and shrubs that had invaded the vacant space: a piece of wilderness in the commercial heart of the country.

My moment occurred in 1954 when I was 18 and was in a group taken to visit the City of London by our History sixth former teacher. Our school was run by one of the City’s ancient Livery Companies and its Hall had been severely damaged by fire in the 1940 World War II blitz. Even nine years after the war ended, the Hall had not yet been rebuilt. As in many British cities in the mid-1950s, derelict bomb-damaged sites were still common around London’s central business district. Walking from Threadneedle Street to the rear of the Hall, I suddenly saw a mass of young trees and shrubs that had invaded the vacant space: a piece of wilderness in the commercial heart of the country.

As a boy brought up in the 1930s suburbia of NW London, there were few spaces with wild nature. During the war, the park opposite my primary school was converted into allotment gardens for people to grow their own food. The golf course on the other side of the railway tracks was given over to the growing wheat, but some of the bunkers remained as tiny islands of wild nature, with trees and brambles, that an eight-year-old and his pals could explore by trespassing through the wheat. However, that land had always been covered by vegetation of some kind. The wild nature on the concrete and broken bricks of the City bomb site was something far more impressive: nature as reconquest, fighting back across the sealing of the land surface and the removal or burial of all previous traces of nature, to bring biodiversity back into neglected spaces.

The image of the urban wild near Threadneedle Street has remained vivid in my mind. In 1959, I acquired a copy of R.S.R. Fitter’s London’s Natural History (1945) which has a chapter on the influence of the war on London’s plant and bird life. This confirmed the importance of bomb damage in creating opportunities for invasive species and for drastic changes in avian activity. It was the first book I read about urban ecology. In Berlin at that time, Herbert Sukopp was studying the ecology of derelict sites and formulating a pioneering innovative, framework for urban ecology (Sukopp, 1959, 2003). David Goode (2014) describes how the London Natural History Society used 16 permanent quadrats and transects to record changes in the vegetation on bombsites in Cripplegate, just north of St. Paul’s Cathedral in the heart of the City. Rosebay willowherb and Oxford ragwort colonised early and then persisted, by 1955, 342 species of flowering plants and ferns had been recorded at these sites. My 1954 moment was a realisation that we really can find nature on our doorsteps and throughout the cities where most of us live, but the problem is finding ways to retain the urban wild and to open access to it for everyone.

Resources

Fitter, R.S.R. (1945) London’s Natural History, London, Collins New Naturalist No.3.

Goode, D.A. (2014) Nature in Towns and Cities, London, Collins New Naturalist No.127.

Sukopp, H. (1959/60) Vergleichende Untersuchungen der Vegetation Berliner Moore unter besonderer Berücksichtigung der anthropogenen Veränderungen, Botanische Jahrbücher, 79, 36–191.

Sukopp, H. (2003) Flora and vegetation reflecting the urban history of Berlin, Die Erde, 134, 295-316.

Paul Downton

Paul Downton

about the writer
Paul Downton

Writer, architect, urban evolutionary, founding convener of Urban Ecology Australia and a recognised ‘ecocity pioneer’. Paul has championed ecological cities for years but has become disenchanted with how such a beautiful concept can be perverted and misinterpreted – ‘Neom' anyone? Paul is nevertheless working on an artistic/publishing project with the working title ‘The Wild Cities’ coming soon to a crowd-funding site near you!

Whimsy is no laughing matter. It is vital to our survival.

In the same way that whimsy is an organic and inevitable component of human discourse generally, so it needs to be understood as having a central role in mainstreaming knowledge and action in sustainability, climate action, and biodiversity. To enable prolonged discussion, serious discussion demands the interjection of levity. Given that these topics are inseparable from consideration of life’s future on what some may regard as a dying planet, then there will inevitably be gallows humour involved. The humour is a safety valve, part of a way of coping for people who may often be accused of taking things “too seriously”.

The most powerful messages are often conveyed with a strong element of humour. Particularly in times of war, when things are “difficult”―when there is an existential threat. The issues of sustainability, climate change, and biodiversity are all inescapably linked to existential threats.

A revolution in thinking is required for most of the world’s people to realise that the world is alive and relies on life to sustain itself. There is an increasingly desperate need to restore a sense of wonder to our world that is not mediated by Disney, screens, and mechanical devices. Easier said than done, perhaps, this requires exposure to the wildness that is nature, where mice don’t take the Mickey, rabbits don’t soft-soap their putative killers, vultures don’t chorus in four-part harmonies and elephants can’t fly. Having said that, one is compelled to observe that these creatures are quite whimsical creations. A forest may only be able to speak in trees, but it can speak to us through human intermediaries. Arguably, those are our roles as scientists, artists and creators, educators, economists and engineers, and, yes, even politicians.

And if our translations of nature’s languages tend to be too prosaic then we must add joy to the our dull, overly-pragmatic utilitarian body language, and dance!

Emma Goldman is frequently credited with the aphorism, or variant of the aphorism, that “If I can’t dance, I don’t want to be in your revolution”. She was talking about the necessity of joy, one of the powerful positive forces alongside hope and love. One might reasonably add that the need to be deadly serious about goals and outcomes when aiming to make the world a better place, or “save the planet”, you need to have a sense of humour. If I can’t laugh, chortle, giggle, joke or make whimsical commentary on the state of the world, or puncture the unintended pomposity or holier-than-thou-ness of myself or my colleagues when we lurch towards embarrassing seriousness with a heartfelt guffaw or carefully crafted whimsical comment, then I don’t want to be part of that movement for change because it carries the seeds of its own destruction.

Nature is cool. It can be jaw-droppingly stunning and laugh-out-loud funny. Climate change throws almost nothing but curved balls… Romance and laughter underpin all life-affirming human hope and striving. The targets for whimsy and humour can be anything or anybody, but the core issue always has to be the necessity for sustaining the forces on which life depends.

Whimsy is no laughing matter. It is vital to our survival.

Lisa Fitzsimons

Lisa Fitzsimons

about the writer
Lisa Fitzsimons

Lisa holds a MSc in Climate Change: Policy Media and Society from Dublin City University (DCU) and serves as the Strategy and Sustainability lead at the Irish Museum of Modern Art (IMMA) in Dublin.

The power of moments of levity

Rather than overwhelming audiences with technical jargon and complex concepts, light-hearted communication invites them into the conversation and perhaps makes them start to think differently.

Effective communication is critical to driving social change to motivate people to take action, change their habits, and push for policy changes, and how we frame climate change shapes how audiences understand and respond to it. Usually, the climate crisis is framed in terms of science, politics, economics, or ethics. While facts and data are important, data and scientific information alone will not inspire change. Indeed, audiences’ lack of emotional connection to climate messaging can explain why they aren’t taking action.

A cultural framing of the climate crisis, however, has a stronger potential to resonate meaningfully with audiences. Our understanding of the climate crisis and how we respond to it is shaped by our culture―our beliefs, values, traditions, and ways of thinking. Comedy and moments of levity in culture can help make the heavy topic of the climate crisis more approachable and relatable and can help diffuse tension, offering a potentially powerful tool for shifting communications and attitudes.

Comedy has always been an important part of cultural expression, from Ancient Greece and Shakespeare to memes and internet humour. Comedy’s power lies in its ability to hold a mirror up to contemporary society, to create a feeling, move us emotionally, or change our perception. Done well, it can communicate complex issues, such as race, inequality, and the climate crisis, in relevant and meaningful ways.

Indeed, throughout history, comedy has played a central role in social movements, serving as a tool for communications and mobilisation. African American comedian Dick Gregory used humour to highlight racial injustice in the 1960’s. Hannah Gadsby’s Netflix stand-up show Nanette blends humour with raw honesty about the struggles of being queer. And through shows like Saturday Night Live and 30 Rock, comedians Tina Fey and Amy Poehler successfully use humour to challenge gender stereotypes and to advocate for women’s rights. In all these examples, comedy serves as a tool for social mobilisation by making complex, often controversial issues more accessible, challenging power structures, and uniting audiences through laughter.

When we use comedy and moments of levity, we create a shared space where people can acknowledge the seriousness of the problem without being overwhelmed by it. Contemporary comedians are increasingly using humour to tackle climate change topics and, in doing so, help bring the issue into everyday conversations in a more engaging way. The Irish comedy group Foil Arms and Hog, for instance use insightful humour to great effect to communicate the ridiculousness of inaction in the face of the Earth Crisis. This kind of humour lowers the audience’s defences, allowing them to engage with the issue without feeling judged or isolated. Rather than overwhelming audiences with technical jargon and complex concepts, light-hearted communication invites them into the conversation and perhaps makes them start to think differently.

Laughter can break emotional barriers, making room for learning and, ultimately, action. When people laugh together, they feel connected. Shared laughter creates a sense of camaraderie, which can make people more willing to listen to different perspectives. And when people feel like they’re part of a community, they may be more open to considering new ideas or changing their views. Humour can tap into emotions such as joy, relief or even curiosity, shifting how people feel about an issue. These positive emotions can encourage people to be more optimistic and proactive rather than paralysed by fear or guilt. Irish collective We Built This City on Rock and Coal brings scientists and theatre makers to rural and coastal towns across Ireland for an interactive performance driven by research and comedy. It’s good fun and good for the planet, helping individuals and their community become part of a collective action.

That said, however, while levity is powerful, there is a fine line between engaging people with humour and making light of a dire situation. The key is balance. Levity should complement, not replace, the serious messages at the core of climate communication. Blending moments of lightness with critical information to ensure the humour supports the call to action without diminishing the issue’s urgency.

Chris Fremantle

Chris Fremantle

about the writer
Chris Fremantle

Chris Fremantle is a producer and research associate with On The Edge Research, Gray’s School of Art, The Robert Gordon University. He produces ecoartscotland, a platform for research and practice focused on art and ecology for artists, curators, critics, commissioners as well as scientists and policy makers.

Whimsy is adopting the ridiculous and taking it seriously.

Earnest is probably the opposite of whimsical. Climate change, nature-based solutions, the planetary crisis: they are all enormous and require earnest attention. Whimsy has perhaps two aspects. Firstly, it always exists in the face of overwhelming seriousness. Lord Peter Wimsey, Dorothy L. Sayers’ fictional detective subject of eleven novels, is the epitome of whimsey in the face of murder. His intentional, even affected, lightness is in the face of experiences as an officer in the First World War which have left him suffering what was called “shellshock” then and PTSD now. One of the other critical responses to the horrors of the First World War was Dada, the absurdist art movement. Being whimsical in the face of the planetary crisis might seem to be an absurd response, but the lightness allows for imagination, and the other key characteristic of whimsey is fancifulness. This invokes the possibility that there might be an alternative, albeit seemingly an improbable one. Whimsey’s fancies are by definition implausible (just as Wimsey’s solutions to the crimes appear implausible to start with).

We need to confront the horror of the planetary crisis, including how we are all bound into it through, not least, our dependency on ever-increasing energy supplies, and our disposable culture. But we also need to be willing to imagine our way to a different culture, one where exchange is the organising principle rather than consumption. The artists Helen and Newton Harrison framed this in terms of “putting back more than we take”―perhaps somewhat fanciful when we think about fossil fuels and plastics!

Design-thinking practitioners have developed some useful tools which can help with getting into the state of mind to be whimsical and fanciful. One is the Fast Idea Generator. Nesta, the innovation organisation that developed it, describes it as a tool to develop an existing idea by looking at it from a number of perspectives. Having used this tool, one of the things that is apparent is that for it to work, participants need to get into a somewhat whimsical state of mind. The tool can help, but like whimsy in general, it isn’t a solo state―everyone needs to be willing to participate. The tool asks you to do several things to your idea―to twist it and distort it. The tool says things like―invert the idea, exaggerate the idea, translate the idea to completely different circumstances. In this last case it means something like designing hospitals as if they were airports. This has been done and it does mean people get to their clinic waiting area (aka, departure gate) very efficiently! Whimsy is adopting the ridiculous and taking it seriously.

There is a role for earnestness. The planetary crisis needs, in its multiple facets, to be measured accurately and reported carefully. The place of whimsy might be in creating those ‘aha’ moments where there is realisation of an alternative. This is particularly true where we need people from different backgrounds and with different agendas to engage with a bigger picture, see things from a different perspective. “Aha” moments―moments of conceptual shifts, are the starting point for new thinking, the potential for capacity building, new practices, and policies, those deep cultural shifts we need. Here I am plugging the characteristics of a knowledge exchange evaluation approach, but actually knowledge exchange and, in particular, transdisciplinary approaches based on “problem specificity and societal relevance” might also require whimsy to balance earnestness.

Tony Kendle

Tony Kendle

about the writer
Tony Kendle

After an apprenticeship in a small Parks Department, Tony studied Horticulture at the university of Bath. A PhD on land restoration at the University of Liverpool was followed by researching and teaching landscape management at the University of Reading where he developed a specialism in urban nature, publishing one textbook and one popular science book. Today he works with the Sensory Trust in Cornwall on helping communities take climate action with plants.

Humour and whimsy may initially be seen as inappropriate responses, but they may give us the strength to act, and they may also inspire our thinking to be more creative.

Humour and whimsey as tools to promote environmental care

Research has shown that humour can stimulate the release of neurotransmitters like dopamine and as a result it can enhance learning, memory, and creativity.

It is also widely recognised that humour can soften the stress and anxiety of dealing with difficult and terrifying topics including climate change.

I was intrigued then to find a researcher arguing for wider use of ‘eco-humour’ to address or even redress environmental harm in a journal article: Humour beyond human: eco-humour as a pedagogical toolkit for environmental education | Australian Journal of Environmental Education | Cambridge Core

People often laugh when exposed to an unexpected idea or one that changes their understanding. Somehow this seems connected to why surprising events and incongruous experiences strike us as funny.

A favourite quote of mine comes from Rob Hopkins who wrote that “tackling climate change is a challenge of the imagination” as in the face of a transformative crisis we have to re-imagine everything.

Bill McKibben has also written that we no longer live on the same earth as we used to climate change needs us to rethink everything.

So, amidst what UNEP calls the “polycrisis”―climate, biodiversity loss, health, and water―we seem to be firmly in the territory of the incongruous and unexpected; humour and whimsy may initially be seen as inappropriate responses, but they may give us the strength to act, and they may also inspire our thinking to be more creative.

The next issue is where should this humour be found and who gets to tell the story and the jokes?

The original root of the word museum was the home of the muses―places that curated creativity, inspiration joy more than information about random looted objects.

When I was first working on the establishment of the Eden Project, I tried (and failed) to inject whimsey into public interpretation. My thinking was that we needed to show that a concern for sustainability could be playful and that a greener life need not mean seeing all joy sucked away.

I quickly learnt that interpretation is a contested territory many people feel they have the right to own the narrative―interpreted knowledge rapidly becomes highly political if not actually weaponised, and it soon became clear there is no tolerance for whimsy in such contested spaces.

How then do we break the authoritarian hold on ideas in the public realm?

Recently I have become enthused by the work of the Rebel Botanists (#RebelBotanists – We’re shadows chalking on the street, to name the wild plants at your feet!)

Inspired by Toulouse botanist Boriss Presseq, they are on a mission to raise people’s awareness of the importance of wild to our ecosystem. They write “we use a street art approach to name the flora we find. The outcome is not confrontation, but curiosity―curiosity is the first step towards learning for all ages. The pavements become an evolving canvas, just as the seasons change so do our chalkings”.

In a grass roots unauthorised fashion, the rebel botanists form part of the movement for informal Science Learning that takes education out of the classroom.

I also see parallels with the movement to liberate museum labels from authoritarian control of the narratives. https://www.michellehartney.com/correct-art-history

Maybe the iron grip of narrative control is beginning to loosen under the strain of today’s challenges?

Potentially, the polycrisis will force us to rethink the entire paradigm of “sustainability”.

As Glenn Albrecht has challenged―just what aspects of our current environmentally dysfunctional culture are to be sustained?

It may be time, in the spirit of Coyote the Trickster, to harness our humour and disruptive imagination and use them to dismantle the domains of traditional science and education and to scatter the pieces through the streets like confetti―they can be reassembled one day as the new world germinates.

Gareth Kennedy

Gareth Kennedy

about the writer
Gareth Kennedy

Gareth Kennedy is an artist and lecturer at the National College of Art and Design in Dublin Ireland. Since 2020, he has been lead coordinator on NCAD FIELD. Ongoing course work continues to explore the FIELD as a Novel Ecology and how it might support the creation of new Naturecultures and transdisciplinary exchanges.

If I can’t Dance I don’t want to be a part of your (r)evolution.

To work together through compelling experience and knowledge to see how we might shed our neoliberal skins and entertain other subjectivities and ways of being in the world together.

The students line the counter of Vincenzo’s Takeaway and Restaurant on Thomas Street in Dublin’s Liberties. Student anticipation mixes with their lecturer’s slight trepidation with how all this will unfold. Today the students are joined in their studies by members of Fatima Groups United, an active Age group who have joined today’s session to meitheal[1] with the students to harvest this year’s crop. FGU’s presence affirms a key tenet of the day’s learning: that sustainability is an intergenerational exercise that must collaborate with those who came before, and those who come after. The potatoes in question are particular. They are genetically diverse non-EU registered potatoes from Swedish artist Asa Sonjasdotter’s 10-year project[2] where she has collected potato varieties and their endangered biographies. Most of these potatoes do not meet the standard for EU industrial agricultural scale production in terms of productivity and also aesthetics. Some simply do not meet the aesthetic of what a supermarket-bought, pan-continentally traded archetypical potato should be. They are weird. One, The Rote Emma (Red Emma), is a copyleft renegade being deliberately left unregistered so as to activate other modes and scales of exchange wherever it is grown and its story told. It is named after Emma Goldman, the proto-anarchist/feminist of the late 19th/early 20th century. Students are always inspired by how the authorities of her day described her as an “exceedingly dangerous woman”, and of her motto for instilling joy and abundance in her activism: If I can’t Dance I don’t want to be a part of your revolution.

The chips, handcut, multicoloured, and like no others, are boxed fresh from the fryer and are brought back to the site of their harvest and our unusual place of learning, the NCAD FIELD[3] which is just next door. They are consumed communally and with relish plein air. This gives occasion to unpack the morning’s lectures and seminar.  To appraise the potato as a medium par excellence to discuss issues surrounding colonisation, monoculture vs diversity, food security today, and how a famine 175 years ago still resonates in an Irish context. Most of all we are smiling and enjoying a collective glee in gleaning this carbohydrate-rich meal from our immediate environment. A student takes the excess in a box and wanders onto campus to distribute free chips as a surplus of the day’s study. Unchipped potatoes are carefully set aside as seed to be sown the following Spring to continue the cycle as a nascent tradition now in its 4th year.

Week by week students move through coursework intimately tied to the seasons. Critical texts, screenings and discussion are paired with material, haptic and often gastronomic processes. Students are asked to bring their stomachs and taste buds to class as we try to reconfigure our senses and entertain the idea of a novel terroir in in the FIELD. At time of writing (October 2024), as we leave the bounties and abundances of Autumn behind, we have made a course larder we will continue to dip into as we go into the dark winter months: Jam made from what maybe Dublin’s oldest pear tree[4] situated near the campus will be judiciously enjoyed as we reckon with troubling course material; the excess litres of delicious apple juice poached from unpicked orchards including a Protestant Bishops and a Catholic Convent ferment into cider which we will use to Wassail the end of coursework in January; after the first frost we will integrate the FIELD’s feral Kale into our coursework. This Kale, introduced in the time of the hipster, is now in its 7th generation of self-seeding on the site.

We mark Samhain (Oct 31st), the ancestral beginning of Winter and of the Celtic new year in our bioclimate, with a Halloween Special. We will visit the rewilded estate of film maker and Lord Dunsany, Randall Plunkett, who originally let his estate rewild to shoot his zombie apocalypse film[5]. A tour of the grounds will be followed by some witchery when we cauldron-cook elderberry tonic into a winter tonic to aid our immunity. The making of this bloodred tonic will frame the discussion of Silvia Federici’s Caliban of the Witch and how 400 years of witch hunts in Europe are tied to the enclosure and privatisation of land, the eradication of a whole world of female practices, collective relations, systems of land-based knowledge and also the birth of aggressive capitalist markets. This exchange lays a basis for discussing how reinstituting commons might help us rally and work together to create resilient systems in the face of what is unfolding. Afterwards, students will return to the city on Dublin bus with crimson-stained hands and smelling of campfire. All of this is serious fun and in the spirit of being generative and not extractive. To work together through compelling experience and knowledge to see how we might shed our neoliberal skins and entertain other subjectivities and ways of being in the world together. Joy, fun, craic, and whimsy are very much part of this unlearning.

[1] Meitheal – from the Irish language which traditionally means collective work undertaken to bring in a crop or perform other labour intensive agricultural work.

[2] See www.potatoperspective.org/

[3] NCAD FIELD is a remediated and ‘guerrilla composted’ former carpark directly adjacent to the NCAD nested in the historic Liberties of inner-city Dublin. It was until recently a thriving site of urban horticulture before falling into disuse. The absence of human use, accelerated by the lockdown, led to a remarkable ‘wilding’ of the site. The eclectic biodiversity of the site today sees its reappraisal not as ‘brown field’, which speaks to a language of development, but as a Novel Ecology.

[4] See www.irishtimes.com/ireland/dublin/2023/09/27/liberties-pear-tree-more-than-170-years-old-dna-tests-show/

[5] See www.rewildingeurope.com/rew-project/dunsany-nature-reserve/

Rob McDonald

Rob McDonald

about the writer
Rob McDonald

Dr. Robert McDonald is Lead Scientist for the Global Cities program at The Nature Conservancy. He researches the impact and dependences of cities on the natural world, and help direct the science behind much of the Conservancy’s urban conservation work.

Maybe the right way to think about whimsy is as a necessary first step. Much more than dry facts and figures on the return on investment of urban nature, whimsy motivates and inspires people to try new things.

A lot of the most inspiring and fun ideas for nature in cities, or for the environmental movement more broadly, arise from whimsy. Over the centuries, humans keep inventing new roles for nature in cities, in ways that satisfy our needs and desires, whether utilitarian or playful. For instance, we now think of street trees as a commonplace idea, but there was a historical moment when cities in the Low Countries began to experiment with street trees. The Dutch had used trees to stabilize canal banks for a while, and since, in their cities, the canals came into the city center, it began to feel normal to extend trees to other streets. It is worth remembering the rest of the world viewed this intrusion of a natural feature into an urban area as a little bizarre, since nature was viewed as the untidy antithesis to the urban. But the odd, whimsical idea of a street tree met a need for shade and a little beauty, and the idea spread eventually (and thankfully!) to cities around the world.

Whimsy, in this broad sense, is the source of inspiration, of new ways of imagining what urban nature could and should be. We are in a period when humanity is demanding new and different things from nature in cities, including climate resilience and “mental health” and fashion, and this is leading to an explosion of whimsy from landscape architects and designers. Think of the fantastical Bosco Verticale in Milan, designed by the Boeri Studio to playfully maximize the amount of greenery on the facades and balconies. Or the new WOHO-designed Pan Pacific Orchard hotel in Singapore, which cuts out blocks of the buildings exterior to create large spaces for green parks, many dozens of stories above the streets below.

Whimsy is seductive, and a bit dangerous. Some of these whimsical green designs are expensive, high-end designs that are supposed to push the frontiers of ideas, making beautiful photographs that are widely spread and admired online, creating a brand name for the designers and building owners. But whimsical inspiration does not replace a plan for how to integrate nature more broadly into cities, in a way that is equitable and sustainable. Green roofs and facades are expensive propositions, and while there is a place for whimsy, there is also a place for nuts-and-bolts engineering and economics, of helping think about how to overcome the messy realities of (for instance) retrofitting existing buildings. These sorts of everyday projects will not be as whimsical or as exciting but are far more important to making urban green a reality for the majority of humanity.

Maybe the right way to think about whimsy is as a necessary first step. Much more than dry facts and figures on the return on investment of urban nature (the kinds of stuff I admittedly often produce!), whimsy motivates and inspires people to try new things. It is a first step, but other steps are needed to upscale nature-based solutions so that they can help any more people. For instance, it is important to realize that Singapore has so many green hotels because, in part, it has created a set of regulations that require new buildings to have a certain green fraction and creating strong government support for the construction of green infrastructure. Getting these kinds of enabling conditions right involves dry policy work, over many years, but it is also essential to go from whimsical idea to a widespread innovation.

Alastair McIntosh

Alastair McIntosh

about the writer
Alastair McIntosh

Since 1996, his work has been mainly freelance as a human ecologist, writer, speaker, researcher and activist. Alastair is a Quaker, an honorary senior research fellow (honorary professor) in the College of Social Sciences at the University of Glasgow, and as a Fellow of the Centre for Human Ecology was Scotland's first professor of human ecology at the University of Strathclyde. He has also held honorary fellowships at the Academy of Irish Cultural Heritages (University of Ulster), the School of Divinity (University of Edinburgh) and the Schumacher Society.

Through the eye of a potato: Tips on writing a thesis in Human Ecology

Enjoy your thesis, and open others up to visionary possibilities.

I would like to share a few words about what, in my experience, is important in writing a scholarly thesis in the relationships between the social and the natural environment, and having fun in so doing.

Let me assume that you are here to do a master’s degree, and your thesis, in the old model of apprenticeship learning, is your “masterpiece”. It is that with which you can show the world that you are a competent human ecologist. For this reason, choose something that is useful―something that you can do things with―like publishing it for others’ edification, or to influence people or a movement, or to bear witness. Your work may well serve personal intellectual or even therapeutic interests, but if it is constrained to that, it will be a narcissistic piece, which is not why we are all here. So, please, my suggestion would be to set yourselves a fundamental framework of operation by asking yourselves, “Is it going to be of service to either the poor or the broken in nature?”. If the answer happens to be “no”, that doesn’t necessarily mean you’re off the track, but I would urge careful discernment―careful sifting of your motives―so as to reveal more clearly who or what it is that you serve.

As your masterpiece, try and integrate the fullness of human ecology into the wider framework. Ensure it has linkages to the social and the natural environments. Strive to convey the passion of the heart, guided by the reason of the head, applied with the practicality and sheer hard work of the hand.

But, and it is a huge “but”, in holding everything in a framework that is nothing less than your worldview―your cosmic experience of being alive on this planet―develop a sharp focus. If you don’t, you’ll be all over the place. You’ll get into a horrible flap, and be a considerable pain in the flapping parts of the anatomy to your poor supervisor.

Remember, a stone mason doesn’t start with the whole mountain, or with the cathedral that she is to build. She chooses a small part from the mountain, and contributes to the pattern of a whole that is greater than she herself.

How do we do this? My suggestion is to think of your thesis in terms of story. Ask yourself, “What is the beginning, middle and end?” Find a small question, a very small question, and ask it. But ask it well. As a 1965 Ned Miller hit put it, “Do what you do well”.

For example, don’t focus on saying, “I want to examine nutrition in Scotland, or England”. Run with a small question like, “I want to study who is buying organic potatoes in Edinburgh, or Liverpool”. Then you’ve got something that you can research and handle easily. Then you can go round all the shops―I guess maybe only 20 or so―and interview the shopkeepers or the customers. In a containable manner you can analyse your data, set it in the context of the relevant literature, and end up with a concluding chapter that reflects on the relevance of your well-grounded findings for your wider interest in nutrition.

Do you see from this small example how helpful it is to think in terms of telling a story? Your story would go like this: I was interested in this big picture, and I spent a couple of weeks thinking and reading around it. I then refined it down to one (or at most, two or three) questions. Over another couple of weeks, while still doing my literature review, I developed a robust methodology for how I was going to explore those questions. I tested my methodology on a few friends, tweaked it a little, until I was satisfied with the result. I then spent a couple of weeks carrying out the interviewing (if that be your approach), and then allowed four weeks for analysing what I’d done and writing draft chapters. This left me two weeks at the end to write up a polished version … which I was able to proudly deliver to my supervisor (with a large bottle of organic malt whisky).

There you are. Total job finished in 12 weeks, which is roughly what you need to be looking at in a typical master’s thesis if you’re going to manage your lives, and work well, and allow a little slack time for possible technical problems, sickness, a broken heart, a mind-blowing mystical experience, or … too much whisky.

And notice how, in all of this, you have never deviated from following the silver “faerie path” of your passion. The discipline you will have had to apply in following that passion will have been your “working under concern”, your calling, your vocation at least for the time being. It will leave you with a great story to tell, a very practical one because it is grounded, and something that may be, above all, a contribution to the cause, to “the great work”. Neither will your wider interests have been frustrated by choosing such a specific focus. Indeed, if your focus fell upon the vegetable realm, my bet is that you’ll end up finding that you can see the whole world through the eye of a potato.

You can see how such a thesis could easily be published. For example, a scholarly paper in a journal of agriculture or retailing, or an article in a permaculture newsletter, or in a greengrocer’s trade magazine. If you need to dress up such an honest-to-goodness approach to serve what Mary Daly called “academentia”, you can justify it in through such qualitative social research methodology as “grounded theory”.

One last thought … my late friend Ralph Metzner of Leary-Metzner-Alpert fame at Harvard in the 60’s, “stardust” and “golden”, had a wonderful saying. “Stories are what tell us of the past: visions tell us about the future”. Enjoy your thesis, and open others up to visionary possibilities.

As added whimsy, is an excerpt from the closing part to Alastair’s Sermon

“Lesson to The English on And Reform at Dark Mountain in Wales. The Sermon Application”

Sermon Application – Lifelines

A likely Gaelic derivation of Tom Forsyth’s name is Fearsithe, “the Man of the Faeries” or “Man of Peace”. But getting him to Llangollen (The meeting place for the event) had been anything but irenic. It had been a complex two-day journey by small boat, bus, and trains. Being in his eightieth year, and with reduced agility, we struggled with the tightly-timed connections between stations. Finally, the two of us were seated on Dark Mountain’s stage.

I spoke. Tom held silent presence. I invited his contribution. But he just sat.

After what seemed an age, he reached into his shirt pocket and held up on a chain an antiquated watch.

“I see that here you live by deadlines”, he said, referring to the journey.

“Where I come from, we live by lifelines”.

And then, he just sat there: slowly shaking his head, as if beguiled in wonderment.

At length, he added a little more. The butterfly may look as if it’s wander-ing aimlessly through the garden. But don’t be misled by the butterfly mind. It’s following its nectar to the source. That was Tom’s message, to Time to Stop Pretending.

I thought: “Is that it?”
Then, of course: thats it!

And I raised my eyes to the balcony that ran around our seated auditorium. In full Highland Dress, appeared MacKinnon of MacCrimmon. (Ian is one of the most acclaimed Highland bagpipers of the Scottish Highlands and Islands tradition).

And I rooted my feet to the ground. And I shouted at the top of my voice.

IAN, WHAT IS SPIRITUALITY?
And the pipes skirled. And then he burst into an ancient Gaelic song.

And the assembled bards … and the Old Things on Dark Mountain …… stirred at the Gates of Dawn.

Full Sermon Available:

https://www.alastairmcintosh.com/articles/2024-Dark-Mountain-Sermon.pdf

Claudia Misteli

Claudia Misteli

about the writer
Claudia Misteli

Claudia is a social designer, communicator, and journalist who believes that care, creativity, and collaboration are key to building more just, vibrant, and nature-connected places. Born between Colombia’s coffee region and the Swiss Alps, she now lives in Barcelona, blending cultures and perspectives in her work. At The Nature of Cities, she co-leads European projects and the TNOC Festival, sparking connections and meaningful action. Claudia also volunteers with the Latin American Landscape Initiative (LALI), helping amplify regional voices and build bridges across Latin America through storytelling, communications, and a deep love for people and place.

The serious power of whimsy

In Colombia, we often say, El que no llora, no mama—if you don’t cry, you won’t get fed. But I’d better say, El que no ríe, no aprende—if you don’t laugh, you won’t learn.

Being half Swiss and half Colombian always made me straddle two cultures—Switzerland’s orderly landscapes and Colombia’s vigorous natural beauty—I learned to find magic in contrasts. My Swiss side loved the precision of alpine wildflowers, neatly arranged as if they were posing for a photoshoot. My Colombian heart, meanwhile, danced to the anarchic symphony of the green parrots squawking when the rain came down from the Andes mountains. Whimsy was not just an occasional visitor; it’s always been part of who I am, weaving stories that helped me bridge these two completely different worlds.

Today, as we stand at a kind of precipice of the climate crisis, biodiversity loss, and political uncertainty,  I ask myself: Can whimsy serve a purpose in our most pressing global, local, and personal struggles?

Imagine an aquatic field of Posidonia (Posidonia Oceania) waving tiny fans. (Why? To cool off as the ocean heats up, of course!). Or designing a crowdfunding campaign to save urban frogs titled “Give me a kiss and I give you back a prince”, where every donor receives the chance to “Kiss a Frog” challenge kit as an incentive. I think these ideas are not so silly at all; they’re strategic. Whimsy can slip past defenses, melt skepticism, and invite people into spaces they might otherwise avoid.

These heavy topics—climate change, biodiversity loss, environmental justice—often weigh too much for hearts already burdened or disconnected from these issues. But whimsy lifts, making it easier to carry.

Laughter is a shortcut to understanding

Take the example of the cotton-top tamarin, a tiny primate found only in Colombia, with its wild, fluffy white mane that looks like it’s perpetually having a bad sleeping night. Its whimsical appearance contrasts with the stark reality of its critically endangered situation, threatened by habitat loss and the illegal pet trade. Imagine a meme of a cotton-top tamarin with the caption: “When you wake up late but there’s no time to snooze when extinction is near”. Humor and whimsy don’t trivialize; they humanize, creating cracks in the walls of indifference where empathy can slip through.

A picture of a cotton-top tamarin with the caption: “When you wake up late but there’s no time to snooze when extinction is near."
Meme created by Claudia Misteli

In Colombia, we often say, El que no llora, no mama—if you don’t cry, you won’t get fed. But I’d better say, El que no ríe, no aprende—if you don’t laugh, you won’t learn. With its power to delight and surprise, whimsy can turn passive observers into active participants, bringing critical issues closer to the hearts of those who might otherwise look away.

Whimsy as a love language

One plant always stood out to me—the Alocasia, the Elephant’s Ear. But to me, always the Heart Plant. Its leaves, shaped like perfect hearts, seemed to pulse with a clear message: I love you. I still do not see those plants as just greenery; they are messengers sending quiet but profound signals of care, tenderness, and connection.

A picture of an elephant ear leaf
Claudia Misteli, Quindío – Colombia 2024

Whenever I encounter an Alocasia, a love letter from nature is etched in my heart. It’s a reminder that nature has been reaching out to us all along, expressing its love through intricate designs and quiet gifts. And now, I feel it’s our turn to reciprocate.

Can we write back to nature a love letter? What if our climate or NbS campaigns included love letters for glaciers or matchmaking services for lonely urban trees willing to give shadow?(Swipe right for the tree with excellent shade!) These small, whimsical gestures are not distractions; they are acts of re-enchantment, rekindling our sense of wonder.

So let’s dance with nature, tell her jokes, make some memes, and write poems or love letters. Maybe, just maybe, whimsy will save the world—or at least make the effort a little more fun.

Gareth Moore-Jones

Gareth Moore-Jones

about the writer
Gareth Moore-Jones

Gareth has been involved in the sector for 30 years and has been CEO of NZ Recreation Association, National Sport & Recreation Manager for NZ YMCA, interim CEO of Outdoors NZ, and as public health planner in the health sector .

Bring on the whimsy! (but, as my daughters tell me, stop before you get the dad-jokes 🙂 ).

Imagine trying to explain the complexity of the message(s) contained in the Tom Torro carton below, using the English language (or other), full sentences, describing the context, the history, the present and the future and the science.

A drawing of a man and three children sitting around a campfire. The caption reads "Yes the planet got destroyed. But for a beautiful moment in time, we created a lot of value for shareholders."
Tom Torro Cartoons. Produced under License #627245 accessed 19/10/24

Imagine putting forward in your argument against fossil fuel use (or nuclear bombs…) in a way that encapsulates the messages of naivety, cynicism, capitalism, cult-theory, power imbalances, and a fully dystopian future, using academic references, footnotes, conventions that are all unspoken but present in the cartoon.

Your audience would be asleep before they figure out what your message is, let alone take it on board.

The power of whimsy or humour is that your audience almost instantly ‘get your message’ and, importantly, will most likely pass this on/forward on a social media platform. They don’t need to demonstrate an academic or scientific or even philosophical understanding of the issue―it is there, in a drawing and a few words. Whimsy is the best sharp object I’ve come across at popping the conspiracy-theory balloon.

Some of my colleagues suggest that whimsy reduces the seriousness of the topic and the debate around it. But on the contrary, I have seen how an overly-serious approach to a topic can turn an audience off before they even understand the complexity of the message that is intended to be delivered.

Whimsy is understood at multiple-levels of engagement, and can deliver a message to where the recipient ‘is now’, in their education, their context, their role, their age.

Bring on the whimsy! (but, as my daughters tell me, stop before you get the dad-jokes 🙂 ).

Richard Scott

Richard Scott

about the writer
Richard Scott

Richard Scott is Director of the National Wildflower Centre at the Eden Project, and delivers creative conservation project work nationally. He is also Chair of the UK Urban Ecology Forum. Richard was chosen as one of 20 individuals for the San Miguel Rich List in 2018, highlighting those who pursue alternative forms of wealth.

Humour and whimsy go hand in hand. They take you somewhere else. Didn’t Einstein stare at passing clouds for inspiration, and didn’t Newton need the apple to fall on his head?

Be prepared to be educated by accidentIt can lead to places

To many, whimsy sounds incidental, not real, and inconsequential. It is a bit of a laugh. The truth is, when we think about great leaps in ideas and creativity, it’s whimsy and curiosity that dance together, much like daydreams, which can lead to unexpected opportunity. It conjures both hope and mystery in grasping something new, and with the element of chance thrown in, it ripples with the sentiment of future possibility. Didn’t Einstein stare at passing clouds for inspiration, and didn’t Newton need the apple to fall on his head? There was a man for gravity. In The Importance of Living by Lin Yu Tang (1927), there is a chapter called “The Importance of the Scamp” which makes clear the importance of a scamp ideology in progressing civilisation, by cheeky irreverence and playful thinking.

It also takes us to the realms of Situationism and catching dreams, and the irony in Jamie Reid’s Nature Really Draws a Crowd, which inspired Danny Boyle’s unusual opening ceremony for the 2012 London Olympics.

The great Salford bard John Cooper Clarke spoke in his biographical poem “Ten Years in an Open Necked Shirt” (1982) of how he had been “educated by accident”: “There were days when high wind would festoon him with random information… bus tickets and timetables, bankrupt magazines, yesterday’s papers, wrappers and bottles… obsolete menus, ingredients, soya bean protein, monosodium glutamate, hydrolised milk solids… Exposure To Heat Could Cause Drowsiness… Open at Other End… Keep In a Cool Place, Do Not Bend…” At the age of seven, Jack had been educated by accident. Around the same time, when interviewed by student journalists about whether the themes of his poetry were changing, John replied, “I think there are a limited number of themes in the Platonic heaven… you just have to keep revising them”. Humour and whimsy go hand in hand. They take you somewhere else.

It is about what you fall upon, notice, drift across, and, of course, who you meet that can alter your direction in pursuit of something fresh and forthright, to gain powerful new steps—tangential perhaps—giving confidence to step out. Meeting by chance and circumstance, moments and atmospheres, just like who you fall in love with.

Also, many a true word has been spoken in jest. Shakespeare’s Court Jesters are the key to pathos— it pushes the drama forward, and cuts to the core. James Joyce thought the same—in risu veritas (in laughter, truth). In Indian culture, Krishna is depicted as the beautiful humble cowherd who captivated souls with his flute—symbolising the truth in simplicity and humility.

One of the most significant projects I have been involved in was made by stumbling across the novelty of something forgotten. An odd reference to deep ploughing at depths with teams of horses to establish tree planting on sandy and dry Danish soil, ploughing to nearly a meter, overturning the subsoil to the surface, and creating a great weed-free and reduced fertility zone to enable sowing. It seems ridiculous to many, though it was a good hypothesis when we tested it. But it was information lost; the Danish Forest and Landscape Institute had been deleted by the government and its researchers disbanded. We scratched our heads and followed a whimsy—there was an organization called the World Ploughing Organization that convenes agricultural ploughing matches. We found out the president that year was Danish and contacted him directly. Instantly, he replied with details, and the Danish manufacturer of a plough that could do this. It is a whole other story, reflecting the urban experience of soil and demolition landscapes in the city, and turning things upside down in terms of methodology, and the link between biodiversity, and the value of reversing the deal to give seeds the best chance. Now there are sites as little as 15 years old that defy biodiversity, with one rural site in Yorkshire recording the highest number of butterfly sightings in Yorkshire for the past four years in a row on what was industrial farmland, and a Shropshire site which has seen silver-studded blue butterflies expand from a tiny butterfly colony of 200 to over 54,000—when the national trend has sadly halved in the last 14 years.

In project work too, after winning  Kew’s England Wildflower Flagship for Everton Park in Liverpool and Hulme and Moss Side in Manchester—a strategic economic slogan was the Northern Powerhouse—was instantly cannibalised by a joke at a Friends of Everton Park meeting, boldly stating “We’re the Northern Flowerhouse Now”,  and so it remains a catalyst for wildflower change across Liverpool Parks and Greenspaces , now personalised further with a newly formed and infectious Scouse Flowerhouse Cooperative of like-minded groups. And how this links to bigger pictures, and shouting about the possible, together with the grand vision of the Eden Project, and WHAT NEXT at their new sites in Morecambe and Dundee or on the South Downs in Eastbourne. But it is the personal touch that makes everything special. Big narratives like this also came from dreaming the possible.

In Jacob Bronowski’s The Ascent of Man, in one of the most moving and telling moments of the series, he says, “To close the distance between push-button order and the betrayal of the human spirit… we have to TOUCH PEOPLE”.

Over the last year, I have been moved by craftivist artist and Liverpool football banner maker Peter Carney and the banners he has crafted for us, which touch the heart and lift it. Our time spent in Glasgow, and the interactions with children, and the passion and pride that Scouse folk have for their city, heritage, and future—this is what powers us forward with our vision to co-create and care for a Scouse Flowerhouse, sowing seeds for a wider Northern Flowerhouse, where wildflowers are recognized as part of our urban geography and sense of place. Waving the banner may be whimsical, but it is what stands behind it with a solid weeds-to-wildflower message. Like Blake’s “Heaven in a Wildflower” or harking back to the strength of Tennyson’s “Flower in a Crannied Wall” that fueled Frank Lloyd Wright’s creative thought.

Hita Unnikrishnan

Hita Unnikrishnan

about the writer
Hita Unnikrishnan

Dr. Hita Unnikrishnan is an Assistant Professor at The Institute for Global Sustainable Development, The University of Warwick. Hita’s research interests lie in the interface of urban ecology, systems thinking, resilience, urban environmental history, public health discourses, and urban political ecology as it relates to the evolution, governance, and management of common pool resources in cities of the global south.

To me―an urban scholar―this festival represents perhaps some of the most dramatic and whimsical examples of how engaging with urban nature can bring joy, hope, and a sense of romance.

When a Grebe, Kestrel, and a Frog spoke beneath a silvery moon

October 19th 2024. Parkwood Springs, Sheffield. A place I had the privilege to call “home” for over three years. An almost full moon shines over the site of a former urban landfill―one that was operational between 1970 and 2015; one so toxic to other local nature reserves that it had to be shut down. Next to this, on a grounds formerly occupied by a deer park, over a 1000 people adorned with fairy lights, some of them with equally decorated dogs in tow, walk slowly―to the tune of two local Samba bands (the Sheffield Samba Band and the Sheffield Youth Samba Band) under the silvery moonlight, each with a willow lantern shaped like a bird or animal. The pièces de resistance are three giant lanterns lighting up the night―a magnificent kestrel, its beautifully decorated lit wings held aloft and flapping in the night, one of the leading artists Patrick Amber (the other being Jo Veal)―dressed and lit up as a great crested grebe, and a reclining Amalie―the beautifully decorated frog. To a casual onlooker, it is almost as if three giant, mystical representatives of the avian and amphibian worlds are speaking an ancient language known only to them.

A picture of glowing lanterns of colorful animals
The grebe, frog and kestrel. Photo credit: Nicholaus Hall

All along the path taken by this lively procession are other equally whimsical lantern creations―a Viking longboat, reindeer, dragons, bluebells, sunflowers, and other entities too whimsical to endow with a name or shape. Each lantern is carefully conceptualised, designed and handmade by local artists Patrick Amber and Jo Veal, together with The Friends of Parkwood Springs (a local collective that serves to protect and increase the visibility of this urban space), and members of the community through a series of workshops open to anyone with any level of talent and held a few weeks before the event itself.

A picture of people and a dog in a craft workshop with lots of cloth, props, and colorful textiles around the room
The community workshop for lantern making, held within a local heritage building – dogs included. Photo credit: Hita Unnikrishnan

To me―an urban scholar―this festival represents perhaps some of the most dramatic and whimsical examples of how engaging with urban nature can bring joy, hope, and a sense of romance. First, there is the site itself. To someone new to the region and walking the many acres of land covered by Parkwood Springs, it is hard to believe that this was once a site that epitomised hostile, toxic facets of urban nature relationships. Today, it is a dramatic and seasonally changing landscape filled with grass, woodlands, heather, gorse, brambles, and―if you are lucky―the occasional herds of deer frolicking in the sunset. Almost every fortnight on a full moon here, a dystopic look out through which you can gaze for miles across this hilly city transforms dramatically. For on those days local artists and members of this tightly knit community come together for a night of shadow puppetry, music, dance, dog walking, and other forms of community building―under the light of the moon, and with giant community-made lanterns representing some element of the season in question―bluebells, for example.

A picture of a screen printed with a rabbit against a sunseted sky
One of the “Beneath the light of the silvery moon events” with shadow puppetry cast over the dramatic Sheffield sunset. Photo: Hita Unnikrishnan

And then there is the lantern festival itself. Nothing screams romantic and whimsical more than the sight of hundreds of lanterns bobbing up and down as their bearers walk past, the lanterns homogenizing people into an indistinguishable mass of humankind―united under the light of that silvery moon. While invoking a sense of fun, nostalgia, and community―with an enticing bit of whimsy, these events are also a way of reconnecting with the nature around, of appreciating what the spaces around us can give us, and of giving back. Giving back to nature through co-creating appreciation and joy, enabling a renewed interest in engaging with such spaces, so enhancing their value, and aiding their preservation for future generations. As Robert Macfarlane says in his Landmarks, “What we bloodlessly call ‘place’ is to young children a wild compound of dream, spell, and substance: place is somewhere they are always ‘in’, never ‘on’.” Parkwood Springs, and the activities there, continue to give to its inhabitants―its present, and future generations―that sense of connection by giving substance to dreams and weaving hopeful spells for the future. To me, these are visions of an alternate way of engaging with nature and the massive challenges we face―beyond the more common visions of doom and gloom and into a renewed sense of hope.

Ania Upstill

Ania Upstill

about the writer
Ania Upstill

Ania Upstill (they/them) is a queer and non-binary performer, director, theatre maker, teaching artist and clown. A graduate of the Dell’Arte International School of Physical Theatre (Professional Training Program), Ania’s recent work celebrates LGBTQIA+ artists with a focus on gender diversity.

The absurd can be used to highlight problems in our world, and whimsy can help spark our innate human ability to be flexible and invent solutions.

As a clown, the joy and curiosity guide a lot of what I create. I feel strongly that art that brings joy can also bring change―that laughter and delight can help open up the brain to be receptive to new thoughts, new connections, and new ways of being. I embrace whimsy to connect to joy and delight, and as an alternative way to approach knowledge-making.

Whimsy, to me, is not only connected to joy but is also connected to magic, to the unexpected, to the transformation that takes you by surprise and brings a smile to your face. Imagine: you are at a theater show. Through means you can’t discern, a plant sprouts suddenly from the middle of a dining table, disrupting the conversation. Through a whimsical stage direction (or directorial choice), the audience’s attention has been grabbed. Even if you don’t identify as an environmentalist, or a plant-lover, this sudden appearance would likely catch your attention simply through its novelty. Our brains are highly attuned to novelty, but bad novelty can make us scared, defensive, resistant. Whimsy, on the other hand, offers a non-threatening and joyful type of surprise. I believe that through this, whimsical experiences can offer a reset, a disruption, a re-tuning. It can be a provocation to curiosity and exploration. I don’t think it’s a surprise that whimsy is associated with children, or with adults who might be deemed ‘child-like’. Children are constantly discovering, learning, and adapting. Perhaps whimsy can help us reverse-engineer our brains towards a more flexible mindset, back towards the receptiveness we experienced in childhood. Through experiences that are fanciful, fantastical, joyful, encouraging a mindset that is more fertile for new ideas to be planted. New ideas like imagining solutions for, or new engagements with, climate change.

Let’s get back to clowns. Clowns live in whimsy. By that, I mean that we live in the “oh, I didn’t think that could happen!” and the “wow, look at that!”. When I teach clowning, I even use the word “wow” as my go-to for accessing the perspective of a clown: constantly in awe; using old, tired, familiar objects in new and novel ways; reinventing everything from how to walk to how to express love and desire. What calls for more reinvention than our attitude toward the environment? What deserves the word “wow” more than nature-based solutions?

Great clown and clown-adjacent comedy is often based in whimsy. Monty Python, Mr. Bean, Bill Irwin. For a concrete example, think about Charlie Chaplin’s film Modern Times. Has there ever been a more effective send-up of industrialization? And it is achieved through a popular form of art (film) and through the opposite of a didactic, lecture-based approach. Instead, we are led to see the effects of industrialization and while we laugh, we think. The absurd can be used to highlight problems in our world, and whimsy can help spark our innate human ability to be flexible and invent solutions. I’ve achieved this with my own solo show in regard to exploring and accepting transgender identities, and I have every reason to believe it can be done in regard to climate change and other environmental issues.

Whimsy asks for flexibility; it asks for believing in the impossible. I believe it has the potential to allow us to hack our own ideas of what the world is, and what it can be.

Wendy Wischer

Wendy Wischer

about the writer
Wendy Wischer

Visiting Director for the Contemporary Art Galleries at UConn in Storrs, Connecticut, Wendy Wischer is an artist and educator with a focus on artwork in a variety of media from sculptural objects to installations, video, projection, sound, alternative forms of drawing and public works. Much of the artwork is based on blurring the separation between an intrinsic approach to working with nature and the cutting edge of New Media.

The words "Mix Tape" textured like a world map
What a Wonderful World (Louis Armstrong)

This Land is Your Land (Woody Guthrie)

If I Had a Hammer (Peter Paul and Mary)

Imagine (The Beatles)

Will the Circle be Unbroken (June Carter Cash)

Where Have All the Flowers Gone (Kingston Trio)

Fire and Rain (James Taylor)

Wind Beneath My Wings (Bette Midler)

Candle in the Wind (Elton John)

I Will Remember You (Sarah McLachlan)

Lay me Down (Sam Smith)

Hallelujah (K.D. Lang)

Heaven (Beyoncé)

Supermarket Flowers (Ed Sheeran)

Tears in Heaven (Eric Clapton)

My Heart Will Go On (Celine Dion)

Here Comes the Sun (The Beatles)

I Feel the Earth Move (Carol King)

All is Full of Love (Bjork)

I Will Always Love You (Whitney Houston)

David Maddox

David Maddox

about the writer
David Maddox

David loves urban spaces and nature. He loves creativity and collaboration. He loves theatre and music. In his life and work he has practiced in all of these as, in various moments, a scientist, a climate change researcher, a land steward, an ecological practitioner, composer, a playwright, a musician, an actor, and a theatre director. David's dad told him once that he needed a back up plan, something to "fall back on". So he bought a tuba.

It is graffiti in an unexpected place, and with an unexpectedly peaceful subject. It causes us to pause for a moment and linger too, and think about that imaginary woman. And also think about what the creator of this picture was thinking.

Much of what we encounter as creative graffiti is whimsical. I am not talking about tagging here, but rather the story oriented graffiti exemplified by artists such as Banksy. Think, for example, a masked protester hurling … flowers (Bansy’s Love is in the Air). Love is in the Air juxtaposes rebellion and tenderness. It challenges perceptions by melding a violent act with a peaceful gesture, urging us to imagine alternatives. The unexpected image of a protester throwing flowers provokes thought about love, resistance, and societal change, inspiring us to reconsider our approach to power, protest, and hope.

TNOC started The Nature of Graffiti a few years ago to explore such juxtapositions in the context of nature. It is a gallery of nature-themed graffiti around the world, and there is a lot of it. Cape Town, Bogotá, and Calí are full of it. Other cities, too.  Painted birds on walls. Chimeras of zebras with human heads. Scenes of people gathering food. Messages of  environmental and social protest (“Belo Monte de mentiras“, referencing an Amazon watershed dam that has disrupted nature and communities). Funny juxtapositions.

One image has always lingered for me. It was up one of the steep hillsides in Bogotá, in a poor neighborhood. Almost all of the water used in Bogotá flows down from the hills next to the cities, in rivers and streams that pass through these neighborhoods. It is graffiti of a woman sitting next to an actual river and its flow. She is enjoying it. Contemplating it. Appreciating it. Lingering with it.

And it is graffiti in an unexpected place, and with an unexpectedly peaceful subject. It causes us to pause for a moment and linger too, and think about that imaginary woman. And also think about what the creator of this picture was thinking.

Graffiti of a woman sitting next to an actual river.
Graffiti in Bogotá, Colombia. Artist unknown. Photo: David Maddox

Elizabeth Frickey

Elizabeth Frickey

about the writer
Elizabeth Frickey

Elizabeth Frickey (she/her) is a Ph.D. student in musicology and MacCracken Fellow at New York University. Her current research examines the cultural, ecological, and political impact of community gardens and other urban greenspaces through the lens of music and sound.

Whimsy Is in the ear of the beholder

How could the presence of a keytar in a community garden be anything but whimsical?

You’re walking down Houston Street on the Lower East Side of Manhattan, New York City on a brisk Sunday afternoon. The busy throughway, with its four lanes of traffic, thrums with the usual sounds of wheels on pavement, distant sirens, and the voices of fellow pedestrians in jovial conversation. Seeking respite from the urban thrall, perhaps you stroll towards the nearby First Street Garden. However, as you approach, you are met not with the quiet you were seeking, but something else entirely. You aren’t even quite sure what you hear… there’s a mournful wailing sound… or a mechanical tapping sound met with a ghostly whirring… or is that a noise rock band playing around the corner?

I like to imagine the number of people to have had this exact serendipitous experience―to have paused at the fence separating the garden from the bordering sidewalk, surprised to find, not a secluded space of peaceful refuge, but a free jazz concert unfolding before their very eyes and ears. This is not an isolated experience, however, but merely one of the many iterations of the Arts for Art annual InGardens Festival which you have stumbled upon.

As a musicologist, I am often drawn towards networks of urban ecologies first and foremost through my ears. In the context of the InGardens Festival, for example, I wander into this space, wondering:

Why does this cacophony of free and raucous improvisation exceed my expectations for the garden’s soundscape, and am I alone in this impression? What do I imagine the idealized urban greenspace to sound like?

Formally founded in 1996 by dancer and poet Patricia Nicholson, Arts for Art (AFA) is, per its mission statement, a New York-based nonprofit organization dedicated to “the promotion and advancement of FreeJazz―an African American indigenous art form in which improvisation is principle.” For those familiar with the characteristically jagged and unpredictable sounds of experimental free jazz as a genre, the garden environment might come as an unexpected venue for this style of music. It is in its evasion of my sonic expectations that the InGardens Festival thus becomes whimsical to my ears. Indeed, how could the presence of a keytar in a community garden be anything but whimsical?

But then, from my vantage point in the comfort of this greenspace, I hear the high-pitched chirps of a song sparrow, and I swear the flutist in front of me chirps back in response. Helicopter blades chop overhead in time to the harsh tremolo of the double bass. A drummer catches the tac-a-tac-a-tac of the jackhammer on the other side of the fence. A saxophonist lays down their horn and yet, the music continues. I cock my head. Was it there all along?

Perhaps the power of the InGardens Festival, of the keytar in the garden, is not derived solely from the improvisations of human musicians, but also from the improvisational response of the more-than-human. If free jazz pokes holes in our conceptions of what music even is in the first place, the boundaries of music/noise, backdrop/performance, human/more-than-human become blurry to the point of indistinguishability. The garden itself is more porous than we once thought …

And yet, the whimsy remains. Newly attuned to the music of the urban greenspace–as loud, messy, and, yes, capricious as the free jazz which it had accompanied–we hear differently now. I laugh at myself for ever thinking the garden would be so sonically submissive, for thinking that I could be so easily separated from the garden myself.

I whistle along.

A group of trees in wooden planters in a room

How Could an Orchard Installed in a Gallery Affect Us (And The Gallery)?

Art, Science, Action: Green Cities Re-imagined
The strange orchard in a gallery invokes all the other orchards in the area, it invokes the employment, the harvest, the trucking, your parent working for one of the big juice businesses, the smell of the fruit in the warm evening air.

The Nature of Cities focuses on creative approaches to greening urban environments, what that means, why it is important, who is involved, and how, including Roundtables on “cities and pollinators“, and regenerative urban agriculture. The focus of this piece is 18 fruit trees installed for 6 months in an art gallery ― an odd sort of urban greening and an odd sort of creativity.

A group of trees in wooden planters in a room
Figure 1: Helen Mayer Harrison and Newton Harrison, ‘Survival Piece #5: Portable Orchard’ (1972) Re-performance at the Whitney Museum of American Art (2024). Photo: Chris Fremantle.

The installed work takes up the whole top floor  of the Whitney Museum of American Art in New York, Survival Pieces #V: Portable Orchard, is by the pioneering ecological artists Helen Mayer Harrison (1927-2018) and Newton Harrison (1932-2022). It is a re-performance[1] of a work first made in 1972 for the gallery at California State University, Fullerton.

Anne Douglas and I discuss Portable Orchard in our book “Thinking with the Harrisons: re-imagining the arts in the global environment crisis” and the opportunity to see this recreation of the work raises some issues. In the book, we focus primarily on the first iterations of some of the seven Survival Pieces including Portable Orchard, Survival Piece #2: Notations on the Ecosystem of the Great Western Salt Works and we discuss the notorious Survival Piece #3: Portable Fish Farm in some detail. This is, in turn, related to Survival Piece #7: Crab Farm and its subsequent incorporation into the Harrisons’ “masterwork” The Lagoon Cycle. Each of these is an experiment and also a DIY proposal. In the case of Portable Orchard the artists documented which species were able to “thrive” in the gallery conditions and which couldn’t cope. The drawing showing how to create a portable orchard was produced in an edition of 200 and given away at the gallery.  We discuss the Survival Pieces because it is through these experiments that the Harrisons develop their ecological understanding which is then articulated in The Lagoon Cycle and later works.

There are two specific issues that the Whitney re-performance raises – one to do with context, and the other the artists’ own evaluation of the work. When Portable Orchard was first made in 1972 the citrus fruit orchards of Southern California were being grubbed up for tract housing. Now we are living with an insect Armageddon and the pollination of fruit trees is increasingly an issue of concern.

And whilst several of the Survival Pieces have been re-performed since they were made in the early 1970s, by the time the Harrisons completed The Lagoon Cycle they noted in a Chronology of their practice included in the catalogue, that in 1974

[Helen Mayer Harrison] examines their survival pieces and their initial work. Concludes that it was an inherently alienated metaphor and was not energy-efficient. Using photographs and proposal making as a medium, the Harrisons change the direction of their work.

So, this work by the Harrisons’ own evaluation is an ‘alienated metaphor’ (thinking about survival as taking place in the space of the art gallery), and in terms of modelling ecosystems, these experiments did not use energy in the ways that ecosystems do. Within the web of life, energy is constantly exchanged whereas techno-science, the form of science that largely operates within contemporary capitalism, organises on the principles of “return on investment” and “innovation”, with the health of the web of life much less important than productivity.

A planted tree in a room
Figure 2: Helen Mayer Harrison and Newton Harrison, ‘Survival Piece #5: Portable Orchard’ (1972) Re-performance at the Whitney Museum of American Art (2024). Photo: Chris Fremantle.

That being said, the re-performance of Portable Orchard is worth “thinking with”. In the book, we adopted the philosopher of science Isabelle Stengers’ approach to “thinking with” articulated in a set of questions found in the introduction to her book “Thinking with Whitehead” (2011).

Every adventure thus calls forth the generic question ‘what does it make matter?’ which can also mean ‘how is the contrast between success and defeat defined for it?’

and

…the point is to experiment with the effects of that leap: what it does to thought, what it obliges one to do, what it renders important, and what it makes remain silent.

Stengers’ questions are about what is made to matter and what is not, how the criteria of judgement might be changed, what the works might make us think about and even be obliged to do. Stengers frames these questions through her reading of the philosophy of Alfred North Whitehead and they are useful to ask of Portable Orchard too.

When you see the work in the Whitney now, the social-political-ecological context of the original work, the changing landscape of Southern California, is missing. The citrus fruit trees in the Whitney aren’t local to the Northeastern USA. These were brought from South Carolina. The Whitney has used recycled redwood for the hexagonal containers of the fruit trees and the lighting fixtures. They have considered the “material lifecycles and environmental impacts” and “the team sourced reclaimed redwood from a local mill” according to the interpretation materials. Sustainability matters, but “place” is “silent”.

But let’s ask another question ― how is this art? If in some way art is meant to evoke “livingness” (as Wole Soyinka says in his book on aesthetics), this work is “life”, just about sustained in less than hospitable conditions (no irony they are called Survival Pieces ― galleries are not ideal contexts for living things). Portable Orchard is formally organised. The redwood structures do riff on the formal aesthetic of other artists ― Donald Judd’s boxes and Dan Flavin’s neon installations were the allusions for the Harrisons. That formal aesthetic works as well now as it did then ― it is the livingness that might be compromised. But as is signalled by this being a re-performance rather than a reconstruction, this isn’t art just because the hexagonal boxes create a pattern in three dimensions, or because of the contrast between the brown of the boxes and the greens, yellows, and oranges of the trees and fruits.

Tim Collins just said on Facebook in a discussion about “Reclaim the Void“, a project in Western Australia, “Generally speaking, ecoart is a debate between doing things and shaping perception and value”. He goes on provocatively to say, “On some level, critical cultural and philosophical analysis seems to take a back seat to a utilitarian mindset and a technocratic analysis of materials, technologies and practices”.

Portable Orchard‘s ability to shape perception and value might be because it is the familiar made strange (an orchard in a gallery), but this traction has to do with the idea that the “context is half the work”, the rubric of the Artist Placement Group who were active around the same time as the original instance of Portable Orchard. The strange orchard in a gallery invokes all the other orchards in the area, it invokes the employment, the harvest, the trucking, your parent working for one of the big juice businesses, the smell of the fruit in the warm evening air.

A museum like the Whitney, full of paintings and sculptures modern and contemporary, sort of makes that shaping of perception and value a singular personal experience. Once the question of value and perception becomes social, engaged with a context, it also becomes related to the utilitarian, to the issue of doing things, things being done. It doesn’t mean it has to be consumed by technocratic processes, but it does raise a bunch of questions. Who gets to evaluate the work? People are interested in art for sure, but also people with expertise in trees and orchards, people who promote stewardship of urban greenspaces. Insects, who normally evaluate fruit trees, are excluded ― of course, the trees were already pollinated when they came into the gallery, but still, we increasingly recognise that we must value the total entanglement. The gallery can be an orchard temporarily, but some things are excluded in that metaphorical shift.

Portable Orchard is, in fact, messy in important ways. The cool formal aesthetic, the quiet space, are at odds with the potential agitation that the work might inspire. I can’t help but wonder about watering the trees and making juice from the fruit, whilst also appreciating the formal qualities. I appreciate the documentation, the copies of Rachel Carson’s Silent Spring and the Whole Earth Catalog of the period, but I am also aware that there are lots of orchard projects being created by artists now in specific places with all the inhabitants, human and insect.[3]

Another re-performance of a classic piece of ecological art is currently ongoing according to the New York Times. Agnes Denes’ Wheatfield: A Confrontation is being re-enacted in Bozeman, Montana. In that case, the context is half the work ― high-quality agricultural land (as well as ex-industrial land) is being grubbed up for housing. The work is in dialogue with its place even if some of the farmers and crop scientists are quizzical (perhaps as the silviculturalists would be with Portable Orchard).

In both cases, the formal compositional judgements of the artists are critical. The composition is with all the elements, plants, soils, financial systems, preparation of foods, and technologies (combine harvesters and artificial lighting systems).

I’m not arguing that ecological artworks cannot be re-enacted in very different contexts meaningfully, that they must be “true” to their place. I think the point is that ecological works are fundamentally dynamic, and their aesthetic power comes from that dynamic interaction with context. This is true of social practice works too. These works are fundamentally systemic, changing, and changed by their inter- intra-action with their environments. They have as much to do with the changes in the state of materials,  and the flows of energy as the things that go on in ideas. If we ask how values are changed by Portable Orchard or Wheatfield, what these works might ask us to think about (or even oblige us to do), that question needs to be asked by the institutions. The Harrisons changed their practice having examined their Survival Pieces, going on to create works that proposed putting the livingness of the web of life as manifest in places (in all the complexity of that idea) first in our decision-making. Should the institutions be changing so that a Portable Orchard is more than a 6-month display of an artwork?

A screenshot of a map
Figure 3: New York City Parks Department Tree Map. Screenshot.

Could the Whitney make this work messier? More interconnected with the challenge of urban greening and healthy “social-ecological systems”? Locate the work more in the debate Tim Collins highlights, between “perception and value” and “doing things”? Somehow this requires a “bridge” from the gallery to the city, a way to connect the aesthetic agitation created by Portable Orchard to the fruit trees in the city, tree stewardship, pollinator populations, and all the things that have a different, though related beauty. Searching the New York City Parks Department Tree Map there are a very small number of apple trees and also a few cherry trees in the Greenwich Village area. These trees are probably too far apart to usefully support pollinators. Go over to East New York and it’s a different story. How the Whitney does this as art, as opposed to replicating the work of NYC Parks, is another question, but there are lots of examples to draw on as noted.[4] What the Harrisons did by putting the orchard as an experiment into the gallery is agitate the imagination. What they went on to do subsequently is create proposals that focus on the livingness of the world and the need for human culture to re-find its niche(s).

Chris Fremantle
Ayrshire

On The Nature of Cities

With thanks to Anne Douglas for her comments.

[1] “Re-performance” rather than “reconstruction” is the curator of “Helen and Newton Harrison: California Work” Tatiana Sizonenko’s characterisation. It usefully frames these works as performative rather than static. Sizonenko has included another re-performance of Portable Orchard at the La Jolla Historical Society in San Diego as part of that four-venue exhibition spanning the Harrisons’ works from 1970-2022.

[2] This is not the case at the Whitney.

[3] Just a few in the UK might include Annie Lord’s The Neighbouring Orchard (2021-2025 ongoing), Jo Hodges and Robbie Coleman’s The Far Orchard (2022 ongoing), Anne-Marie Culhane’s Fruit Routes (2011 ongoing) and Flow (2017 ongoing), Jonathan Baxter and Sarah Gittin’s Dundee Urban Orchard (2013-2017 and ongoing), all presaged by Common Ground’s Apple Day and other related initiatives (1990 ongoing).

[4] The Whitney has partnered with, amongst other community programs, Grow NYC for a program of workshops with adults and young people entitled ‘Thriving Instead of Surviving’

An open book with a picture of a tree and pressed leaves

A Tree Grows in Queens

Art, Science, Action: Green Cities Re-imagined
If a tree can bring luck to the hand of the person touching it, can that hand bring something to the tree? It’s nice to think that we can have reciprocal relationships with nature.

In 2020, to halt the building of a logging road in Canada, a group of activists set up blockades to protect woodland in British Columbia. A Pacheedaht elder named Bill Jones was quoted in The Guardian as saying, “We must not stand down”. He went on to call ancient trees “guides, teachers, spiritual beings”.

I dragged a link to this article into an open document. It joined fragments on the connected roots of the words tree and duration, the translation of lo spelacchio (the mangy one), the name given to Rome’s official Christmas tree in 2017, pictures of women posing in front of palm trees at the 1939 World’s Fair in Queens, NY, and an exhortation to “look up tree funeral in Flushing!”.

I had been gathering lists and links, archival images, and my own photographs (oh so many pictures of leafy shadows on walls) for a project about trees. It was Jones’ comparison of trees to teachers that helped shape what would become this book. A Tree Grows in Queens is a meditation on the many ways in which trees manifest into other forms—from myths and memorials to meeting points and harbingers of luck. Taking inspiration from trees found in old-growth forests and the streets of New York City, the book cultivates an intimate connection between the city’s ecology and heritage by examining individual trees and their interdependence with broader concerns, such as climate change, capitalism, and urban revitalization, alongside their significance in our everyday lives.

A close-up of a book cover
A Tree Grows in Queens, 2024
Magali Duzant, published by Conveyor Editions
  1. The Right Fit
    Flowering Dogwood, Cornus florida

When my mother was young, she and her sisters decided to surprise their mother with a gift for her garden. My grandmother Joan is well known for her obliviousness. She once wore her shoes on the wrong feet for an entire day, not realizing it until she returned from work, complaining that her feet were killing her after the walk from the subway. In my family, when someone does something silly, something without thinking, we say, in a bemused tone filled with love, “Oh Joooaaaannn”. This is how her daughters managed to sneak a small tree into their family station wagon on a trip to a nursery and get it home without her noticing. On Mother’s Day, they led her into the garden, where a small flowering dogwood had been planted in the night. The tree had pink cross-shaped flowers and was by all accounts a lovely addition to the yard.

An open book with pictures of black and white flowers on it
Spread from A Tree Grows in Queens, 2024
Magali Duzant, published by Conveyor Editions

One morning, several years after the tree was planted, my mother went out into the yard and found the dogwood missing, simply uprooted and disappeared. My grandfather later admitted that he had dug up the tree and replanted it in Forest Park. The story is strange, and I can’t tell if it came out of a fight, some form of excessive revenge or marital malice. In his later years, my grandfather would sometimes say that he and my grandmother just weren’t the right fit. I imagine him silently digging up the tree, driving it to the park, and . . . replanting it? In my mind this must have taken place at night, much like the original planting; it forms a perfect loop of nocturnal gardening. There is something absurd in how this act of anger and hurt was tinged with just that extra bit of practicality, a result of a Depression-era childhood that profoundly shaped his ideas on thrift and waste and touched so much of what my grandfather did.

A black and white photo of a forest with a single white dogwood tree in the center of the photo
Blossom of the Dogwood, Detroit Publishing Co.
Between 1880 and 1899

No matter how hard I have tried to find the tree, hiking in and out of trails in Forest Park, I have never managed to find it. The dogwoods I find are always white. Deep down I know how improbable it is that fifty years later I could somehow find a particular tree I had never actually seen, planted somewhere within the forest. But it’s nice to imagine that one day I’ll turn and see it, a scattering of pink-tipped flowers amid the wash of greens. A tree with a second life, a tree that might have finally found its right fit.

  1. The Harlem Wishing Tree
    American Elm, Ulmus americana

These days, the notion of seeking something out in public to rub or touch seems somewhat horrifying. When the COVID-19 pandemic engulfed the world, a form of ritualistic hygiene emerged. Prior to understanding the aerosol aspect of the virus, experts told us to wash our hands often, wear gloves, and avoid touching surfaces. This led people to hoard hand sanitizer and antiseptic wipes, wash every item they purchased at the bodega, and leave packages in the mail room for days before handling them. But before the pandemic, people purposefully sought out communal surfaces to rub, touch, or, in the unsurprising case of female statues, grope. Tourists worldwide kissed the Blarney Stone; rubbed the arm of Everard t’Serclaes in Brussels or the snout of Il Porcellino in Florence; and, because even statues of women can’t escape indignities, caressed the breasts of the Juliet statue in Verona or the Molly Malone statue in Dublin (alas she is also called “The Tart with the Cart”). In the 1930s in New York, if one was looking for luck, they might find some in Harlem at the Tree of Hope, also known as the Wishing Tree.

A group of women standing on a street
Wishing tree [Manhattan: 132nd Street (West) – 7th Avenue.]United States. Works Progress Administration, 1936
The original tree, an elm, stood on the corner of 132nd Street and Seventh Avenue. Musicians would rub the tree’s bark and branches for luck before playing gigs at nearby venues, such as the Lafayette Theater. In 1934, the Parks Department cut the tree down to make way for construction projects. In response, Bill Robinson, the celebrated tap dancer and actor known to many as Bojangles, had the tree’s stump—as well as a new young elm—replanted on the traffic island of 131st Street. The replanting ceremony had everything from a marching band and dancers to the city’s diminutive mayor, a mascot of sorts, Fiorello La Guardia. The tree stump was commemorated with a plaque and stood there until 1972. When the original Wishing Tree was cut down, its trunk was divided up and auctioned off; a section of it ended up at the Apollo Theater. To this day, performers rub it before stepping out onto the stage, hoping to pick up some luck.

If a tree can bring luck to the hand of the person touching it, can that hand bring something to the tree? It’s nice to think that we can have reciprocal relationships with nature. In the 1970s, hands saved a forest of trees and gave birth to the modern concept of tree hugging. The Chipko movement or Chipko Andolan was a response to the rapid development experienced by the states of Uttarakhand and Uttar Pradesh. Chipko in Hindi means “to cling to or embrace”. In 1973, in the village of Mandal, villagers were denied access to a stand of trees; they were planning to use them to build tools but the stand had been sold to a corporation for logging. In an act of protest, the villagers embraced the trees to prevent them from being felled. The Indian environmentalist Sunderlal Bahuguna helped spread the movement’s tactics throughout the state and coined the slogan “Ecology is permanent economy”.

An open book with a picture of a tree and pressed leaves
Spread from A Tree Grows in Queens, 2024
Magali Duzant, published by Conveyor Editions

In 1974, the Chipko movement emerged in the village of Reni, when the male inhabitants were invited to a nearby town, most likely to get them out of the area as the forest was cleared. This left the women of the village, led by Gaura Devi, to confront the loggers. The pictures taken that day show women hugging the trees, holding each other’s hands to wrap themselves around the trunks, as an unbreakable chain. The ripple effects of the protest actions swept across the Indian state, giving birth to a decentralized movement for forest rights. The villagers understood the reciprocal relationships at stake: yes, the forest was a resource, but one to be treated with care, not exploitation.

An open book with a picture of a person hugging a tree
Spread from A Tree Grows in Queens, 2024
Magali Duzant, published by Conveyor Editions

In the years that followed the first Chipko action, tree hugging and tree sitting spread beyond India’s borders to the forests of New Zealand, Germany, and Northern California, and on to my university campus in Pittsburgh, where a beloved sculpture professor scaled a tree in the nude to protest the slated destruction of it and others for the building of a robotics center. The term tree hugger has become a most derogatory remark in wider Western culture—one that is often associated with a white-hippie caricature obscuring the actual history of the movement. In 1730, the very first recorded tree-hugging action was carried out by members of a Bishnoi Hindu village; roughly 350 inhabitants sacrificed themselves, murdered for protecting their Khejri trees. A royal decree of protection on all other Bishnoi land was introduced—the villagers had given their bodies for their trees.

***

Touch can be a form of activism. It can be a form of compassion, shared between two organisms, a moment of understanding something larger than oneself. Touch can spark many things, from worldwide movements to small moments of luck.

A black and white photo of a group of children reaching out to touch a tree
Morse Elm, 1921
Photograph showing Clifford Lanham, District of Columbia superintendent of trees and parking, talking to kids from the Burroughs Club about the Morse Elm before it is cut down.
(Source: National Photo Company, Washington Times, May 14, 1921)

An open book with text on it reading: Let me sing to you now, about how people turn into other things

An open book with multiple tiny photos
Spreads from A Tree Grows in Queens, 2024
Magali Duzant, published by Conveyor Editions

 

Magali Duzant
New York City

On The Nature of Cities

An election poster

Why I’m Voting for a Multispecies Future

Art, Science, Action: Green Cities Re-imagined
This election season, Prickly Lettuce, Horseweed, and Tree-of-heaven invite you to show up, vote, and to envision a new era of multispecies politics and democracy.

The notion of giving voice to more-than-human communities has long been of interest to artists, activists, and change-makers worldwide. Though still emerging, movements like the rights of nature have increasingly advocated for granting natural entities—rivers, forests, ecosystems—legal standing, akin to the rights given to people or corporations. Over the past several decades, several examples have emerged ranging from New Zealand’s recognition of the Whanganui River as a legal entity (2017), the Lake Erie Bill of Rights in Ohio (2019), Ecuador’s enshrining nature’s rights in its Constitution (2008), and Colombia’s Constitutional Court recognizing the Atrato River among others.

Yet, when it comes to giving nature political representation, there remain few examples where more-than-human communities are granted a direct vote or significant role in decision-making—despite their deep entanglement with human activities and policies. The limited examples we do have mostly come from contemporary art and the humanities, offering a thought-provoking and speculative look at what decision-making might look like if more-than-human stakeholders were given a legitimate voice and how they may actually influence policy. Consider, for example, The Party of Others by Terike Haapoja (2011), which uses immersive visual projections to propose a speculative interspecies party platform in Helsinki, Finland, advocating for the inclusion of non-human beings in local governance. Similarly, Future Assembly (2021) by Olafur Eliasson and Studio Other Spaces, presented at the Venice Biennale, envisions a future where non-human entities are granted agency in global decision-making, symbolized by a circular assembly space with objects representing non-human life forms. La voix des glaces (2019) by Robin Servant captures the haunting sounds of melting glaciers, using field recordings to translate their movement and eerie soundscapes into an auditory experience that highlights their fragility in the face of climate change.

Central to these works and the broader discourse of giving voice to nature, is the critical need to examine the ethics of translation. As Eben Kirskey (2014) describes in the Multispecies Salon, speaking on behalf and representing what nature “needs” or “says” can be easily reified as a form of ventriloquism that runs the risk of exploiting or anthropomorphizing more-than-human actors. To approach this thoughtfully, we need not only a radical commitment to deep listening but also a critical awareness of how we frame more-than-human organisms as “other”, and how political and economic systems shape our interactions with ecosystems and the species they support.

As we approach the 2024 U.S. presidential election in November, the idea of how nature is represented in our electoral process is fresh in my mind. This November is also a critical inflection point, particularly as a member of the Environmental Performance Agency, an artist collective founded in 2017 in response to the Trump administration’s efforts to dismantle the U.S. Environmental Protection Agency. (EPA was co-founded by members Andrea Haenggi, Catherine Grau, Ellie Irons, Christopher Kennedy, and spontaneous urban plants).

In 2017, outraged by the appointments of Scott Pruitt and Andrew Wheeler—both well-known fossil fuel lobbyists—we organized creative actions and artworks inspired by the resilience of urban plants, particularly species we often dismiss as weeds or invasive. As some of the most common vegetation encountered in urban areas, we felt a strong kinship with these resilient plants, not only for their ability to thrive in harsh environments but also for the essential ecological functions, habitats, and cultural services they provide to both human and more-than-human communities. Using this as both a lens and platform for artistic, social, and embodied practices, we advocate for the agency of all living performers co-creating our environment, specifically through the lens of spontaneous urban plants, native or migrant.

This year marks the 2nd presidential cycle where the resurgence of Trumpism looms. As the U.S. Environmental Protection Agency faces renewed threats, we look again to our resilient “weedy” plant allies for inspiration and guidance. In many ways, they offer a chance to reflect on the far-reaching consequences of political decisions, especially those made at the polls, which impact not just human communities, but all life on Earth. To foster this reflection, EPA agents Haenggi, Grau, and Irons developed a series of “scores”—invitations for deep listening and cultivating kinship with urban plants we affectionately describe as plant “specialists”. These plants have a remarkable ability to adapt and respond to human activities, making them valuable models for resilience in the Anthropocene. By engaging with their unique wisdom, the EPA hopes to offer a new perspective on how their adaptability can inspire decision-making in this era of ecological crisis.

Consider for example Prickly Lettuce (Lactuca serriola), the EPA’s Lead Program Analyst. Also known as the compass plant or opium lettuce, Lactuca serriola is an annual or biennial plant related to dandelions and known for sedative effects and used by ancient Egyptians as an aphrodisiac with pain-relieving effects ascribed to lactucarium, contained in milky white sap in stems and leaves. The leaves have a row of delicate spines along the mid-vein of the lower surface and are ingeniously held vertically in a north-south plane, perpendicular to direct sunlight. Prickly lettuce invites you to be scratchy―to reframe potential frictions as opportunities for new directions even if they push against the status quo.

VOTE SCRATCHY

DEMOCRACY DIVERSIFICATION

Experiencing election apathy?

Pause.

Consult a plant.

Consultant: Prickly Lettuce

Visit prickly lettuce in the street.

Greet the compass plant.

Align your hand with one leaf, then with another.

Wait for the sun to shift.

Tolerate the friction. Stay in community.

Ask yourself: What if plants led the way?

An election poster
EPA Voter Support Poster, 2024 – Prickly Lettuce

Next, the EPA invites you to commune with Horseweed (Erigeron canadensis), whom we’ve dubbed the EPA’s Herbicide Branch Chief. This resilient annual plant, native to much of North and Central America, grows as a tall, upright stalk encircled by leaves. Horseweed has adapted remarkably well to monoculture farming and holds the distinction of being the first species to develop resistance to glyphosate, a common herbicide. Historically, it has also been used medicinally to treat ailments ranging from diarrhea to headaches and earaches. Horseweed encourages you to stand tall, be bold, and reflect on the power of resistance. It prompts you to think about how you can best spread your ideas, seeds of change, within your community and beyond.

VOTE BOLD

DEMOCRACY REVITALIZATION

Experiencing election dissonance?

Pause.

Consult a plant.

Consultant: Horseweed

Visit horseweed in the street.

Greet the emergency plant, an herbicide resistor.

Align your body with the plant’s uprightness.

Get grounded, build your resistance.

Let authenticity spread like seeds.

Ask yourself: How do new democracies germinate?

An election poster
EPA Voter Support Poster, 2024 – Horseweed

Finally, consider the Tree of Heaven (Ailanthus altissima), the EPA Air Pollution Investigator. Originally brought from East Asia via Europe for both botanical and commercial purposes, it was once planted widely as a street tree due to its remarkable adaptability to polluted urban environments, but now widely considered an invasive pest. Despite its fast growth and short lifespan, the Tree of Heaven can reproduce vegetatively, extending its life and even fracturing concrete and other impermeable surfaces, aiding in stormwater drainage. It’s also culturally significant, lending its name to the classic novel A Tree Grows in Brooklyn. The Tree of Heaven invites us to be persistent, to disrupt toxic systems with actions that can break through and create space for renewal.

VOTE PERSISTENT

DEMOCRACY DETOXIFICATION

Experiencing election dismay?

Pause.

Consult a plant.

Consultant: Tree-of-Heaven

Visit tree-of-heaven in the street.

Greet the pavement disruptor.

Align your head with the trunk, looking to the sky.

Test out the unexpected places.

Be fast. Organize. Send out runners.

Ask yourself: How do toxic systems crumble?

An election poster
EPA Voter Support Poster, 2024 – Tree of Heaven

While it is unlikely that you will see weedy plants like Horseweed or Prickly Lettuce on your local ballot anytime soon, there is immense value in imagining how other species could be included in our political processes and governance. Our lives are deeply entangled with those of other species, forming a mutual interdependence that many believe is crucial for our survival. As you navigate an election season that feels at times like an emotional rollercoaster, I hope you can find a sense of hope and solace in knowing that these plants and other species hold space for us regardless of who we vote for—we rely on them, and in many ways, they rely on us. Let them serve as guides and reminders of our shared kinship, and perhaps an invitation to consider a new multispecies approach to governance that can foster a greater sense of connection in a time of immense uncertainty and change.

Visit us online at https://www.environmentalperformanceagency.com/ and to share or download a copy of the Multispecies Vote posters visit: https://multispecies.care/voter/

Christopher Kennedy
San Francisco

On The Nature of Cities

Two side by side Google Maps images. Left a dense forested aerial view. Right a crowded neighborhood with streets lined with houses

We Need New Indicators to Understand Whether Greener Neighborhoods Reduce Obesity

Art, Science, Action: Green Cities Re-imagined
Research on the association between neighborhood green and obesity is inconsistent. New indicators are needed to enable researchers to identify the optimal level of greenness that can help with this widespread public health challenge.

Obesity imposes a heavy burden on individuals and societies (Boutari and Mantzoros, 2022). Since obesity is difficult to cure and often coexists with other chronic conditions, public health efforts to prevent obesity are needed (McNally, 2024). However, a strategy focusing on individuals, simply telling people to eat less and exercise more, has not been successful (Blüher, 2019). It is important to consider the broader context in which people live their lives, as many people live in “obesogenic” environments, where it is difficult to engage in healthy behaviors.

Two side by side Google Maps images. Left a dense forested aerial view. Right a crowded neighborhood with streets lined with houses
Caption: Two areas with different levels (density, distribution) of greenery
Credit: Google (2024) Pakenham & Nambour

Greening neighborhoods could help to tackle obesogenic environments. Urban greenery (e.g., parks, gardens, street trees) has been shown to benefit human health through multiple pathways, such as providing an opportunity for physical activity and social interaction, lowering stress, reducing urban heat, and decreasing air pollution (Nieuwenhuijsen et al., 2017). Given that physically active lifestyles and lower levels of stress can minimize the risk of obesity (Cleven et al., 2020; Tomiyama, 2019), we can expect that urban greenery could protect against obesity. Increasing research has investigated whether living in greener neighborhoods is associated with a lower risk of obesity, but findings are inconclusive. While some literature reviews have reported higher levels of greenness to be associated with reduced risk of obesity in adults and in older adults (Liu et al., 2022; Yuan et al., 2021), there are also reviews showing mixed relationships between greenery and obesity measures (Chandrabose et al., 2019; Hadgraft et al., 2021).

A reason for the lack of consistent evidence linking urban greenery and obesity may lie in the way greenery is measured. Of the diverse methods to assess greenery, there are two common approaches. One focuses on parks or public green spaces, such as the number or size of parks within a certain area and proximity to the nearest park. These park-based metrics have been found mostly unrelated to obesity measures in previous reviews (Hadgraft et al., 2021; Luo et al., 2020). The other often-used measure of greenery is the level of greenness within a neighborhood, typically estimated using the Normalized Difference Vegetation Index (NDVI). This is a measure derived mostly from remote sensing satellite imagery, with higher values indicating denser vegetation (Martinez & Labib, 2023). Studies normally use mean or median NDVI of an area, but they have shown mixed findings in the association with obesity. For instance, higher levels of such NDVI measures were associated with reduced obesity risk in China (Huang et al., 2020) and the UK (Sarkar, 2017) but not in Australia (Daniel et al., 2019) or the US (Browning & Rigolon, 2018).

It is possible that these existing greenery measures do not capture aspects of greenery that are beneficial for reducing obesity. An Australian study showed that variability in NDVI (areas with high variability having distinct greenery, such as larger parks and a network of street trees along with non-green surfaces) was more strongly associated with risk of obesity, in comparison to mean levels of greenness (Pereira et al., 2013). The findings seem to suggest that a neighborhood dotted with dense greenery may be more beneficial to obesity prevention than an area covered evenly with sparse greenery. It can be thus argued that what might matter more is the availability of dense greenery, which is distinct from park-related measures or the average level of greenness across a neighborhood.

To clearly understand what aspects of neighborhood greenery can contribute to obesity prevention, we need to develop new measurement methods. We think that measures capturing the spatial distribution of greenery with different levels of greenness would be promising. Since public health data are often collected from a large sample recruited from diverse localities, new measures of greenery should be derived from readily available data (e.g., NDVI, Google Street views) rather than from bespoke measures applied to limited settings. New greenery measures may enable researchers to identify the optimal level of greenness that can support obesity prevention. Evidence from such research can help local governments to develop health-promoting greening strategies.

Takemi Sugiyama, Manoj Chandrabose, Nyssa Hadgraft, and Suzanne Mavoa
Melbourne

On The Nature of Cities

 

References

Blüher, M. (2019). Obesity: Global epidemiology and pathogenesis. Nature Reviews Endocrinology, 15(5), 288-298.

Boutari, C., & Mantzoros, C. S. (2022). A 2022 update on the epidemiology of obesity and a call to action: As its twin COVID-19 pandemic appears to be receding, the obesity and dysmetabolism pandemic continues to rage on. Metabolism, 133, 155217.

Browning, M. H., & Rigolon, A. (2018). Do income, race and ethnicity, and sprawl influence the greenspace-human health link in city-level analyses? Findings from 496 cities in the United States. International Journal of Environmental Research & Public Health, 15(7), 1541.

Cleven, L., Krell-Roesch, J., Nigg, C. R., & Woll, A. (2020). The association between physical activity with incident obesity, coronary heart disease, diabetes and hypertension in adults: a systematic review of longitudinal studies published after 2012. BMC Public Health, 20, 726.

Chandrabose, M., Rachele, J. N., Gunn, L., Kavanagh, A., Owen, N., Turrell, G., Giles-Corti, B., & Sugiyama, T. (2019). Built environment and cardio-metabolic health: systematic review and meta-analysis of longitudinal studies. Obesity Reviews, 20(1), 41-54.

Daniel, M., Carroll, S. J., Niyonsenga, T., Piggott, E. J., Taylor, A., & Coffee, N. T. (2019). Concurrent assessment of urban environment and cardiometabolic risk over 10 years in a middle-aged population-based cohort. Geographical Research, 57(1), 98-110.

Hadgraft, N., Chandrabose, M., Bok, B., Owen, N., Woodcock, I., Newton, P., Frantzeskaki, N., & Sugiyama, T. (2021). Low-carbon built environments and cardiometabolic health: A systematic review of Australian studies. Cities & Health, 6(2), 418-431.

Huang, W. Z., Yang, B. Y., Yu, H. Y., Bloom, M. S., Markevych, I., Heinrich, J., Knibbs, L. D., . . . Dong, G. H. (2020). Association between community greenness and obesity in urban-dwelling Chinese adults. Science of the Total Environment, 702, 135040.

Liu, X. X., Ma, X. L., Huang, W. Z., Luo, Y. N., He, C. J., Zhong, X. M., Dadvand, P., … Yang, B. Y. (2022). Green space and cardiovascular disease: A systematic review with meta-analysis. Environmental Pollution, 301, 118990.

Luo, Y. N., Huang, W. Z., Liu, X. X., Markevych, I., Bloom, M. S., Zhao, T. Y., Heinrich, J., Yang, B. Y., & Dong, G. H. (2020). Greenspace with overweight and obesity: A systematic review and meta-analysis of epidemiological studies up to 2020. Obesity Reviews, 21(11), e13078.

Martinez, A. d. l. I., & Labib, S. M. (2023). Demystifying normalized difference vegetation index (NDVI) for greenness exposure assessments and policy interventions in urban greening. Environmental Research, 220, 115155.

McNally, S. (2024). Preventing obesity is different from curing it—and even more urgent. BMJ, 384, q134.

Nieuwenhuijsen, M. J., Khreis, H., Triguero-Mas, M., Gascon, M., & Dadvand, P. (2017). Fifty shades of green: Pathway to healthy urban living. Epidemiology, 28(1), 63-71.

Pereira, G., Christian, H., Foster, S., Boruff, B. J., Bull, F., Knuiman, M., & Giles-Corti, B. (2013). The association between neighborhood greenness and weight status: An observational study in Perth Western Australia. Environmental Health, 12(1), 49.

Sarkar, C. (2017). Residential greenness and adiposity: Findings from the UK Biobank. Environment International, 106, 1-10.

Tomiyama, A. J. (2019). Stress and obesity. Annual Review of Psychology, 70, 703-718.

Yuan, Y., Huang, F., Lin, F., Zhu, P., & Zhu, P. (2021). Green space exposure on mortality and cardiovascular outcomes in older adults: A systematic review and meta-analysis of observational studies. Aging Clinical & Experimental Research, 33(7), 1783-1797.

A group of people holding signs in front of trees

On The Psychology of Trees and How to Change It

Art, Science, Action: Green Cities Re-imagined
Could we change the outcomes for trees by changing the politics around trees? A network of neighborhood-based citizen foresters could help with this educational mission and could also help with this. Every neighborhood could have a designated (or self-appointed) tree steward or resident forester who is trained and knowledgeable about the health of trees.

I have come to believe that in the fight to save trees and forests in our cities, it is necessary to better understand what I am calling the “psychology of trees”, those factors and influences and patterns of thinking that affect the decisions individuals, developers, and even entire communities, make about protecting (or not) the trees and forests around them. Pulling apart and better understanding this tree psychology will in turn allow us to craft protection strategies that work and, more importantly, are embraced and acceptable to those making decisions.

Not long ago, I was invited to present my work and ideas to a brown bag lunch series in the Psychology Department here at my home institution, the University of Virginia (UVA). It was an interesting event and one of the first times I had the chance to talk about this issue with professionals and scholars in the field of psychology. It further reinforced my sense of the importance of psychology, and I came away with a few especially useful insights and pointed suggestions.

Give a tree a voice

One comment and response had to do with the personhood of trees, something I had already been thinking a lot about. One younger psychology faculty member related the story of her child who had decided to become a vegetarian and as she explained this “She doesn’t feel comfortable eating something that has a voice”. We do indeed seem to make a sharp psychological distinction between animals (that do clearly have voices) and plants and trees (which most of us feel do not).

Could we change the psychology of trees by somehow giving them a voice, something that humans equate with personhood? As more is being discovered about the biology of trees and forests there are strong arguments made that make distinctions between trees and birds less clear or valid. Trees certainly generate many sounds that derive from their biology and their life functions. But perhaps we can amplify sounds that could be unique “voices” that trees and forests already have.

Saving a forest may in a very real sense come down to publicizing and amplifying the many audible voices of the many species that occupy and depend on that habitat: the wood thrush, the eastern tree frog, the crickets and katydids, and cicadas that emerge each summer where I live and that collectively speak (and sing) to us in the eastern US. Joan Maloof, founder of the Old Growth Forest Network, in her excellent book Nature’s Temples speaks compellingly of how special and distinct an older forest is: its remarkable diversity of leaf-eating insects, she says, means the forest literally “sings with their songs.”[1]

There are now several startup companies that are beginning to develop research aimed at collecting and interpreting the complex electrical and biological signals trees send in response to stressors like drought and heat. A Swiss company called Vivent Biosignals, for example, is already developing commercial products that they refer to as plant electrophysiology. “Plants are talking, we let you listen in,” is the catchy tagline one sees on the opening page of their website.[2] Their “wearable sensors” hold the potential to give trees a voice of some kind: whether it is something audible, or more like an amplifier needle or a Geiger counter needle that moves in response to a tree-generated signal of some kind, is not clear. Perhaps the voice takes the form of a text message sent by a tree, pleading for water or for help in fighting a pest or disease.

The more of these kinds of biosignals we collect and seek to “listen to”, the more the psychology around trees will change. We begin to better appreciate their complex biology in this way and may be better able to evaluate what we need to do to protect them, in addition to stopping someone from cutting them down.

And amplifying the voice is perhaps part of a larger psychological strategy of emphasizing the intrinsic similarity between trees and animals—we know increasingly that trees are not passive, but move in many ways and are quite active, for example, and that they sway and move and grow, and that change shapes as water is moved and stored over the course of a day. It is difficult to see a tree as passive and immobile in light of how a tree moves and changes even just over the course of a day.[3]

Neighborhood norms

A second comment from that day with my Psychology Department colleagues had to do with the importance of norms and the idea that decisions about trees and forests might be tied to or built upon established norms that exist broadly in society. Our discussion of norms that day was rather abstract but it set in motion my own search for established norms that could be helpful in shifting the psychology of how we see trees.

A norm can be defined as “the unwritten rules shared by members of the same group or society” and they can emerge and be sustained in many different ways.[4] The precise set of social norms we carry with us and that influence our actions and behavior will vary of course by culture and geography and there may not be a clear or precise list of these norms to refer to―but I think it a promising suggestion in the effort to protect trees and forests in cities we seek wherever we can to build onto our existing set of norms.

One possible norm to build on might be the idea of what it means to be a good neighbor. Arguably this is an atrophied norm, a norm in need of refurbishment. When we begin to see that one’s decision to clear cut the trees in the front yard yields clear and serious negative impacts on our neighbors―e.g., trees that provided shading and cooling benefits are gone, runoff that was captured by the trees flows onto one’s neighborhood property removing trees seems to violate a norm of neighborliness.

I have started in my own neighborhood to try to change the psychology of trees a little bit in this way. Complimenting my neighbors on the beauty or majesty of the large trees on their property at once seems to be appreciated by neighbors but also a bit surprising to them (as if it rarely or never happens). Doing this reinforces the impression or the psychology that one’s choice to cut down trees will be perceived negatively by one’s neighbors and will make that bad outcome less likely. If my neighbor thinks I care about that tree, that I enjoy seeing it, that I think it is beautiful, and that it provides an element of emotional uplift when I pass by it, s/he will be less inclined to treat that tree carelessly.

The psychology of the decision to cut down a tree then shifts markedly from an individual, or mostly individual-regarding one, to one that has larger neighborhood and community implications. It should engender a sense of pride even in the owner of the tree and perhaps over time this will happen.

Short of talking individually to each neighbor about their trees―a labor-intensive undertaking to be sure―and one that relies on serendipitous interactions on walks and casual chance encounters, are there other techniques or tools that could be used to foster or strengthen this sense of the collective nature of tree decisions? And the idea that, by protecting your trees, this is one important way to be a good neighbor?

What else could be done to strengthen or activate the norm of neighborliness on behalf of trees? I’m not aware of any place where this has been done exactly but preparing (and distributing) a neighborhood-scale map of trees and forests there would help solidify the collective sense of the value of trees and perhaps reinforce the sense that cutting down a tree (on our collectively embraced map of our neighborhood forest) would be tantamount to being a very bad neighbor indeed. Many cities now have extensive online tree maps (and databases), like the one managed by New York City, and these can be important tools for raising awareness about neighborhood trees and help to cultivate a sense that one’s home (and trees) sit within a larger neighborhood forest to which all have some duty of care or protection.[5]

But it may be more about changing our mental maps of our neighborhood―seeing the trees and forests around us is an essential part of the life and place we call home. A literal map could help, but so could other steps: organizing monthly neighborhood tree walks, for example, or establishing places in the neighborhood to gather under large trees, and generally finding ways to work the trees and forests into the collective narrative and life of the neighborhood.

The biggest trees in a neighborhood could, and often do, serve as informal gathering spots and it would be useful to start strengthening the importance of place-defining qualities of trees. The grand swaths of shade provided by larger trees could create the scene and setting for at least some of the social life of a neighborhood―there are many events from block parties to adventure play gatherings for families with young children that could happen around and under these trees. In my own neighborhood, almost every street, or street segment, has one or more prominent large trees, most in residents’ front yards. I have dreamed of organizing a schedule of progressive dinners or teas where neighbors meet under a different tree each week. It would be one way of meeting your neighbors, building friendships, and overcoming social isolation; but it would also build up a reservoir of affection for the trees around us.

I have long advocated for the idea of some sort of, for lack of a better way of describing it, ecological owner’s manual, when one moves into a new house or apartment.[6] Perhaps a map of the neighborhood forest, with prominent logos and iconography indicating the species, size, and likely age of at least the most prominent trees, would do much to educate and deepen connections to place and to foster a sense of the collective nature present in an urban neighborhood.

A network of neighborhood-based citizen foresters could help with this educational mission and could also help with this. Every neighborhood could have a designated (or self-appointed) tree steward or resident forester who is trained and knowledgeable about the health of trees and who could also facilitate the idea of living in and collectively managing the neighborhood forest. Such a position, formal or informal, might also serve as a counterweight to the often over-zealous (and sometimes unscrupulous) practice and advice of tree care companies. Maybe the designated neighborhood forester would have to sign off on any permitted tree removal.

In many cities there already exist organizations of tree stewards and green neighbor initiatives that might serve as a useful starting point for this idea.[7]

Another norm to build on is what I have been calling the “safe sidewalk” standard. In many communities, including my own, there is a legal requirement that property owners do certain basic things to ensure the public sidewalks in front of their homes are safe and usable. One specific requirement is that property owners clear the snow from their sidewalks within 24 hours of the end of a snow event. While rarely enforced, it is an interesting rule, maybe really another version or flavor of the norm of neighborliness. Why do we impose such a snow removal expectation but think it is perfectly fine for a property owner to remove a large tree, depriving the public sidewalk of shade and essentially making these unusable in the increasingly intense sun and heat? Perhaps it is a stretch to extend the safe sidewalk rule to the protection of shade trees but there is a certain set of similar norms that could be activated in support of trees and forests.

Still, another norm to build on might be what could be called the legacy norm―that there is an expectation in many societies that one should leave something behind after death and that one should work to leave the community in an improved and better condition. This idea is captured by Erik Erickson’s concept of generativity, or the sixth stage in his theory of social development, something that appears in midlife. It is true that we do many things, take many tangible steps, to affect a more positive future even beyond our own lives. We set funds aside for college, we prepare for retirement, and even our voting behavior can be said at least some of the time to be motivated by a concern for the future. Maybe this is a weak norm (given how few baby boomers have adequately prepared for their retirement) but a norm nonetheless that could be harnessed on behalf of trees and forests. Taking tangible steps to protect trees that will be alive long after we are dead, that will shade and beautify and provide habitat for centuries potentially, could be one of the most meaningful ways to steer or guide this future- or legacy-oriented impulse.

There are many examples of individuals taking steps to protect landscapes (e.g., by granting a conservation easement to an environmental organization like the Nature Conservancy) but these are mostly outside of cities. If this is also an established norm, or a nascent or emerging norm, how could community tree, and city forest protection be built upon? We might need some new legal mechanisms (e.g. a simple urban tree easement or protective covenant) and new entities (e.g., city forest trusts) to enforce or implement them.

Now, admittedly, the norm of neighborliness might at times work against trees, as when your next-door neighbor preemptively cuts down a tree that she fears might eventually fall on her neighbor’s roof. But more generally I think this is a norm that, if more widely acknowledged, would help to protect trees and forests.

I would welcome other ideas about prevailing norms that could be harnessed or guided to protect trees and forests.

Support for “norm drivers”

How to cultivate a new set of tree-conserving norms or strengthen an existing but weak norm can happen in many ways. Legros and Beniamino Cislaghi identify the key role that some people assume as “norm drivers.” I encountered someone I would describe in this way when recently filming a short documentary about trees and tree protection in Atlanta (see the link to the film below). Debra Pearson, a retired Atlanta high school teacher, has created a remarkable backyard forest, and been a special force in advocating for tree protection in her neighborhood. We visited her in the forest and as we were leaving, she told us the story about her next-door neighbor. One day she heard a chainsaw and discovered her neighbors had hired a tree company to cut down a mature white oak tree. She immediately engaged her neighbor, imploring her to stop the cutting, which she did. Such accounts of springing into action to save an imperiled tree are not uncommon, but in this case, its success of the outcome was a function of one neighbor (and friend) approaching another neighbor and advocating for these trees. There are likely many countless ways Pearson’s actions and advocacy have an impact and her views (and actions) are clearly helping to “drive” a new norm there.

Learning from indigenous norms

This brings me to a third set of comments from my Psychology Department colleagues that suggested learning from indigenous or native peoples. In particular, as one attendee expressed, we need especially to overcome a “property rights view of nature” inherent in Western law and philosophy. A good point indeed, and it does seem that there is an outsize impact of thinking of a tree or a forest as property, intrinsically similar to one’s house or car or boat, and a part of the collection of property objects that we enjoy and dispose of on a whim.

The inverse is to understand trees and forests as part of a collective stock of interdependent relationships necessary for the survival and flourishing of all; something to steward over for the good and enjoyment of the entire community. Changing the psychology of trees and forests so that they are closer in our minds (and in our legal systems) to wetlands, coastlines, oceans, sunlight, climate, etc. would give them a higher status and would definitely change the decisions we make. There are already legal principles and precedents, for instance, the Public Trust doctrine in common law that would help apply these important indigenous ideas. And changing even the way we talk about trees (with gendered pronouns, as Robin Wall Kimmerer suggests: a tree should never be described as an “it”), could help to cultivate a new status or position for trees.[8]

Native Americans view trees and forests through a lens of reciprocity and kinship. As Kimmerer says, trees are “standing people”, and deserve reverence and care, as would a member of one’s family. This may be a step too far for many, but if we begin to see trees as kin, we are, of course, less likely to destroy them for trivial reasons.

In addition to new short films about efforts in Atlanta (mentioned above), we have also recently made several short films about trees and tree-conservation efforts in Seattle. One of these seeks to tell the story of efforts to protect an ancient western red cedar and to raise general awareness of the number of trees threatened by developers and the fairly lax tree ordinance that fails to protect them. In the end, this magnificent tree was saved, partly through the nonviolent direct action of people occupying the tree. But giving this tree a name―Luma, in this case―was quite an important step. It is again hard to cut down a tree that has a name and name that many in the community accept and use. A name implies that this tree is a person, a someone, a sentient being, and in so doing once again changes the psychology at work.

The approach taken by the defenders of Luma is very close to the native American ideas about trees and nature. Luma is essentially kin, a living member of a reciprocal community of life, and as such a person meriting protection. The short film below tells this compelling story (see the link below). One of the early steps taken by tree advocates such as Sandy Shettler of Tree Action Seattle has been to track closely the permits issued for tree removal by the City of Seattle and to organize public “gratitude gatherings” the day before trees are slated for removal. These have been powerful and emotional events and have been covered by the local press. In August 2023, I had the privilege of attending one such event to celebrate and say goodbye to a pair of large and old Douglas fir trees, soon to be lost to a development in western Seattle. It was a moving evening and at the heart is the idea that these trees are (again) not simply inanimate objects to be casually killed but living persons with legal and political status.[9]

A group of people holding signs in front of trees
A “gratitude gathering” in Seattle, August 2023
Photo credit: Tim Beatley

The legal rights of trees and forests is a matter of growing discussion but one clear way to change the psychology of trees would be to adopt a stringent tree protection code which some cities have been able to do. And the better codes have saved important trees. Such laws and codes, and even publicly debated and disseminated policies, are themselves ways to change psychology. Laws and ordinances send critical moral signals about many of the things already mentioned above―they first of all help to dispel or dissuade one of the ideas that cutting down that tree, at least a protected tree of a certain age or size―is entirely an individual decision. It is not and the law requires one to seek some level of permission to cut it down and only under certain special circumstances (e.g., it is dead or dying, creates a public hazard, and so on).

Part of what we need in cities is (and this verges on another norm) a mechanism that slows down the process of gaining legal permission to cut down trees. The example of Atlanta’s tree code shows how these signals might be conveyed. One especially interesting provision there is that neighbors have the right to appeal for a tree removal permit, and neighbors often do. In one recent case, a developer sought to cut down a large and beautiful southern red oak in order to build a large single-family home. Neighbors appealed the decision to Atlanta’s Tree Conservation Committee, which in short order re-designed the configuration of the house, including shifting the driveway from one side to the other, moving the home back on the lot slightly, and showing how it was indeed possible to build the house but also protect the tree.

Neighbors heard about the tree removal from mandated signs posted onsite and the appeal itself was posted once made. While not a perfect tree ordinance, and one currently being revised, there is at least a prevailing sense there that there is a legitimate public interest in protecting trees and that the public has a right to challenge an individual property owner’s plans or desires. Back again to the importance of neighbors and neighborhood action!

A systems view

Thinking more holistically, there are likely numerous factors that affect the way we see trees and how we treat them, and many other things that influence the collective psychology of tree conservation. With this in mind, it has been helpful to me to pull out of the deep recesses of my graduate education in political science the groundbreaking work of David Easton. Easton is famous for proposing a “systems model of political life”, essentially a comprehensive “flow model” explaining political outcomes by the complex interactions of the environment (including ideology and public opinion), what he called demands and supports (triggering actions or proposals, and the positive and negative factors that might help a proposal or proposed action prevail politically).[10] There is also an important role of a feedback loop, understanding that outcomes, in turn, influence the next round of proposals. Easton’s model was not meant to predict or explain the outcome of a homeowner’s decision or choice, or explain the psychology involved here; it was aimed more at explaining a political outcome, a decision for example of a local city council.

While some of the language of this model is off-putting and can sound a bit too mechanistic at times, the essence of it seems to me to be valid. I have attempted to shape my own version of Easton’s model to help show where key influences might exist and where there are especially promising or important points of intervention. If we want decisions favorable to the protection of trees―which might be the adoption of a strong tree protection code, or a municipal budget allocation sufficient to care for trees and forests in our community―we need to muster the necessary political support and power. That might take the form of crafting and advocating a specific proposal or working on amassing the political support and a coalition of organizations that together can exert the political influence to gain its adoption. Or it might suggest the need to challenge (as I have earlier) the norms and values and the larger environment that shapes how we see and value trees and forests.

A key element of the systems model is the feedback loop, which helps to highlight the unintended consequences of some decision or action―for instance, low budget allocations for the care and watering of a city’s trees lead to high mortality, which may help to set the stage later for setting aside more resources to prevent this from happening in the future. The chance for a community to learn from a mistake or earlier decision that has been made about trees and forests is critical: making visible the “feedback loop” in a way that changes the politics (and the political outcome). There is the promise that feedback loops work at the homeowner or property owner level as well: cutting trees down leads to hotter homes and higher energy bills, and (hopefully) more appreciation of and care for the trees around them.

A blue diagram depicting the cycle of the attitude towards treesThe diagram above is meant to suggest most importantly that there are many factors and influences that impinge on the choices we make about trees, individually and collectively, and also to help us begin to sort through some of the potential interventions that might change these outcomes.

Could we change the outcomes by changing the politics around trees? For instance, bolstering the number and relative influence of groups in the community that support tree protection? As I have argued earlier, outcomes are shaped by the larger culture and environment and there is a need to both build onto existing norms but also to cultivate and strengthen new or emerging norms around trees.

Changing the economic and financial incentives faced by property owners and developers might help to change the outcomes as well, something I have advocated for years. Could we not imagine a new kind of taxation system that would give credit for trees and natural landscapes that deliver important collective ecological benefits, and impose lower taxes, while doing the reverse for ecologically damaging landscapes? There is considerable precedent for paying homeowners and property owners to protect trees and nature―if each large tree over a certain size gained for the owner even a few hundred dollars a year in income, it would be much harder to imagine that tree being cut down or removed.

What steps or interventions will have the most positive effect will vary from place to place, perhaps from circumstance to circumstance. But there will I believe be many necessary opportunities and pathways to shift the psychology of trees and forests in ways that they are in the long term cherished and protected.

Tim Beatley
Charlottesville

On The Nature of Cities

[1] Joan Maloof, Nature’s Temples: A Natural History of Old Growth Forests, Princeton University Press, 2023, p.56.

[2] https://vivent-biosignals.com/

[3] For some interesting new research about this see Juntilla et al “Tree Water Status Affects Tree Branch Position,” Forests 2022, 13(5), 728; https://doi.org/10.3390/f13050728.

[4] Sophie Legros and Beniamino Cislaghi, “Mapping the Social-Norms Literature: An Overview of Reviews,” Perspectives on Psychological Science, 2020, vol 15(1): 62-80.

[5] For more about city tree maps see Beatley, Canopy Cities, Routledge Press, 2023.

[6] This is an idea described more fully in Beatley, Native to Nowhere, Island Press, 2005.

[7] E.g. see Charlottesville Area Tree Stewards, https://charlottesvilleareatreestewards.org/; Almere Green Neighbors, https://klimaatadaptatienederland.nl/en/@248421/green-neighbours-encourage-other-almere-residents/; Dunbar/Spring Neighborhood Foresters, https://dunbarspringneighborhoodforesters.org/be-a-neighborhood-forester/neighborhood-forester-inspirations/

[8] See especially Kimmerer, “ Speaking of Nature: Finding language that affirms our kinship with the natural world,” Orion, 2017.

[9] See “VIDEO: ‘Gratitude gathering’ beneath two doomed Gatewood trees with advocates who say ‘housing vs. trees is a false dichotomy’, August 17, 2023, https://westseattleblog.com/2023/08/video-gratitude-gathering-beneath-two-doomed-gatewood-trees-with-advocates-who-say-housing-vs-trees-is-a-false-dichotomy/

[10] For lots more detail see David Easton, A Systems Analysis of Political Life, John Wiley and Sons, 1965.

A wall with several house martin nests made up underneath the roofline

Soft Animal

Art, Science, Action: Green Cities Re-imagined
The housemartins are my allies against the rampant heartlessness with which people treat the world. They are suffering from it, too, but the suffering does not diminish their grace.

Did you know that baby housemartins speak in their sleep? I did not ― until some nights ago in early July.

I was walking down the deserted main road outside Varese Ligure, an old-fashioned Italian mountain town. It was the evening of the day I had arrived. Following the dimly lit street, I passed a 1950s building with single-storey flats above some workspaces, derelict farming machinery lined up in front of the glass doors ― those narrow Bertolini tractors where the driver’s seat and the motor are articulated to allow manoeuvering steep Apennine meadows.

A street with multi-story buildings and cars parked along the road
Credit: Andreas Weber

I registered the faint chatter when I came upon the next building, equally constructed in that distinctive Italian postwar style, a high multi-purpose ground floor, and a second floor with tall windows, barred with green roller shutters. The house behind a rusty fence with a “no trespassing” sign is the local office of the Carabinieri Forestali ― the branch of the Italian state police that is doing ranger duties in state forests.

When I stopped outside the gate, I could hear the flowing, melodious, multivocal chirping much more clearly. I looked up at the weakly lit façade, following the flow of sound. And then I saw what seemed its sources: Right under the eaves, visible as dark bulging shapes in the twilight, hung a series of rounded cupules, firmly attached to the wall. The sound, I understood, came from a housemartin colony’s nests.

From their openings, soft high-pitched babble emanated, a dreamy chatter in a multitude of tiny voices. The street lay silent under the light of few lamps, the Apennine sky was huge and quiet, stars sprinkled across the black. The night smelled of hay and jasmine. There was darkness and tranquility, and the silvery ringing of the little birds in their mud cradles, like tiny rivers flowing towards an invisible stream.

The sound touched my heart. Was there anything more innocent, more carefree, more trusting than the young bird’s murmur in their precarious housings, two storeys above the concrete ground? Their voices felt like a hidden source of sweetness welling up in a vast silence. The sound plunged me into a sudden trust, coming from some unknown place, regardless of how everything looked.

I had greeted the housemartins already earlier on that arrival day, in the oblique evening light, watching them circle through the transparent mountain sky. I was relieved that they were still here, their nests hanging untouched under the police station’s roof, right as last year when I left them. I felt relief that life was still perpetuating itself.

A wall with several house martin nests made up underneath the roofline
House martins. Credit: Pixabay

This life is embodied in 15 cm long, black and white feathered bodies, each weighing not more than 20 grams, with wings spanning about the length of a letter sheet. Their existence had flown steadily from the last summer into this one, as it was supposed to be.

Human interference had inflicted no visible damage to the colony. Its members had survived two globe-spanning journeys. Last September they had crossed the Mediterranean southward, then headed across North Africa, the Sahara, and the vast stretches of the African continent towards the Cape. In late winter they had started to fly back north again. And here they were.

Housemartins are swallows. They populate the whole northern hemisphere. Ornithologists estimate their numbers to be several million across the European continent alone. The tiny acrobats of the air are still a sort of everyday bird. You can expect to meet them in the Italian summer. But that does not mean that the shadow of decline is not cast over their daily business. I could not find reliable numbers for Italy apart from the notion that populations are decreasing. In Germany, the species is officially counted as “endangered”.

Housemartins have not always settled on houses. They are a rock-dwelling species, and some still nest on natural stone surfaces. In Tibet, housemartins can be found breeding on towering mountain cliffs up to an altitude of 4600 meters. Human dwellings made of stone supply a suitable ersatz nesting place for rocky cliffs. They do so for other birds who chase the air for insects, e.g., for the housemartin’s close cousin, the long-tailed barn swallow, or his distant relative, the large-winged swift. Attracted by the artificial rocks provided in the form of buildings, swallows and swifts followed humans into dense settlements and even big cities.

Over the centuries, the melodious chatter of swallows, together with the sharp cries of swifts, has become a common element in the soundscape of bigger and smaller settlements. Once housemartins were a common sight even in London. They vanished from there after the air pollution had become too severe ― but recently turned back to a now cleaner sky over the British capital.

From my childhood years at the northern fringe of Hamburg, I remember that both barn swallows and housemartins nested at seemingly every farm. Barn swallows build their homes inside the buildings, and housemartins on the outside, under the roof. The birds’ sharp swirlings, curving in right over my head, their chatter and chirping were part of the sweet presence of summer. They somehow constituted a thread in the fabric of reality itself ― like the sand between my bare toes, like the sinking evening sun, setting the grass pannicles aglow, like the July air, tender and inviting. Housemartins were part of the welcoming structure of the cosmos. They were exponents of life’s promise to never end.

Birds who hunt the skies for food catch the tiny insects that are part of the “aeroplancton” ― little beings who are drifting with the wind and welling up with air currents. Housemartins eat mites, mosquitos, aphids, little flies and occasionally overwhelm bigger prey like butterflies. They swallow their food while flying unless they are not feeding their young. Then they store the insects they caught in their crop. Once back at the nest, clinging to its rough outside with their claws, they push the food into the wide-open beaks of the little ones which peak eagerly through the opening of the mud cupule.

Every day, now, I stand under the birds’ nests for long stretches of time. I come and take satsang with the housemartins. I drink in the life that unfolds, life that is put together from what is necessary to do in order to create life. This necessity unfolding above my head without questioning has its own irresistible grace: Each bird is a “soft animal” allowing its “body [to] love what it loves”, as the Mary Oliver’s famous line (in Wild Geese) goes.

Now, in July, the chicks in the nest are already the second generation of this year’s offspring. Many of the birds feeding the nestlings are probably their slightly older siblings from this year ― a particular culture housemartins have developed to raise their young more securely.

The colony under the police station roof is rather large. More than two dozen mud balls cling to the wall under the eaves. In the night, all is silent, apart from the soft baby bird chatter. During daytime, there is a constant coming and going of birds. The air in front of the orange building resembles the bustling village square on a market day’s morning.

A wall with several house martin nests made up underneath the roofline
House martin nests. Credit: Andreas Weber

I stand there early in the day, my muscles swelling under the dance of the birds through the “clean blue air” (Mary Oliver). I come back in the heat of noon, while the adult housemartins relentlessly swirl around the nests and carry out their feeding business. I watch after sunset when the blue air is vibrating from wings like an ocean brimming with plankton.

* * *

Housemartins and other swallows, as well as swifts and bats, are directly linked to the availability of insects. The more chitinous bodies are floating through the skies, the easier it is for the flying predators to feed their young. But the air is less and less filled with life. As anyone riding a car in summer witnesses, the windshield remains clean for a long time. Insect density has drastically fallen. In Europe, their biomass is down by nearly four-fifths compared to 1975. Imagine a supermarket with only 20 percent of the shelves remaining filled with food.

Housemartins, although a staunch follower of human culture, are suffering from many sides. Lately, construction work during the summer and new, smooth wall coatings, create particularly devastating effects. In Italy, state subsidies have allowed energy-saving refurbishments of housewalls to peak. Often the builders don’t care, or don’t care enough.

In the provincial capital La Spezia, a ninety-minute bus ride to the sea from Varese Ligure, two winters ago reconstruction work on a city apartment block led to the destruction of all housemartins’ nests on the façade. Only thanks to the intervention of residents, artificial nest cupules from concrete were installed under the eaves, leading to a successful breeding period.

In Italy, all bird nests are safeguarded by law ­― and housemartins (as barn swallows and swifts) are a protected species anyway. Not all municipalities, however, act accordingly. Homeowners sometimes even hack down the nests, as the birds create dirt going about their business of raising their young.

In Varese Ligure, I have discovered two new mud nests on another building some distance from the police station. Traces left by the birds are clearly visible on the wall. Every time I pass under that house’s roof, I hold the air. But, so far, the owners have not interfered, and I am grateful.

I know that always something bad can happen. Not because I have a pessimistic mindset ― but because it empirically does. Even if a species is doing halfway well, its life is precarious, and a little change can extinguish its local presence. The dread is not subjective, but objective. It has become a feature of our daily reality, which therefore runs counter to a profound truth: the trust-inducing generosity to give life. This creates painful cognitive dissonance.

Swallows need natural water bodies in order to form the mud balls that they roll in their beaks with the help of their saliva. They put their nests together brick by brick ― about a thousand beaks full of mud are needed to form a cupule. Earlier this year massive excavators dug up the shores of one of Varese’s two rivers and secured them with heavy boulders against potential flooding ― taking away some of the little mud ponds along the stream. It was only a little move towards more regulation, more order, and less complexity. It will not drive the housemartins out of town. And yet it was one more of the endless number of needle stings that the other-than-human beings have to endure, one more little scare in the atmosphere of dread.

Why does the owner of the small house on the road above the town mow the embankments every two weeks, cut down the diversity of flowers that distribute their sweetness to butterflies, bees, beetles, hoverflies, all those beings that create the soft skin of the earth? Another need for order, another desire to keep things controlled ― and it plays out as yet one more needle sting ― into my heart, and into the heart of life too.

Sitting with the housemartins is my medicine against these sort of experiences, although they are not immune against them. The housemartins are my allies against the rampant heartlessness with which people treat the world. They are suffering from it, too, but the suffering does not diminish their grace.

I am still wondering why swallows and swifts convey to me such a feeling of lightheartedness and inspire so much confidence. Is it for the reason that they do what they need to do, at the same time dogged and effortless, as though there was no labour at all involved, revealing that, in the end, everything meaningful is endlessly simple? Is it because their existence seems to be a dance from beginning to end?

The gracious flyers in the blue create a shortcut between inner dimensions and the material all life is made of. They prove that matter is desire, that the world of flesh and blood and rock and air and mud is at the same time a deeply felt experience. They show without words, without concepts, that sweetness is the other side of gravity. They are tiny bodies with fast beating hearts and delicate plumage, and they are the joy that sits at the source of everything that arises, the joy that is nothing else than the pure, direct experience of being, unhindered by thinking, by worrying, by any abstraction. Housemartins are, and this being is the smile of the world.

It seems that the birds manage to follow the old Zen proposal: do everything you do with one hundred percent dedication, do it with the sense, that you are fulfilling a sacred action. Do your dishes as satsang, too. When we acknowledge that even the most repetitive task done is a profound engagement with divinity, then everything becomes divine material. You are immersed in it. There’s nothing that is not the smile of the world.

The biggest housemartin colony I know of is spread out under the eaves of a Buddhist temple. The building is not in Asia, it is in Italy, too, in the Tuscany Hills, shaded by old umbrella pines. From its windows, you can steal a glance of the ocean’s silvery surface. The monastery was founded by a close follower of the Dalai Lama. It is one of His Holiness’s most favored temples outside India, so the saying goes.

The main building where the birds nest, is an old Tuscan villa, which has been adapted to the monastical needs, prayer flags fluttering across its courtyard. Beneath the imposing building lies a row of stupas, their cupolas magically recreating a Himalayan atmosphere in the Italian hills.

During summer school at the monastery, I used to sit on a bench in the courtyard every evening when the sky’s bright blue turned into the soft orange of the Mediterranean dusk. I watched the elegant circles and ecstatic loops hundreds of housemartins described in the air, swirling around the monastery, dancing above it, industriously returning to their tiny nest cupules and feeding their young. The mud nests were lined up one after the other between the roof beams, around all sides of the villa. I counted more than fifty breeding cupules.

On one of those evenings, I realized that the Buddhist monastery did not belong to its human inhabitants. In reality, it was the temple of a thousand stupas, where housemartin worshipped life. Humans dreamt of spiritual realization here. But it was through the little creatures of the air that realization happened. Every curve of flight, every catch of prey, every gift of food to their babies was incessant devotion, full of chant and dance. The housemartins were completely without thought, they surrendered without question. They allowed being to be.

Andreas Weber
Berlin

On The Nature of Cities

A picture of a root bridge over a river

Granularity, Dynamism, and Embodiment at The Nature of Cities Festival 2024

Art, Science, Action: Green Cities Re-imagined
Based on the insights gleaned from TNOC Festival, future research in urban ecology could benefit from multispecies urbanism, which emphasizes the integration of diverse species into city planning to enhance biodiversity and ecosystem services.

I recently attended The Nature of Cities Festival (TNOC Festival) in Berlin, Germany, where I hosted a session with colleagues on the Global Roadmap for the Nature-based solutions for Urban Resilience in the Anthropocene (NATURA), a National Science Foundation research initiative co-led by the Urban Systems Lab. TNOC Festival uniquely blends elements of a conference, art exhibition, and retreat, all centered on urban nature. This year, it was held at Atelier Gardens, a former hub of German filmmaking now repurposed as an event space. The philosophy of Atelier Gardens focuses on soil, soul, and society, integrating natural, social, and spiritual elements. This ethos matched the essence of the TNOC festival, promoting an inter- and transdisciplinary exchange and offering new experiences in the field of urban ecology. 

Three key themes — granularity, dynamism, and embodiment — which emerged from the sessions I attended, are each highly relevant to my work at the Urban Systems Lab and on the NATURA Global Roadmap. 

The themes illuminate the complex interactions between social, ecological, and technological components in urban environments, and in this blog, I explore how they connect to three compelling TNOC Festival sessions:

I contend that these themes are crucial for advancing urban nature research, as they fill knowledge gaps and re-invigorate researchers, and align comprehensively with the social-ecological-technological systems (SETS) framework. By examining urban landscapes through these lenses, researchers can gain a more nuanced understanding of the intricate relationships shaping our cities and their natural elements.

The NATURA Global Roadmap and Social, Ecological, Technological Systems (SETs)

The NATURA Global Roadmap (GRM) is a groundbreaking initiative to synthesize knowledge and identify gaps in urban nature-based solutions (NbS) across academia and practice. By leveraging insights from NbS implementation in seven world regions, the GRM aims to create a comprehensive understanding of global urban sustainability efforts. This multi-faceted project will culminate in a global report and seven regional assessments on the state of urban NBS, slated for release in early 2025. Given the project’s scope and complexity, careful attention must be paid to granularity, dynamism, and embodiment throughout its execution.

A group of people posing for a picture in front of a blue wall
From left to right: Yeowon Kim, Erich Wolff, Timon McPhearson, Loan Diep, Natalie Pierson, Sarah Jaroush, Maitreyi Koduganti, and Eric Hubbard presenting at The Nature of Cities Festival, Berlin, 2024

A triangle graph with Social, Technical, and Ecological in the corners

One of the most helpful ways to contextualize this urban nature research is through a social, ecological, and technological systems framework (SETS), to measure the interactions between people, nature, and infrastructures. Similar to the Atelier Gardens model of soil, soul, and society, a SETS framework allows a holistic understanding of urban nature systems. In this context I argue that embodiment falls under a social-ecological interaction, dynamism as a social-technological interaction, and granularity as a technological-ecological system.

The Hidden Life of Urban Pavement Cracks

A picture of a cracked brick sidewalk with a bright green frame labeled "The Hidden Life of Urban Pavement Cracks"
The Hidden Life of Urban Pavement Cracks, Natalie Pierson, 2024

The Global Roadmap is interested in a variety of scales – including global, regional, national, city-wide, and site. What is difficult to focus on in a project of this size is the micro-ecosystem. The micro-ecosystem is the heart of the work that Dr. Sophie Lokatis and Susanne Weiland presented during their session “The Hidden Life of Urban Pavement Cracks.” They showed the resilient biodiversity that exists in urban pavement cracks, how it changes throughout the seasons, and the importance of this habitat for ground bees and wasps. 

A picture of a wasp in a plastic cup with sand in the bottom
Wasp found in nest under pavement in Berlin, Natalie Pierson, 2024

Weiland began the session by describing her masters project in which she documented the biodiversity of one pavement crack in London for six months. She discovered how riverine plants grow in the rainy months when the cracks are underwater for days at a time, and coastal plants grow in the drier season made possible by the salt spread on sidewalks during the winter to melt snow. She used this tiny cycle to show the resiliency and cohabitation of urban plants, even on the smallest scale. 

Dr. Sophie Lokatis described her background in entomology that led to a project of documenting ground bees and wasps living in pavement cracks in urban areas. She showed the participants how to spot nests and how she captures and studies these incredible pollinators. Together they are part of an inaturalist project that encourages people to document urban pavement crack biodiversity all over the world. 

Granularity and Technological-Ecological Systems in Urban Ecology

Granularity in urban nature research is crucial for understanding and managing the complex interplay between technological and ecological systems. By examining urban ecosystems at fine scales, researchers can uncover detailed insights into the biodiversity and ecological processes that occur in the smallest niches, such as pavement cracks. This level of detail is often overlooked in broader-scale studies but is essential for a comprehensive understanding of urban ecology. Granularity in research can also enhance the ability to develop targeted restoration and conservation strategies. Understanding the specific needs and habitats of species like ground bees and wasps can inform urban planning and green infrastructure development. This integration of technological and ecological systems ensures that urban environments can support diverse and resilient ecosystems even in the face of urbanization and climate change.

Architecture as Trees

During the first day’s plenary, Ferdinand Ludwig discussed his work on “living structures” inspired by living root bridges created and maintained by the Khasi in Eastern India. These bridges are fashioned using the aerial roots of rubber fig trees. As the aerial roots grow, the Khasi manipulate the roots to grow together by tying them and supporting the structures with wood or bamboo. These bridges can grow into constructions that hold up to 50 people and last for hundreds of years if maintained properly.

Ludwig was inspired by this process for his work in Germany on baubotanik or “living plant constructions.” Baubotanik is a building method of creating architectural structures through the interactions between technical joints and plant growth. Ludwig emphasizes the dynamics of this architecture, as hundreds of young plants fuse around a metal structure forming a “hyper-organism” that is constantly changing. This process challenges the idea that urban architecture projects have a finish date – that there is always room for growth and evolution.

A picture of a root bridge over a river
Double living root bridge in East Khasi Hills (2011) PC: Arshiya Urveeja Bose, Flickr, 16 May 2011

Dynamism and Social Technological Systems in Urban Ecology

The concept of dynamism runs through Ludwig’s work and parallels the granularity in urban nature research by highlighting the ever-changing nature of urban ecosystems. Just as baubotanik structures evolve and adapt over time, urban ecosystems at micro scales, such as pavement cracks, are also dynamic and resilient. This dynamism is intrinsic to social technological systems, where human interventions and natural processes intertwine to create sustainable urban environments. 

By embracing the dynamism and granularity of urban nature, researchers and planners can foster urban spaces that are not only biodiverse but also adaptable and resilient. This approach acknowledges that urban ecosystems are living systems, continually influenced by both technological advancements and ecological interactions. Thus, integrating granular research and dynamic living structures into urban planning can lead to more sustainable and innovative solutions for urban development.

A picture of a transparent building surrounded by trees and greenery
Waveform of the Roof Structure, Kristina Pujkilovic, TUM, 2022

Exploring the Power of Stories and Art for Understanding Diverse Perspectives on Nature-based Solutions

This session, run by Vanya Bisht, Mariana Hernández, and Danielle MacCarthy, invited participants to share personal stories about nature in four different urban ecosystem types: forest, urban core, river, and ocean. Using storytelling and drawing, participants expressed their experiences and visions for these ecosystems.

A picture of a group of people holding posters in a room
Exploring the Power of Stories and Art for Understanding Diverse Perspectives on Nature-based Solutions, Berlin, 2024

I was a part of the ocean group, where we explored how to redefine the concept of a beautiful beach. I drew a picture of moon jellyfish washing up on Coney Island shores, reminiscent of my childhood fascination with such an alien creature appearing in the midst of a dense urban environment. It caused me to think more deeply about my access to shorelines as a child and what felt special about the experience.

A poster of four drawings of marine animals such as a killer whale and an octopus
Poster from “Exploring the Power of Stories and Art for Understanding Diverse Perspectives on Nature-based Solutions,“ Natalie Pierson, 2024

These narratives then informed a collaborative plan for what these urban ecosystems could look like in 2040 through the conceptualization and implementation of Nature-based Solutions. Instead of only imagining crystal clear waters and golden sands, we considered finding recreational joy in rocky or seaweed-filled beaches. This reimagining supports dune and mangrove restoration, which are vital for biodiversity and erosion protection, and reduces the carbon footprint associated with importing sand for “golden beach” aesthetic purposes. We also discussed the importance of access to waterways, drawing from experiences of limited water access in many areas of New York City, emphasizing the social component of urban coastlines.

Embodiment and the Social-Ecological System

The session highlighted the concept of embodiment, where personal interactions with nature are expressed and integrated into the planning of urban ecosystems. Embodiment in this context refers to the physical and emotional experiences individuals have with their environment, which are crucial in shaping their connection to urban nature. By sharing stories and creating drawings, participants physically engaged with their memories and perceptions of nature, embodying their experiences in a tangible form.

This embodiment creates a social-ecological system where human experiences and natural elements are interwoven. Personal stories and creative expressions become part of the broader ecological narrative, influencing how urban ecosystems are conceptualized and designed. The social aspect is evident as participants’ collective experiences and insights contribute to a shared vision for future urban environments, emphasizing the interconnectedness of social and ecological systems. By incorporating these embodied experiences into urban planning, we can create more inclusive and responsive urban ecosystems. This approach ensures that the design of urban spaces reflects the diverse ways people interact with nature, fostering environments that support both ecological resilience and social well-being.

Furthermore, this process of sharing and embodying personal experiences is vital for inspiring researchers. It provides them with rich, qualitative data and insights that might not emerge from traditional scientific methods alone. Engaging with the lived experiences of individuals helps researchers to appreciate the nuanced and multifaceted relationships people have with urban nature, driving innovative and empathetic approaches in their work. By connecting on a human level, researchers can develop a deeper understanding of the social dimensions of urban ecology, ultimately enhancing the impact and relevance of their research. Thus, the session not only redefined the aesthetics of urban nature but also reinforced the importance of integrating human experiences into the ecological fabric of cities, inspiring researchers to consider the holistic and dynamic nature of urban ecosystems.

Conclusion

The Nature of Cities Festival in Berlin provided a dynamic platform to explore urban nature’s multifaceted dimensions. Granularity emphasized the importance of fine-scale research in urban ecosystems; dynamism highlighted the evolving nature of urban environments; and embodiment incorporated personal experiences and emotional connections with nature into urban planning. The festival showcased interdisciplinary exchange, reinforcing the necessity of a SETS framework in urban nature research to promote resilient, inclusive, and vibrant urban ecosystems worldwide.

Based on the insights gleaned from the festival, future research in urban ecology could benefit from multispecies urbanism, which emphasizes the integration of diverse species into city planning to enhance biodiversity and ecosystem services. City planners can apply these insights by designing urban spaces that accommodate various species’ needs, promoting coexistence between humans and wildlife at multiple scales. This approach can lead to healthier, more resilient urban environments. Additionally, emerging technologies such as remote sensing, environmental DNA (eDNA) analysis, and Artificial intelligence-backed climate modeling will enable more precise monitoring and management of urban ecosystems. These innovative methods and interdisciplinary collaborations will be crucial in advancing our understanding and implementation of nature-based solutions in urban settings.

Natalie Pierson
New York City

On The Nature of Cities

Originally posted on Urban Systems Lab blog.

References

“Ferdinand Ludwig’s Schedule for TNOC Festival 2024.” n.d. Accessed July 9, 2024. https://tnocfestival2024.sched.com/artist/ferdinand.ludwig.

Ludwig, Ferdinand. 2022. “Baubotanik.” 2022. https://www.arc.ed.tum.de/gtla/forschung/baubotanik/.

McPhearson, Timon, Elizabeth M. Cook, Marta Berbés-Blázquez, Chingwen Cheng, Nancy B. Grimm, Erik Andersson, Olga Barbosa, et al. 2022. “A Social-Ecological-Technological Systems Framework for Urban Ecosystem Services.” One Earth 5 (5): 505–18. https://doi.org/10.1016/j.oneear.2022.04.007.

“NBS Global Roadmap.” n.d. NATURA. Accessed July 9, 2024. https://natura-net.org/nbs-global-roadmap.

“The Hidden Life of Urban Pavements Cracks · iNaturalist.” n.d. Accessed July 9, 2024. https://www.inaturalist.org/projects/the-hidden-life-of-urban-pavements-cracks.

“TNOC Festival 2024: Exploring the Power of Stories and Art f…” n.d. Accessed July 9, 2024. https://tnocfestival2024.sched.com/event/1Z1TT/exploring-the-power-of-stories-and-art-for-understanding-diverse-perspectives-on-nature-based-solutions.

“TNOC Festival 2024: The Hidden Life of Urban Pavement Cracks.” n.d. Accessed July 9, 2024. https://tnocfestival2024.sched.com/event/1Z1Vh/the-hidden-life-of-urban-pavement-cracks.

Wieland, Susanne Elizabeth. 2022. “‘The Hidden Life of a Pavement Crack.’” JAWS: Journal of Arts Writing by Students 8 (Art and Non-Human Agencies): 23–30. https://doi.org/10.1386/jaws_00040_1.

Left: A tan rock apartment building. Right: A brick house with a hedge.

The Two Planets of Urban Heat

Art, Science, Action: Green Cities Re-imagined
The rich, air-conditioned planet deserves to be mocked by climate activities. Rather than gluing themselves to random famous paintings, it might be more appropriate to start shaming stores running air conditioning on high, while leaving their doors open to the street. Or protesting the artificial snow at Dubai’s indoor ski slopes. These actions would target for ridicule those whose actions are directly connected to climate inequality.

India is roasting, with some cities like Delhi pushing to almost 50 degrees C (122 degrees F). In India’s recent election, at least 33 poll workers died while doing mostly compulsory work to administer the election in sweltering polling places. All told, there have probably been thousands or tens of thousands of people who have died in the heat wave, as measured by epidemiologists who look at the number of excess deaths above the usual background mortality rate. What breaks my heart most about these deaths is the separate, unequal planets of humanity with regard to urban heat. No one needs to die during a heat wave. There is a clear cause of mortality: a lack of ways to cool the air, at least in emergency cooling centers, and a lack of adequate medical care for those who cannot get there and are vulnerable, often the elderly or those with pre-existing conditions. Or those, like the Indian poll workers, who must work through the brutal heat. Cities in the developing world, which will face the highest absolute temperatures, will have the least economic capacity to cope.

In contrast, citizens of the richest countries live on another planet. There are still climate-change-induced heat waves in those cities of course, and indeed the largest increases in summer temperatures from climate change are often forecast for high-latitude cities in developed countries. However, higher availability of air conditioning and better medical systems help residents of the rich, cool planet. Heat action planning on this planet is still essential, but focuses on protecting outdoor workers or planning for overloaded electrical grids from high demand during heat waves, as residents crank the air conditioning. On this rich, cool planet, the death rate during an equivalently severe heat wave might be one-tenth or less of what it is in India.

I think a lot about urban trees, as one way to cool outdoor air temperatures. A row of street trees, as they shade impervious surfaces and transpire water, might reduce nearby air temperatures by 2 degrees C or more. And yet, those living on this poorer, hotter planet generally have less tree cover than those living in developed countries. Cities in developing countries tend to be denser, and so have less space for trees, and their governments have fewer financial resources to spend on tree planting and maintenance. But these are precisely the cities that need tree cover more since they are more vulnerable to climate change. In comparison, tree cover on the rich, cool planet—while still important for community health—is relatively less essential for survival, simply because of the greater penetration of air conditioning. And yet, this is the planet with cities with greater tree cover!

Left: A tan rock apartment building. Right: A brick house with a hedge.
Left: Quisling Clinic (Quisling Terrace Apartments), Gorham Street and Wisconsin Avenue, Mansion Hill, Madison, WI. Credit: Warren LeMay,
Right: Executive homes, Station Road, Tring. Credit: David Sands

This inequality, this story of two different worlds, also can be found within cities. My own research has focused on the United States, looking at a large sample of almost 6000 communities across the country. In 93% of American cities, poor neighborhoods have less tree cover than rich neighborhoods, on average 15% less tree cover. This inequality extends to neighborhoods that are predominantly the home of people of color (POC). In a recent paper,  my colleagues and I found that every year, there are 190 more deaths annually and 30,000 more people made ill annually in POC neighborhoods than would be if they simply had the tree cover of equivalently dense non-Hispanic white neighborhoods. Similarly, POC neighborhoods consume 1.4 Terawatt-hours more electricity simply because of this tree gap.

If we turn our attention to the future, to adapting to climate change, we find that the neighborhoods that don’t have enough tree cover now, which are often poorer and predominately POC with a high population density, are those with the highest return on investment of tree planting. In these denser neighborhoods, the costs of tree planting are generally outweighed by the health benefits during heat waves, let alone the other benefits that trees provide. This is less of the case for suburbs, often richer and predominately non-Hispanic white, where the lower population density means each tree benefits fewer people during heat waves. In other words, the neighborhoods most in need of trees, where nature-based solutions to heat are most viable, are the ones with the least political power in the United States. Sadly, municipal tree planting and maintenance efforts (and certainly those on private lands) sometimes follow patterns of money and power, to neighborhoods that need the trees less.

Heat will likely be the deadliest manifestation of climate change in the coming decades. Heat already kills more than 356,000 people per year, more than any other weather-related factor. By 2100, 48-76% of humanity will be exposed to extreme heat every summer. But the people most in power globally economically and politically, who could most help push through substantive climate mitigation (avoiding the worst extremes of climate change) and climate adaptation (preparing for the coming warmer world), live in a bubble. Residents of the rich, cool world (and I am also speaking about myself here) live in a bubble of cool, artificial areas. Many of us work on a laptop from home or in a white-color office that is similarly air-conditioned. The lived experience of an Indian poll worker, or, for that matter, that of a US construction worker, is often missing from the consciousness of those of us who live on the rich, cool planet.

We must start bridging these two worlds. We need universal access to cool air for all, at least during emergencies when it is a matter of life and death. This implies an increase in air conditioning capacity, which will need to be energy efficient to avoid a huge increase in electricity consumption and the greenhouse gas emissions that would go along with it. This is the core of the Global Cooling Pledge, which promises to reduce cooling-related emissions by 68%, significantly increase access to sustainable cooling, and increase the average efficiency of new air conditioners by 50%. We also of course need to increase tree canopy cover, increasing it in the neighborhoods that need it most, whether in developing or developed countries.

We also need to somehow improve communication between the two planets. There is a place for good reporting or filmmaking here, art that captures the crushing experience of heat on the poor, hot planet. The rich, cool planet (of which again, I admit I am a resident) deserves to be mocked by climate activities. Rather than gluing themselves to random famous paintings, it might be more appropriate to start shaming stores running air conditioning on high, while leaving their doors open to the street, their cool air wastefully flowing out. Or protesting the artificial snow at Dubai’s indoor ski slopes. These actions would at least target for ridicule those whose actions are directly connected to climate inequality, in our separate and unequal two planets of urban heat.

 

Rob McDonald
Basel

On The Nature of Cities

A group of old tombstones in a cemetery

Connecting Nature and Culture in the Urbanising Global South: The Lakshmipuram Urban Cemetery, Bengaluru, India

Art, Science, Action: Green Cities Re-imagined
Urban cemeteries such as Lakshmipuram serve diverse important purposes. By bringing the ecological, social, historical, and sacred together can bridge nature and culture of cities.

The word “cemetery” is derived from the Greek word ‘koimeterion’ meaning ‘dormitory’ or “resting place”. But cemeteries in cities can be more than resting sites for the deceased, or for their loved ones to visit and mourn. They are spaces that harbour a rich biodiversity including trees and plants of conservation value. Famous cemeteries also attract a large footfall of visitors, such as the Pere Lachaise cemetery in Paris, France, where a galaxy of famous artists, authors, and musicians are buried. As Francis et al (2000: 43) say, cemeteries can play an important role in “anchoring cultural communities”.  The Lakshmipuram cemetery situated in Ulsoor, at the centre of Bengaluru, is one such space―where multiple urban worlds collide.

Over the years, we have visited the Lakshmipuram cemetery in Bengaluru, which covers 7.07 ha, documenting tree diversity, and learning about the social and cultural significance of this cemetery for residents of the city.

A map of a city
Lakshmipuram cemetery situated in Ulsoor, Bengaluru

Tree diversity of Lakshmipuram cemetery

During a research study of Bengaluru’s cemeteries (Jaganmohan et al. 2018), we counted a total of 556 trees of 15 species in Lakshmipuram cemetery, of which eight were introduced and seven were native species. Most trees (504 of 556 trees) belonged to native species, with the Indian beech (Pongamia pinnata) accounting for as much as 83 percent of all trees. We spoke to a grave designer, who told us that many visitors who buried family members in the cemetery paid him to plant a tree near the grave ― and they prefer the Indian beech. He attributed the abundance of this species in the cemetery to this practice.

A group of colorful gravestones under a tree
Indian beech planted near the graves
Photo: Seema Mundoli

Other commonly seen native species were banyan (Ficus benghalensis) and peepul (Ficus religiosa), both of which are of cultural and sacred value, especially to Hindus (this is a Hindu cemetery). There were also jamun trees (Syzygium cumini), and wood apple trees (Limonia acidissima); the latter is a species believed to be sacred to the Hindu God Shiva, in whose honour the Maha Shivaratri festival is celebrated each year at the cemetery. The other native species were the Pride of India (Lagerstroemia speciosa), and the Indian mast tree (Polyalthia longifolia). Among the introduced species were Indian siris (Albizia lebbeck), cook pine (Araucaria cookii), pink cassia (Cassia nodosa), golden cassia (Cassia spectabilis), sausage tree (Kigelia pinnata), Nile tulip (Markhamia lutea), raintree (Samanea saman), and African tulip (Spathodea campanulata).

A cemetery with trees and a blue sky
Tree cover in the cemetery of both native and introduced species
Photo: Seema Mundoli

The cultural significance of Lakshmipuram cemetery

The Lakshmipuram cemetery is of special cultural significance to communities from Ulsoor, as well as for those who have moved away, but who still have family members buried there. While the exact origins of the cemetery are unclear, we found a grave dated 29 September 1887, indicating that the cemetery is of considerable antiquity.

A group of old tombstones in a cemetery
Some of the oldest graves in the cemetery
Photo: Seema Mundoli

Our visits and interviews focused on the annual festival of Maha Shivaratri―a celebration at the Lakshmipuram cemetery that transforms the otherwise quiet space into a bustling fair. The festival of Maha Shivaratri is held in spring on a new moon night to commemorate the marriage of Lord Shiva to the Goddess Parvati. Shiva is a very important god in the Hindu pantheon who is seen as a creator, protector, and destroyer. The festival begins with the worship of Shiva followed by that of his consort Parvati, the next day as Kali, the destroyer of evil. The priestess explained the significance, saying:

“We perform puja there [cemetery], because, the Goddess Parvati and Shiva will be together only in the graveyard. When Shiva takes his angry form in the graveyard, he can be pacified only by Goddess Parvati. So we first worship Shiva until 12 am, then the goddess after that.”

On the night of Maha Shivaratri, devotees stay awake, praying, meditating, and chanting hymns in praise of Shiva. In Lakshmipuram, the day following the all-night vigil is celebrated in a unique fashion, with a visit to the temples in the cemetery, followed by offerings of food and drink by family members to the graves of their loved ones.

There are six temples in the cemetery. Four are dedicated to the female Goddess Kali (considered to be a form of Parvati), while one is a shrine to the snake gods and the last is a Satyaharishchandra Temple, dedicated to a legendary Hindu king known for his honesty and righteousness. Perhaps the most spectacular of the Kali idols, and one that forms the centre of the Maha Shivaratri festival, is the one of her lying supine on the floor. This idol is made of mud and is shaped to take the form of the goddess 15 days prior to this festival. This Kali has a disproportionately large head, and a truncated torso and legs. The eyes and nose are large, and the mouth is shaped into a hole. On this festival day, the idol is decorated with coloured cloth, and strewn with flowers.

A group of people in a room with a large statue and a table full of food laid before it
The Goddess Kali made from mud and decorated with coloured cloth and flowers
Photo: Seema Mundoli

Several rituals take place around the Kali idol. The priestess blessed lemons that were stepped on, and eggs and cucumbers were waved around the head and touched on the shoulder of the person to ward off the evil eye. Another ritual involved specifically protecting young children from the evil eye and illness. The assistant to the priestess carries a child and places the child briefly on a cloth laid out near the open mouth of the Kali. Chickens were also offered for sacrifice by devotees. We observed several locks on the grills around the enclosure where the idol lay. We were told that the locks were offerings by devotees seeking intervention in resolving fights and altercations. Explaining the reason for the locks, the priestess said:

“It is a symbol to close people’s mouth. If someone is talking ill of us behind our backs, we take their name and put a lock there in the temple. Two people have told me that this has actually worked. I had to remove the locks as they told me that they could not talk.”

A red metal fence with padlocks and a flower garland
The offering of locks, with the supine Kali in the background
Photo: Seema Mundoli

While the temple witnesses a steady stream of devotees, worship at individual graves was also being carried out. In the days leading up to Maha Shivaratri, family members visit the cemetery to clean the area around the graves, removing fallen leaves and any trash. The graves range from simple mud graves with no headstones, to large graves made of expensive granite, some with elaborate headstones that have photographs of the deceased. The family members repair the graves, decorate them with flowers, and paint them. Splashes of red, pink, yellow, blue, and orange from freshly painted graves provide a visual contrast with the fresh green leaves of the Indian beech that shades many of the graves. Graves are decorated with simple floral or geometric patterns. We also saw some interesting drawings—for example one of the graves was painted in the hues of the Brazilian flag with a design of the flag and a football.

A coffin painted like the Brazilian flag in a mulched area
Grave with the Brazilian flag painted on it
Photo: Seema Mundoli

During worship, family members place lit earthen lamps and lit incense sticks on the graves, or in the triangular alcoves that some of the graves. They apply turmeric and vermilion in dots and stripes on the graves and use rice powder to draw patterns on the graves.

A blue and white grave with bowls of food placed atop it and people bowing around it
Worshipping the grave of the ancestors
Photo: Seema Mundoli

An important aspect is to provide offerings of food and beverages to the deceased. Family members prepare food at home, or occasionally purchase food from outside, placing these in plates made of leaves, plastic, and paper on the graves. The food served could be the food cooked at home that day, but often special, multi-course meals were provided, sometimes taking care to include the favourite food of the person buried. We observed a variety of food placed on the graves, ranging from a homemade traditional meal of ragi mudde (a dish made of finger millet, Eleusine coracana) to cake purchased from local bakeries. Beverages including water, buttermilk, and juice were placed on the graves. We even observed a couple of graves with bottles of beer, and alcohol poured into glasses. The visiting family members ate some food at the grave. What was left was collected by young boys waiting eagerly around, and beggars. Dogs ate their fill of food, dozing on the graves afterwards, while crows (Corvus splendens) and black kites (Milvus migrans) circled the air and looked on from the trees, grabbing pieces of meat and other food once people moved away.

A group of people standing around a grave covered in flowers, food, and glasses of beer
Food and beer offered at the grave
Photo: Seema Mundoli
A large black bird sitting in a tree
A black kite waiting its turn to get at the food
Photo: Seema Mundoli

On the day of the Shivaratri festival, the path from the entrance of the cemetery to the temples was filled with vendors selling snacks, ice cream, and candy floss. Others were selling inexpensive plastic toys and vessels of steel and aluminium. In 2019, the local corporator helped install a large LCD screen that was playing devotional and film songs. We were also told by the interviewees about a live orchestra in the evening that was a major attraction, with the cemetery lit up with floodlights.

A display of colorful toys and other objects
Trinkets being sold as the cemetery takes on the atmosphere of a fair
Photo: Seema Mundoli

After the festivities around Shivaratri end, the cemetery returns to a quiet place with hardly any visitors for most of the year. Some visitors do come to pray at the festival of Ugadi, locally celebrated as the New Year, which falls between late March and early April. Family members also visited the graves during the birth and death anniversaries of those buried at the cemetery to pay their respects. Women came during the year to pray for a good marriage, and for a child, at the nagarkallus (snake shrine). An Indian beech at the snake shrine was tied with sacred threads. The base of the shrine was surrounded by several small cradles, fertility offerings to the snake god.

A colorful shrine with trees in the background
Snake shrine with cradles and sacred thread tied to the Indian beech tree behind
Photo: Seema Mundoli

Lakshmipuram cemetery as a social space

The cemetery was home to three families who resided within the premises, in charge of burials. We saw children and adults from these families during our field visits. Sometimes there were visitors who came with a specific purpose. The grave designer spoke of a neighbour, a lady whose daughter was buried in the cemetery. Every year, on her daughter’s birthday, she would take a cake to the cemetery, invite her neighbours to join her, and cut the cake next to her daughter’s grave―almost like a picnic according to the grave designer. The grave designer said:

“Yes, sometimes we get the departed people in our dreams. When that happens, we go to visit the person’s grave and ask them what the problem is. My wife goes to visit our son’s grave like that.”

A green forest with trees, thick undergrowth, and gravestones littered beneath the leaves
The graves lie overgrown with weeds—till the next Maha Shivaratri festival
Photo: Dechamma CS

In our interviews with some of the visitors to the cemetery on the Maha Shivaratri festival day, they reminisced about their childhood and said that they used to come to play cricket in the cemetery. We were told that youth from the area continue to play cricket in an open patch in the cemetery. The grave designer also said that,

“There are some local youths, who drink and smoke and play cards in one corner of the cemetery. I have also seen some destitute people sleeping inside. When I asked one of then he said he sleeps well inside.”

We attended a cultural event at the cemetery ― Karagadhe Kathegalu (stories of the Karaga). This event was organised by The Aravani Art Trust, an NGO that uses art as a medium to create awareness about the transgender community and women’s issues. The Karaga is a festival celebrated by some local communities, is dedicated to Draupadi from the epic Mahabharatha. In the ritual, a man dresses up as a woman and dances carrying an elaborately decorated pot embodying Draupadi. In this event at the cemetery, a man dressed up as a woman performed with members of the transgender community. At the event, the organisers explained the connection between cemeteries and transgendered people, who face extreme discrimination from family members and society and are excluded from accessing public spaces such as parks that are open to others. The cemetery is one location in the city where the community feels safe, not shouted at or shooed away, and not judged. For the community, the cemetery is a place where they can find peace before and after death.

A person in an orange garment covered in white flower garlands with a large crowd of people around them
Celebration of the Karaga festival
Photo: Sukanya Basu

Cemeteries are for the dead, but can be also for the living

Cemeteries can be quiet, tranquil places that allow for reflection, or social sites used for recreation by urban residents. They can be of sacred or cultural significance, or be habitats for different kinds of biodiversity both floral and faunal especially native species that reflect the ecological history of the city. They can be places to mourn the dead or be sites that enable encounters between different cultures and religions in a heterogeneous urban community (Swensen and Skår 2018, Swensen 2018). Or, as the case of Lakhsmipuram cemetery has shown, serve diverse purposes―sacred, cultural, social, and ecological. Above all, urban cemeteries such as Lakshmipuram by bringing the ecological, social, historical, and sacred together can bridge nature and culture of cities.

 

Seema Mundoli and Harini Nagendra
Bengaluru

On The Nature of Cities

Harini Nagendra

about the writer
Harini Nagendra

Harini Nagendra is a Professor of Sustainability at Azim Premji University, Bangalore, India. She uses social and ecological approaches to examine the factors shaping the sustainability of forests and cities in the south Asian context. Her books include “Cities and Canopies: Trees of Indian Cities” and "Shades of Blue: Connecting the Drops in India's Cities" (Penguin India, 2023) (with Seema Mundoli), and “The Bangalore Detectives Club” historical mystery series set in 1920s colonial India.

Acknowledgements

We thank Muthyalappa Lakshmi for first introducing us to the Lakshmipuram cemetery, sharing her memories, and taking us with her to witness the ceremonies. We are grateful to all who spoke to us for their time and inputs. We thank Manujanth B, Varsha Bhaskar, Kshiraja Krishnan, Dechamma CS, and Sukanya Basu for their assistance with field visits, Enakshi Bhar for preparing the study area map, and Azim Premji University for funding this research.

References

Francis, D.,  Kellaher, L., Neophytou, G. (2000) Sustaining cemeteries: The user perspective. Mortality, 5(1): 34–52.

Jaganmohan, M., Vailshery, L.S., Mundoli, S. Nagendra, H. (2018) Biodiversity in sacred urban spaces of Bengaluru, India, Urban Forestry and Urban Greening, 32: 64–70.

Swensen, G. (2018) Between romantic historic landscapes, rational management models and obliterations: Urban cemeteries as green memory sites. Urban Forestry and Urban Greening, 33: 58–65.

Swensen, G., Skår, M. (2018) Urban cemeteries’ potential as sites for cultural encounters. Mortality, 24 (3): 333–356.

How Do Biophilic Design Approaches in Cafes and Restaurants in Buenos Aires Motivate Their Customers?

Art, Science, Action: Green Cities Re-imagined
Even with small spaces where there is no room for large gardens or big trees, it is possible to create biophilic experiences that resonate with users’ emotions.

Human reconnection with Nature is one of the greatest challenges of architecture in the attempt to generate more livable cities in built environments. Among architects and designers, there were visionaries who sought to reflect an indivisible relationship between art, life, and nature in their compositions. One of them was Hundertwasser (1928-2000) who opposed straight lines, geometry, and proposed spiral shapes to connect the inhabitants with the natural environment (Rizzo La Malfa, A. 2019).

Hundertwasser said: “Our houses are sick, they lack emotion, they are dictatorial, cold, anonymous, and empty to the point of boredom. A good building must achieve two things: harmony with Nature and harmony with individual human creation”. Many of his constructions with natural but also symbolic elements in Austria and Germany may have inspired designers of vegetated buildings that stand at different latitudes (Fig. 1).

A tall colorful building with a dome and a ball on top
Fig. 1 Hundertwasser biophilic design in Abersberg, Germany

Inspired by these visionaries, biophilic design today goes beyond the presence of vegetation and addresses a complex and multidimensional concept of “Nature” which brings together the material and the sensory as well as the symbolic and spiritual features. More than 40 TNOC contributions have discussed our positive emotional connection with nature in cities, working environments, healthcare facilities, schools, and other urban settings since the year 2013.

According to Kellert (2018), one of the pioneers in biophilic design in architecture, biophilic designs involve an experience of authentic Nature rather than an artificial one with multiple benefits in health, well-being, productivity, biodiversity, and circularity. Kellert and other professionals began exploring how the inclusion of natural features, such as natural light, outdoor views, organic materials, and green space, could improve the quality of life for building occupants. Later, other scientific studies demonstrated that the incorporation of natural elements into built environments could improve physical and mental health, increase productivity and occupant satisfaction, and reduce stress and fatigue.

Since then, different interpretations have emerged, which have contributed to building certifications such as LBC, Well, and LEED.

When studying biophilic elements used in architectural design Browing and Ryan (2020) clustered biophilic attributes into three categories: Nature in Space, Analogous Nature, and Nature of Space.

When designers use patterns from Nature in Space, elements that guarantee contact with Nature such as the presence of plants, animals, and water are most preferred. Generally, from inside the building there is a visual connection with green and blue compositions and, at the same time, climatic comfort and ventilation are guaranteed. When Analogous Nature patterns are applied, design strategies use references or representations of nature that evoke naturalness through materials, textures, colors, and ornamental elements.

Other designers prefer to design for emotions. This means to design environments inspired by preferences in environmental perception (Nature of space). Spatial qualities of natural environments are imitated to evoke or improve human responses. Therefore, it is necessary to conceive spaces that are coherent, legible, and offer an appropriate level of complexity because they are more likely to be perceived as attractive, inviting, and foster wellness. In this case, the theory of environmental preferences of Kaplan and Kaplan (1989) through Risk, Prospecting, and Refuge is being applied. Understanding these preferences can guide the design and management of environments to enhance their quality and user experience.

In Argentina, particularly post-COVID-19, coffee shops and restaurants with biophilic designs have multiplied to attract customers. As stated in a previous article by Diana Wiesner, a landscape architect, and TNOC writer, “the pandemic gives us an opportunity to rethink the ways of planning cities and territories”.

We found the wide range of different perspectives in the designs observed that addressed biophilia in these coffee shops and restaurants very interesting. Therefore, we created a biophilic index to compare their qualities, as a possible aid for future customers or guests making decisions as to where they want to go, as well as the improvements managers may need to make. To create our index, we surveyed 21 cafes and restaurants with multiple existing biophilic designs. We visited, as customers ourselves, a representative sample of cafes and restaurants and scored 65 variables which we clustered under the elements: Earth, Water, Air, Fire, Sounds, Fire, Light, Vegetation, Scent, Animals, Landscapes, Spatial Perceptions, Scale, Color and Food (Fig. 2). As a check-list, the tool proposed was easy to use and allowed us to distinguish between very biophilic, biophilic and somewhat biophilic establishments (Frontera et al. 2023).

A circular chart with different types of names
Fig. 2 Elements and variables of the biophilic design index

The biophilic design index varied from 170 to 72 out of a possible maximum of 224.

Left: a picture of a urban garden with lots of trees and paved paths. Right: a building with a green courtyard with a fountain in the center
Fig. 3 Example scores based on the biophilic design Index (IB) for cafes and restaurants in Buenos Aires.
Left: A red brick patio with tables and chairs. Right: A sidewalk with a building, trees, and tables and chairs set under canopies
Fig. 4 Example scores based on the biophilic design Index (IB) for cafes in Buenos Aires rated as somewhat biophilic in their designs.

This index reflects a technician’s perspective, which an architect or designer might have when deciding on the project (Fig. 2, 3, and 4). But what would the customers prefer? Of these biophilic compositions, which would be the ones that arouse people’s interest most?

To answer these questions, we collected feedback from users as we reviewed customer´s comments published on the Instagram and Facebook pages of the cafes and restaurants previously studied. We compared the comments of eleven sites with biophilic and very biophilic designs with those of ten sites with somewhat biophilic designs incorporated and considered 623 comments mentioning 961 words that could be related to the biophilic design.

Colorful words in a collage
Fig. 5 Words most mentioned for sites with somewhat biophilic designs incorporated.
Colorful words in a collage
Fig.6 Words most mentioned for sites considered biophilic or very biophilic due to their designs.

In both groups, the most mentioned words were qualities that had to do with emotions (Fig, 5 and 6). That is, they referred to attributes that correspond to the Nature of Space such as spectacular, beautiful, divine, charming, unimaginable, divine, adored, etc., rather than specific elements of the composition such as plants, green, trees, flowers, water, etc. As expected, the mention of Nature in Space (green, water, flowers) scored in second place in the very biophilic and biophilic places, while artificial design elements that emulated Nature: decor, wicker baskets, green walls, labyrinth, wood, terrace, bay windows, lights (Analogous Nature) were important in the somewhat biophilic sites.

When comparing opinions, the similarity of the comments corresponding to the categories Nature of Space reached 65%, 30% in the case of Nature in Space, and 20% in Analogous Nature.

These results show that the sites that ranked higher were those that best achieved creating experiences that produce a positive emotional response that strengthens the connection between the user and the place. Designers understood customers: the post-pandemic period created the need to be in spacious, open-air, and green places to meet with friends or simply to connect with oneself. Feeling happy, inspired, safe, and/or relaxed were the key feelings they wanted users to experience when interacting with their designs. They managed to create a coherent and meaningful experience with design elements aligned to evoke the desired sensations: the sounds of nature, and blue and green colors to convey calmness and serenity. Also, the design included surprise elements to generate positive emotions and create a memorable experience through hidden patios, terraces, and labyrinths adding value to the user involvement. These conclusions are significant because they show that even with small spaces where there is no room for large gardens or big trees, it is possible to create biophilic experiences that resonate with users’ emotions.

As emotional experiences are subjective and can vary over time, to keep customers and make continuous design improvements, owners of these cafes and restaurants should consider people´s comments, which can be found simply by browsing over their networks.

In a previous TNOC contribution, Jonce Walker, New York City wrote that it is worthy to place what is referred to as smaller biophilic urban acupunctures, in the urban fabric to produce small-scale but socially catalytic interventions. Going out for some coffee or a meal in these environments can help improve people’s moods, connect people to their surroundings, and improve mental health. Urban acupuncture designs can create ideal spaces with positive effects on our daily or weekly activities. Creative interventions without the need for needles ― found when one simply goes out for a cup of coffee!

Regina Nabhen

about the writer
Regina Nabhen

Regina Nabhen is magister in Environmental Science, teaches environmental communication at the Flores university.

Patricia Frontera

about the writer
Patricia Frontera

Patricia Frontera is Architect and works in urban strategic planning in Buenos Aires.

Ana Saez

about the writer
Ana Saez

Ana Saez is a sociologist and founder of an environmental NGO “Senderos Ambientales” that offers environmental education workshops.

Ana Faggi, Regina Nabhen, Patricia Frontera, and Ana Saez
Buenos Aires

On The Nature of Cities

 

References

Browning W.D., C.O Ryan (2020). Nature Inside A biophilic design guide RIBA Publishing London https://doi.org/10.4324/9781003033

Frontera, P., Faggi, A., Nabhen, R., A. Saez , (2023) Propuesta metodológica para comparar calidad de diseños biofílicos RADI,  AÑO 11 – VOLUMEN 22 | ISSN 2314-0925

Kaplan, R. & S. Kaplan (1989). The Experience of Nature: A Psychological Perspective. Cambridge: Cambridge University Press.

Kellert, S.F., J.H. Heerwagen, & M.L. Mador (2008). Biophilic Design: The Theory, Science & Practice of Bringing Buildings to Life. Hoboken, NJ: John Wiley& Sons.

Rizzo La Malfa, A. (2019) Naturación Urbana: El legado de Friedenreich Hundertwasser. Arkhe 5: 78/85.

Walker,  J. The Nature of Cities (2016) https://www.thenatureofcities.com/2016/05/17/biophilic-urban-acupuncture-the-importance-of-biophilia-in-urban-places/

Wiesner D. The Nature of Cities (2020) https://www.thenatureofcities.com/2020/05/03/covid-has-upended-all-the-normal-routines-in-our-lives-and-work-how-do-you-imagine-you-might-be-changed-by-it-both-professionally-but-also-personally-as-you-negotiate-a-new-post-virus-norm/

A person crouched down on the ground looking at green vegetables at a market

Exploring the Diverse Contributions of Informality to Transformation in the Largest Cities of Africa

Art, Science, Action: Green Cities Re-imagined
The informal economy’s contribution to urban housing, as contentious as it is, is substantial, especially in offering rural-to-urban migrants and marginalised groups in the urban built environment the opportunity to experience urban existence.

In the dynamic landscape of Africa, a fascinating interplay unfolds between urban informality and the transformative promise of primate cities. Mark Jefferson defined a primate city in 1939 as the largest in its country, province, state, or region, and disproportionately larger than any others in the urban hierarchy: at least over twice the size and significance of the next largest city. These urban giants, atop the hierarchy, wield immense influence over their nations and control the flow of natural resources, aligning with the aspiration of their political leaders to modernise their cities to make them globally competitive and smart (Azunre et al., 2022).

To achieve the strategic goal of positioning Africa’s primate cities to drive the continent’s socio-economic transformation requires deliberate policies that create synergy and a durable balance between the formal and informal sectors of their national economies (Kleniewski, 2006). These efforts should aim at achieving global competitiveness and smart city aspirations without marginalising and antagonising the informal sector, where workers and economic units engage in a range of activities that formal arrangements, either legally or in practice, insufficiently cover (Azunre et al., 2022). The informal sectors within these bustling metropolises thrive, significantly contributing to shaping the growth, resilience, and character of their national economies.

Notably, cities such as Cairo, Lagos, and Johannesburg, irrespective of their historical challenges with urban distress, stand as unrivalled centres of economic, political, and cultural gravity. They draw people, resources, and aspirations, while their formal structures often coexist with vibrant and resilient informal economies. Nezar AlSayyad (2004) argues that “many features of the formal/informal dichotomy owe their origin to unresolved issues in sociologically historic processes” (Ibid., 25). Other sociological thoughts define informality as “the result of the ongoing process of globalisation and the application of neoliberal capitalist practices that exclude large segments of the population” (Davis, 2006; Shatkin, 2007).

Ananya Roy (2014), in this regard, argues that although “the urban growth of the 21st century is taking place in the developing world, many of the theories of how cities function remain rooted in the developed world”, hence the disconnect between theoretical insights and reality. While urban sociology provides a new epistemology for understanding urban informality, in the contemporary realm, it does so in a way that privileges social, economic, and political issues (Samper, 2014: 1). It does not shed much light on the role of the urban form in the process of creating the informal city, obscuring how these informal realms, from street markets to artisan workshops, harbour entrepreneurial spirit, adaptability, and resourcefulness that support national economies.

Africa, with its rich tapestry of urban experiences, grapples with both challenges and opportunities in advancing its megacity transformation projects. The continent’s urban landscape is defined by the rapid pace of urbanisation and the complexities of its informal economies (Kleniewski & Thomas, 2019). From the bustling alleys of Marrakech to the sprawling townships of Nairobi, informal activities shape the very fabric of these cities. The intricate dance between primate cities and urban informality across the continent gives meaning to the vibrant interactions of street vendors, day-to-day petty traders in satellite markets, artisans, and small-scale entrepreneurs, which contribute to the metamorphosis of these urban giants into global competitors.

A person crouched down on the ground looking at green vegetables at a market
Photo credit: Suleiman Mbatiah, Inter Press Service (IPS) 2022

Domestically, the contributions of the informal economy are huge; it employs those who cannot find jobs in the formal sector, provides a source of income for low- or unskilled workers, and serves as a safety net when unemployment is high (Elgin & Elveren, 2019). The sector increases workers’ skill levels, thereby increasing human capital accumulation in the overall economy. Thus, by providing job opportunities for low-income workers, the informal economy may, to some extent, improve income distribution (ibid.). It also acts as a subsidy for the cost of living of actors in the formal economies of primate cities (Portes & Sassen-Koob, 1987; Kleniewski, 2006: 164), while providing access to cheaper goods and services for the survival of its urban population.

On the global stage, these subsidies from the contributions of the informal economy have a marginal benefit that goes even further through export regimes and trade mechanisms to help multinational corporations lower their costs of doing business and the costs of producing goods and services for consumption in the global north (ibid.). It highlights the diverse significance and resilience of the informal economy domestically and within the international arena.

In sub-Saharan Africa, the data on the contributions of the informal economy to national growth and development is instructive. According to the International Labour Organisation (ILO), in 2015, the informal economy accounted for 60% of all economic activities in Sub-Saharan Africa, and in 2019, 80% of all employment in the region was in the informal sector (ILO, 2019; Nyamadzawo, 2020).

A person standing behind a table full of food
Photo Credit: https://www.wiego.org

The employment creation potential of the informal economy in Africa is equally broad. In 2018, the International Labour Organisation (ILO) affirmed that the informal sector employs 89.2% of the total labour force in both agriculture and non-agriculture sectors. The non-agriculture sector recorded a significant 76.8%. In central Africa, without agriculture, the sector’s share of employment is 78.8% and 91% with agriculture (ILO, 2018; Azunre et al., 2022). In East Africa, the contributions stood at 76.6% without agriculture and 91.6% with agriculture. The figures for southern and western Africa were 36.1% and 87% without agriculture, respectively, and 40.2% and 92.4% with agriculture included. In the year 2000, the sector contributed gross value additions to the total GDPs of Benin, Burkina Faso, Senegal, and Togo, including agriculture, at 71.6%, 55.8%, 51.5%, and 72.5%, respectively (ibid.).

The informal economy’s contribution to urban housing, as contentious as it is, is substantial, especially in offering rural-to-urban migrants and marginalised groups in the urban built environment the opportunity to experience urban existence. The most notable form of informal housing, popularly called “slums,” provides not only accommodation but refuge to millions of urban dwellers, especially rural-to-urban migrants in the global south. Not oblivious to the contested use of the term ‘slum’ as referenced in development and urban discourse (Huchzermeyer, 2011), in this context, it describes manifestations of not only urban poverty but also physical expressions of urban inequality, based on location in cities, and how they are serviced—or not—and how legal they are considered to be (Khan et al., 2023: 88). Nigeria’s share of the urban population accommodated in slums as of 2015, according to United Nations (UN) data, was 50.2%. That of Ethiopia was 73.9%; Uganda’s 53.6%; and Tanzania’s 50.7%. Ghana and Rwanda’s stand at around 37.9% and 53.2%, respectively (UN, 2022, cited in Sultana et al., 2022).

These data speak to the utility of informal settlements in the urban built environment in Africa and partly account for the permanence of slums as a feature of primate cities in the global south, their contribution to animating the city, the sustenance of human life, and the existence of socio-cultural networks in cities. It is also suggestive of the fact that the conversation about the ideational influence of the framing of the problem of slums and informal settlements in cities will continue to uncover assumptions and biases that contribute to urban inequality, marginalization, and socio-spatial othering (Khan et al., 2023: 74) as inherent challenges that confront city development initiatives.

In essence, beyond the web of complex rationalities embedded in urban planning and development in Africa, primate cities on the continent remain dependable agents of sustainable development with the potency of their informal pulse to sustain their resilience, character, traditions, and innovative transformation potentials that reflect multiple aspirations and a defined focus on global and national development discourses.

Ibrahim Wallee
Accra

On The Nature of Cities

 

References:

AlSayyad, N. (2004). Urban informality as a ‘new’way of life. Urban informality: transnational perspectives from the middle east, Latin America, and South Asia, 7-30.

Azunre, G., Amponsah, O., Takyi, S., Mensah, H., & Braimah, I. (2022). Urban informalities in sub-Saharan Africa: A solution for or barrier against sustainable city development. World Development, 152. doi:https://doi.org/10.1016/j.worlddev.2021.105782.

Davis, M. (2006). Planet of Slums. London; New York: Verso.

Elgin, C., & Elveren , A. (2019, April). Informality, Inequality, and Feminization of Labor. Amherst, MA, USA.

Gutiérrez-Romero, R. (2021). Inequality, persistence of the informal economy, and club convergence. World Development, 139, 1-66.

Home, R. (2014). Shaping Cities of the Global South: Legal histories of planning and colonialism. In S. Parnell, & S. Oldfield, The Routledge Handbook on Cities of the Global South (pp. 75-85). New York: Routledge.

Huchzermeyer, M. (2011). Cities with ‘Slums’: From informal settlements eradication to a right to the city in Africa. Cape Town: UCT Press.

Huchzermeyer, M. (2014). Troubling Continuities: Use and utility of the term ‘slum’. In S. Parnell, & S. Oldfield, The Routledge Handbook on Cities of the Global South (pp. 86-97). New York: Routledge.

ILO. (2018). Formalizing Domestic Work. Geneva: International Labour Organization (ILO). Retrieved from http://www.ilo.org/wcmsp5/groups/public/—ed_protect/—protrav/–travail/documents/publication/wcms_536998.pdf.

ILO. (2019). Women and Men in the Informal Economy: A Statistical Picture. Geneva: International Labor Organization (ILO).

Khan, S., Lintelo, D., & MacGregor, H. (2023). Framing ‘slums’: global policy discourses and urban inequalities. Journal of Environment and Urbanization, 35(1), 74-90. doi:10.1177/09562478221150210

Kleniewski, N. (2006). Cities, Change, and Conflict (3 ed.). Belmont, CA: Thomson Wadsworth.

Kleniewski, N., & Thomas, A. (2019). Cities, Change, and Conflict: A political economy of urban life (5 ed.). New York: Routledge.

Nyamadzawo, L. (2020, November 09). The Wagner Planner. Retrieved from THE WAGNER PLANNER: Telling the Story of Cities: https://wp.nyu.edu/wagnerplanner/2020/11/09/inclusive-informal-sector-policies-in-african-cities-the-challenge/

Parnell, S., & Oldfield, S. (2014). The Routledge Handbook on Cities in the Global South. New York: Routledge.

Portes, A., & Sassen-Koob, S. (1987). Making It Underground: Comparative Materials on the Informal Sector in Western Market Economies. Ameri-can Journal of Sociology, 93, 30-61.

Roy, A. (2014). Worlding the South: Toward a post-colonial urban theory. In S. Parnell, & S. Oldfield, The Routledge Handbook on Cities in the Global South (pp. 9-20). New York: Routledge.

Samper, J. (2014). Toward an epistemology of the form of the informal city: Mapping the process of informal city making. Journal of Informal Settlement Research.

Shatkin, G. (2007). Global cities of the South: Emerging perspectives on growth and inequality. Journal of Cities, 24(1), 1-15. Retrieved from https://www.sciencedirect.com/science/article/abs/pii/S0264275106000850

Sultana, N., Rahman, M. M., & Khanam, R. (2022). The effect of the informal sector on sustainable development: Evidence from developing countries. Business Strategy & Development, 5(4), 437-451.

A body of water with hills and land

Kansai Walks: Landform as Cultural Heritage and Sustainable Ecology

Art, Science, Action: Green Cities Re-imagined
Walking is both thought-provoking and a form of embodied knowledge creation. Dispersed walks in the water gardens of Shugakuin, Katsura, and Yo-sui-en provide inspiration for the integration of design and ecological science in the face of the challenges of climate transition.

Kansai is both an international airport built on an artificial island in Osaka Bay and an urban megaregion sprawling across Japan’s largest and most populous Honshu Island. But Kansai also affords countless walks in which to understand landform heritage and ecology. The Osaka Sea is embraced by two mountainous areas, one facing the Japan Sea to the north, and the other facing the Pacific Ocean to the south. The urbanized Osaka plain extends northeast to Kyoto, and through the Izumi Range to Wakayama prefecture to the south. This dramatic terrestrial landform is at the intersection of the Eurasian and Philippine Sea tectonic plates. While elaborate train and highway links interconnect the nearly 24000,000 people who live in Kansai, this blog post focuses on a score of local hikes by an interdisciplinary team of researchers exploring the intersection of geological and human land formations in search of both cultural heritage and ecologically sustainable practices in the face of climate change.

Our peripatetic method began over two decades ago when we explored the rapid urbanization across the vast area of Bangkok’s Chao Phraya Delta, “tasting the periphery” via walks along stops at farms along the newly constructed outer ring road. In our method, close-up observations of agricultural and urban landscape practices are compared with remote sensing data and historical imagery. We later came together over a decade ago to examine the construction of flood protection walls by the Japan International Cooperation Agency around industrial estates north of Bangkok. In 2011, Thailand experienced the most economically damaging flood in its history and Japan suffered from the Tōhoku earthquake and Tsunami, while one year later Superstorm Sandy crippled the New York City region. Our conversations and perspectives are enriched by both our countries of origin ― Japan, Thailand, and the United States ― and informed by our disciplinary training ― architecture, landscape architecture, and landscape ecology. Our Kansai walks explore urban and rural transformations as part of The Landscape Ecology Lab at Wakayama University at a time of the construction of enormous and unprecedented flood prevention infrastructure in all of our hometowns.

A Google Earth image of Japan
Key map of three landform transects tracing our Kansai walks. Transect A takes us from Kansai Airport, through the Izumi Range by train to Wakayama University. Transect B cuts through the mountainous Kii Peninsula from Wakayama to the Pacific Ocean. Transect C connects the two imperial villas that bracket Kyoto to a tidal garden south of Wakayama. (Maps from Google Earth by Brian McGrath and Stan Walden)

This diary of our conversational walks around Kansai is structured around three theoretical futures that emerged from the long-term urban ecological research of the Baltimore Ecosystem Study. These theories are applied to a period of rapid change in the landform of Japan in response to both the aftershocks of the 2011 Tōhoku earthquake and tsunami, and the present reality of a shrinking and aging national population. First, our walks encompass the urban megaregion of Kansai which is seen as an agglomeration of cities and villages around and within agricultural and wild areas tied together by vast transportation and virtual communications networks. Secondly, our paths trace an urban/rural continuum of entangled lands and lives in rural and wild places that have both biophysical and cultural features, called “satoyama” in Japan. The urban/rural continuum of satoyama combines terrestrial, non-human, and human artifacts and the various processes interacting within a dynamic heterogeneity of urban change. Finally, we employ metacity theory to understand embodied places and livelihoods within shifting spatial matrices of biophysical, social, and political structures. A metacity approach provides a way to visualize and project urban structures and transformational processes across space and through time akin to the metacommunity, metapopulation, and metastability frameworks in ecology.

Kansai Megaregion: Walking along the Median Tectonic Line

Our drives, train trips, and walks took us from Osaka Bay to terraced mountain farms and back again to sea-level fishing villages, sprawling urban plains, and river basins. These embodied experiences pass between arduous hikes up tectonic terrain, slow strolls along landforms shaped by human hands, and the speed convenience of the modern rail and road transportation landforms of the anthropocene. Kansai Airport terminal, with its delicate wave-like roof, was designed by Italian architect Renzo Piano, sits on a 4 x 2.5 km artificial island in Osaka Bay. The Bay is an oval-shaped inland sea between the Kii Mountain Range facing the Pacific to the south and the Chūgoku Mountain Range along the Japan Sea to the north. The airport is connected to Japan’s Honshu Island, the 7th largest and most populous in the world, by the 3.75 km Sky Gate Bridge. While most travelers continued by car or train north to Greater Osaka, the Nankai Railroad leads to the seaside of Wakayama Prefecture to the south. Since 1903, the train line has tunneled through the 1000-meter-high Izumi Range, which forms a huge historical and scenic “central park” for the Kansai Megaregion. The Isumi range follows the Japan Median Tectonic Line, where the ancient Nankaido traces a walking path along the ridge line across the mouth of Osaka Bay from Shikoku Island to the 8th-century imperial capital of Nara to the east.

A Google Earth image of Japan
Elevation profile through the Izumi range and the Kinokawa River Valley showing the mix of tectonic and anthropogenic landforms encountered when crossing the Median Tectonic Line between Kansai Airport and Wakayama Prefecture.

After tunneling through the mountain range, we disembark at Wakayama Daigaku Mae Station, located near Wakayama University, founded in 1949. National Highway 26, connecting Osaka to Wakayama, was completed in 1952. The Keinawa Expressway now loops around the southern and eastern slopes of the Izumi Ridge, directly connecting Wakayama City to Nara and Kyoto. The post-war modern campus occupies a large land-scraped plain on the south-facing slope of the Izumi Range, overlooking the Edo-period castle town of Wakayama at the mouth of the Kinokawa River. Wakayama Daigaku Mae Station was completed in 2012 and is connected to a large new shopping mall and suburban residential enclave, circling the university campus on three sides. While the campus maintains a brutalist concrete and glass architectural style, both the subdivision and the station have a vaguely Tuscan hill town feel, which is complemented by an Italianate wedding chapel. The local bus brings us from Daigaku Mae Station to Green Planet House just outside the west University gate.

An aerial view of forested islands in the ocean
Looking east where the Izumi Ridge, following the Japan Median Tectonic Line, forming the Osaka/Wakayama border, crosses the mouth of Osaka Bay to Shikoku Island in the distance. Photo by Yuji Hara

Wakayama University is the only national university within mostly rural Wakayama Prefecture. According to the university website, its post-war modernist, geo-engineered campus is situated in “a place cultivated over time in a setting of abundant historical and natural resources”. This forest setting, removed from the city below, is meant to educate “the next generation of students who will be the driving forces of regional revitalization”. In spite of the convenience of the new train station, the campus is the product of American car-based planning, fenced and ringed by faculty and staff parking lots, while most students commute by train and bus from south Osaka. However, the University’s Landscape Ecology Lab monitors the fences around the campus with nighttime cameras, capturing the many non-human visitors from the surrounding forest inhabiting the Izumi Range. The most recent seismic activity along the south edge of the Izumi Mountains was in the 7th to 9th century, but earthquakes remain a risk today.

An aerial view of a city
Drone image of the modernist Wakayama University overlooking Edo-era Wakayama City, where the Kinokawa River empties into Wakayama Bay. Photo by Yuji Hara

Historically, the ancient Nankaidō walkway extends along the entire Isumi ridge line, crossing the sea from Shikoku Island to the old imperial capital of Nara. It was established during the Asuka period (593–710 C.E.) with the introduction of Buddhism and written language from China and Korea. Several modern north/south highways tunnel through the ridge, providing quick points to rural roads that give access to agrotourism and app-assisted hiking routes that trace its history and scenery. The difficult mountainous landform trail is the birthplace of an ascetic shamanism that incorporates Shinto and Buddhist concepts founded by En no Gyoja. The Nankaidō trail is marked by 28 sutra mounds that mark a pilgrimage practice between the mounds called  Katsuragi Shugendo.

An aerial view of a road through a forest leading to a small group of colorful buildings
Drone image of south-facing persimmon groves and Horikoshi Shaku-kannon Temple at the foot of 857m Mt.Tomyo. Photo by Yuji Hara

After a deep sleep and breakfast at Green Planet House, our trusted colleague Dr. Masanobu Taniguchi expertly drove us up the winding narrow roads to Horikoshi Shaku-kannon temple, one of the pilgrimage stations, now also serving agro-tourists, trekkers, motorcyclists, and environmental scholars like ourselves. The road winds through centuries-old persimmon or “kaki” orchards. In contrast to the tectonic land formation of the mountain ridge, the Nankaidō and the ancient terracing of the foothills are both the handiwork of countless laborers over centuries. Colorful garlands of drying fruit hang along the roadside, while miniature trucks take the precious fruit downhill to markets. In spite of considerable efforts to maintain these ancient fields with agrotourism and logistical infrastructure, our hosts noted a considerable decline in the number of fruit garlands lining the route this year.

A group of dried fruits hanging from a roof on the side of the road
Garlands of persimmons drying in the sun along the winding orchard terrace road to Horikoshi Shaku-kannon Temple. Photo by Brian McGrath

Our trip culminated at Horikoshi Shaku-kannon Temple, an ancient pilgrimage stop and training hall for Yamabushi mountain priests. Located at an altitude of 664m at the foot of Mt. Tomyo (857m), the temple porch overlooks slopes terraced by hand down to the Kinokawa River. A friendly monk greeted us with fresh persimmons and a tour of his house, recently re-thatched with a new straw roof. The day ended with a warm ramen soup at a farmstand along the new National Expressway, E480, the newest highway tunneling under the Izumi Mountains. At Kushigaki no Sato, products from the Katsuragi orchards are sold along with fresh fish from the Osaka Sano Fishing Port, on the other side of Kansai Airport. Urban infrastructure has put mountainside orchards and seaside fishing villages within easy reach of cars. The newly constructed expressway connecting Osaka to Wakayama is just one example of the enormous land formation processes of the anthropocene, while not at the scale of plate tectonics, it impacts an area well beyond the handmade trails, orchards, and rice terraces above.

The following day we continued to follow the Median Tectonic Line across the mouth of Osaka Bay to Tomogashima Island, the forested home of another Shugen pilgrimage site, as well as the setting for numerous Meiji-era military forts protecting the harbor. We took the Nankai line from Wakayama Daigaku Mae to Kada station. Departing by ferry from the pier at Koda fishing village, we were joined by trekkers, military site-seers, and those looking to catch, and the case with a group of college students, cooking and eating their catch. Kada port is protected from tsunamis by new sea walls, but just above the village, Awashima Shrine has historically served as a tsunami refuge. Here, hundreds of dolls line the porches, to be offered in the Shinto ritual of Hina-nagashi on boats offered to the sea.

A person standing on a dock with a large container on their back
Fishermen day tripping to Tomogashima Island at the Kada Ferry. Photo by Brian McGrath

One appreciates the power of tectonic land formations hiking along the tectonic line at the center of the Kansai megaregion. The 28 sutra mounds, forest trails, shrines, villages, temples, and fruit orchards comprise a historical and scenic park for the urban agglomeration of 20 million people. It is a landform that resulted from millennia of geological history in the making, but also over 1400 years of human handiwork, now connected through a century of grading land for rail travel, and decades of bulldozing for a sprawling car-based urban megaregion.

Wakayama Satoyama: Exploring an urban/rural continuum

Wakayama Prefecture consists of 80% mountainous terrain. While the prefecture is 60% forest, it also ranks first in Japan in the production of oranges, persimmon (kaki) and apricots (ume). Our walks in Wakayama extensively covered an urban/rural continuum from the old Edo city situated in the historically bountiful rice-growing village areas in its river basins, but also up the southern mountainside orange and apricot growing villages to the Pacific Ocean. 70% of Wakayama City was destroyed by waves of American B-29 bombers overnight on July 9-10, 1945. While much of the Edo-era castle canal-based town plan remains intact, the city has only partially filled its old fabric, with many vacant buildings and hundreds of surface parking lots. Most people choose to raise families outside the city, and the river basin wet paddy rice fields likewise are pitted with new housing subdivisions of landfill. The prefecture’s dense transportation networks constitute an urban/rural continuum of forests, grasslands, streams, ponds, orchids, rice paddy, historical settlements, new suburban subdivisions, and small parking lots everywhere within what has historically been defined as “satoyama” in Japan.

A Google Earth image of Japan
Walks in mountainous Wakayama Prefecture visited formerly isolated fishing villages and mountainside orchards, which with new highways creates a new urban/rural continuum. (Maps from Google Earth by Brian McGrath and Stan Walden)

Our first walks in the city followed various canal embankments between Wakayamashi to Wakayama train stations. Neither the city museum nor the rebuilt castle that dominates the center of town betray the tragic history of the night in 1945 when American B-29 bombers rained down incendiary bombs. However, on the 70th anniversary of the bombing, the trauma of that night was remembered.

“Wakayama Castle was burnt down by the constant waves of attacks, and 70% of the city was reduced to ashes overnight. More than 1,400 people died, and 27,402 homes in the city were completely destroyed.”

The mixed-use network of homes and workshops of the pre-modern Edo city ended up leading to the city’s destruction. As the Wikipedia site on the air raids on Japan explains: “Initial attempts to target industrial facilities using high-altitude daylight ‘precision bombing’ were largely ineffective. From February 1945, the bombers switched to low-altitude night firebombing against urban areas as much of the manufacturing process was carried out in small workshops and private homes: this approach resulted in large-scale urban damage and high civilian casualties.”

A city with trees and a road and a castle in the distance
Wakayama Castle, built atop a stone-encased sand dune at the historical mouth of the Kinokawa River. Photo by Yuji Hara

While the town’s wooden buildings caused a great inferno following the bombing, the Edo-era urban landform persists. The formidable castle stone walls were built atop a sea-facing sand dune, and a canal system diverts mountain-fed rivers through the town, once the site of all merchant activity. Now incomplete and car-dominated, only post-war buildings dot the old Edo city grid. The town seems mostly populated by the elderly, school children, with some commuting workers. But moving from the Green Planet House on the hill to a guest house in town, one can take pleasure in many residents who choose to stay in the city as well as small restaurants, new and old. Efforts to bring life back to the canals include the new Kyobashi-Shinsui Park.

A canal with buildings and a bridge
Wakayama City walks take one along the Edo-era canal lined with post-war buildings with a Meji-era bridge in the background. (Photo by Brian McGrath)

From Wakayama JR Station, the Wakayama Electric Railway Kishigawa Line travels 14.3km to Kishi Station in neighboring Kinokawa City, where a cat is the legendary station master. The antique-themed rail cars literally strike a transect along a patchy urban/rural landform passing lower rice fields, canals and villages and modern raised subdivisions and roadways. Among the 14 stops, we get off to pay respects to “Itakeru no Mikoto”, who is known as a god of afforestation, who traveled around Japan planting trees. The Itakiso-Jinja shrine, located in a beautiful cedar (sugi) forest is sacred to those involved in the timber industry who visit from all over the country. The shrine is the built embodiment of the nature/culture continuum of Shintoism.

A building with a stone walkway and a tree trunk in the foreground
The wooden Shinto shrine of Itakiso-Jinja grows in the cedar forest to which it is dedicated. Photo by Brian McGrath

Other train and bus lines connect south to fishing villages and beaches tucked under sea-facing hilltop temples and shrines. Founded by a Tang Dynasty monk in the 8th century, Kimiidera is a Buddhist Temple approached by a street of shops leading under a gateway, up 231 stairs to a terrace overlooking Wakanoura Bay ― known as the Bay of Poetry ― and south to the city of Kainan. Wakaura Tenmangu Shrine and Kishu Tosho-gu Shrine also face the same Bay, accessed by even longer stairway hikes up the foothills of the Kii mountains to the south. Again, these hand-sculpted highland sanctuaries provide tsunami refuge to the populated seaside below.

A stone path leading down a hill with buildings and trees
View of Wakayama Bay from the stone stairs leading up to Wakaura Tenmangu Shrine. Photo by Brian McGrath

The Kii Mountains and the Pacific Ocean beckon us as we seek out the bountiful mountainside terraced orange groves and seaside fishing villages with our new guide, Dr. Yuki Sampei from Kyoto Sangyo University. Our van first brought us to the mountain-terraced orange groves of Ropponju no Oka, the birthplace of mandarin oranges. overlooking the Arida River valley south of Kanain. Japanese mikan and Japanese sweet are types of satsuma or mandarin orange. Cultural heritage designation is a strategy employed by the Landscape Ecology Lab to maintain these important historical agroindustries. One example is the Japanese apricot (ume) growing land-use system, called the Mibe-tanabe ume system. Our visit included the Kishu Ishigami Tanabe Bairin Ume Orchard which has achieved a Globally Important Agricultural Heritage designation with the Food and Agricultural Organization of the UN.

A person standing next to red and yellow crates with green mountains behind them
Mechanical carts carry crates of hand-picked oranges to small roadside trucks for market. Photo by Brian McGrath

Oranges were still being harvested by hand, packed in crates, and carried by single-rail mechanical beltways up the steep hillsides. Returning to Arida City, a logistical hub for this prized fruit and its by-products, we visited orange factories, wholesalers, and retailers. One such business dating from the Meji era (1868–1912) is Ito Farm, specializing in Arida mandarin oranges and citrus products such as juices and sweets. While the sanitary part of juice making is indoors behind windows, the shipping and sorting of the 13 types of citruses ― including Satsuma mandarin orange, ponkan, kiyomi, iyokan, and hassaku takes place in public view as forklifts cross back and forth between open-air warehouses linking both sides of the road. The farm store occupies an old orange storehouse.

A truck parked outside of a warehouse
Open-air orange juice factory adjacent to Ito Farm Store in the background. Photo by Brian McGrath

Again, we follow recreational motorcyclists to a tiny fishing village just north of Arida. Kazamachi (meaning “waiting for good wind for ships”) Cafe is tucked in a small port protected behind a peninsula and tsunami protection facing the Kii Channel to the west. The bay expands out to Shimotsu town with its JR train station just south of the mouth of the Kamo River. We had a long wait while the motorcyclists had their fill of fresh fish, but it gave us a chance to walk around this tiny vulnerable, mostly abandoned fishing village. These villages, which before the rail lines and highways were difficult to access, are now within easy reach for Kansai megaregion scenery and food lovers. Yet an aging population and the anxiety following the 2011 Tōhoku earthquake and tsunami have depleted the residential population.

A body of water with hills and land
Drone view of formally-isolated semi-abandoned fishing village of Mio. The home of the Canada Museum is now connected by roadways, yet vulnerable to tsunamis. Photo by Yuji Hara

Oranges and fish meet in the roadside station along the new north/south highway connecting Osaka to the Senri coast. Five nearby ports provide fresh fish, in addition to the produce from the “Fruit Kingdom of Wakayama”. On our way to the Senri coast, our next stop was the previously remote town of Mio, which is situated facing the Pacific Ocean at the mouth of Wakayama Bay. Most able-bodied people emigrated to Canada for the fishing industry, and the Canada Museum sits in the mostly empty seaside town as a testament to Japanese emigration. Some farmers’ markets along the new highway are run by agricultural corporations. Kitera Akitsuno Direct Sales Office is a social business corporation founded in April 1999 by local volunteers. Community development, investment, business planning, and operation are run by Kamiakitsu area residents and their support groups. These rest stops are contact zones in the urban/rural continuum directly connecting urban customers to farmers and fishermen.

Aerial view of a road in a valley
Drone image of landslide and road diversion where volcanic and marine sediment meet. Photo by Yuji Hara

After our coastal hugging route of walks in fishing villages and hillside fruit orchards, we headed back to Wakayama City by going directly north through the mountains, passing through landslides along the geologic seam between volcanic and marine sediment. High above Tanabe City, we enjoyed a homestead lunch at Ryunohara a farmstay guest house being meticulously restored by a native Singaporean. With an active social media presence, Ryunohara attracts volunteers and guests from around the world to get a taste of the rewards of hard manual labor in rural Japan. The trip culminates near the mountain peak of Koyasan, and the zen gardens of Kongobuji Temple, the head temple of Shingon Buddhism, the sect introduced to Japan by Kobo Daishi in 805. While the van covered much more distance than we could ever have reached by foot, it was the walks at each stop where our feet could feel the intersection of the geological infrastructural and human hand in land formation that constitutes Wakayama satoyama as an urban/rural continuum.

Kansai Metacity

Our stop at Ryuohara indicates the importance of digital communication infrastructure in connecting people and places, not just at a mega-regional or prefectorate scale, but also globally. We will conclude this blog with a description of the traditional art of Imperial landform making in Kyoto before concluding with three examples of locally rooted contemporary landform activism that reach out to global conversations on equity and sustainability in Kyoto, Osaka, and back in Wakayama. Like in Ryuohara, we visited urban refugees from Japan and from around the world who became traditional foresters, farmers, traditional house restorers, and craftspeople.

A Google Earth image of Japan
Downstream view of Kansai Metacity from Lake Biwa to Osaka Bay includes three landform gardens from the mountain headwaters above Kyoto and downstream at a river batwater, to a tidal garden south of Wakayama, but also includes visits to environmental landform activists across the Megaregion. (Maps from Google Earth by Brian McGrath and Stan Walden)

Unlike the mercantile sea-facing cities of Osaka and Wakayama, Kyoto is, geographically, a headwater city chosen as the seat of the imperial court of Japan in 794. The city’s Chinese-influenced feng shui planning proved to be politically auspicious and naturally bountiful as it served as the imperial capital of Japan for 11 centuries. The city was spared from the firebombings that leveled Osaka and Wakayama. A great deal of cultural heritage has been preserved, and the city continues to be a vibrant metropolis today. Kyoto is surrounded by mountains on three sides with Lake Biwa, Japan’s largest freshwater lake to the northeast. The city and the imperial palace face south on top of a large natural freshwater table in between two tributaries of the Yamashiro Basin. This large natural water table provides Kyoto with ample freshwater garden pools and wells. Due to large-scale urbanization, the amount of rain draining into the table is dwindling and wells across the area are drying at an increasing rate.

A body of water with trees and bushes
The art of spring-fed headwater landform at Shugakuin Imperial Villa (elevation 140 meters). Photo by Brian McGrath

If one traces a transect from the Shugakuin Imperial Villa in the northeast foothills above the city to Katsura Imperial Villa, in the river floodplain to the southwest, it would cross directly through the imperial palace regally situated in the middle. The landform of the two villas, together with the earthworks which direct river headwaters through the Kyoto city itself, demonstrate the traditional art of Kansai landforms and waterscapes. Our garden walkarounds began at the scholar retreat of Shugakuin, where an artificial lake is formed at a natural spring headwater. An artificial pond, sculpted like the rice-feeding retention ponds below, is the setting for an island writing retreat and a lakeside tea house for a retired emperor. We can follow the water down to the Kamo River, past the imperial palace, and through the more popular quarters of the city, where it is a pleasurable natural resource in the center of the city.

A body of water surrounded by trees and large rocks
The art of groundwater landform at Katsura Imperial Villa (elevation at 24 meters) Photo by Brian McGrath

Kyoto’s city builders straightened the Kamo River through the gridded town but gave it ample room to swell with seasonal rains and snow melt. Our walks next take us to Katsura Imperial Villa, situated in the floodplain of the Katsura River southwest of the city. A sculpted groundwater-fed pond is at the center of a scenic garden of rolling artificial hills with walking paths to enjoy the seasonal change. It is a classic example of landform art by cut and fill; when the ponds were dug, they provided earth for the hills. From the verandas of the main house, raised above the river backwater floods, guests watched the moon reflected in the hand-sculpted pond. Remarkably, Expressway 480 connects back to Wakayama where a third type of landform waterscape ― the seaside tidal water garden at Yo-sui-en ― provides a tea house near an ecological hotspot for marine species and waterfowl.

A body of water with trees and grass and a stone bridge over the water
The art of tidal seawater landform at Yo-sui-en Garden (elevation at sea level). Photo by Brian McGrath

In contrast to our imperial and aristocratic water garden landform walks in Kyoto, we hiked back up the Katsura River led by Dr. Atsuro Morita from Osaka University to trace the path of lumber from the sugi cedar forest up the mountains to the north to the Nishi-takasegawa canal and warehouses behind Kyoto’s Nijō Castle. In the cedar forest of the mountainous region of Keihoku, we were greeted by Sachiko Takamuro, founder of Ko-gei no Mori, the Forest of Craft. “Kogei-no-Mori focuses on the fact that nature is the starting point for manufacturing and aims to rebuild a healthy relationship between people and nature through action-based manufacturing”. We ate fresh sushi from the nearby Japan Sea prepared by the village grannies, and saw the wood-veneered surfboards, employing traditional Japanese crafts such as urushi lacquer.

A building on a cliff by a river
Abandoned lumber storehouses in the Sugi cedar forest above Kyoto. After World War 2, Japan invested in sugi plantations, but labor costs make imported lumber much more affordable for everyday wood consumption. Photo by Brian McGrath

Back in Kyoto, our growing team met at FabCafe with Nami Urano at Loftwork to discuss another urban ecosystem initiative in Osaka. Loftwork brought us to be part of a creative walk to inspire urban ecosystem design in the Morinomiya redevelopment area behind Osaka Castle. The walk provided an opportunity to informally exchange opinions about the possibility of ecologically conscious design in Morinomiya, while actually walking along the canal and riverside around Morinomiya with those involved in the area development. Again, the peripatetic method brought to light many possible relationships between the city and nature in the Morinomiya area and how to “bring out the charm of the land” through embodied experience.

A metal gate blocking off a paved path next to a manmade waterway
Existing condition of Daini Neya Riverwall, Morinomiya redevelopment area, Osaka. Photo by Brian McGrath

Returning to Wakayama, our last walks were in the satoyama outside Kainan City. Coastal Kainan is particularly vulnerable to tsunamis, so the city hall was recently relocated up to former farmland in the foothills. The new Kainan City Wanpaku Park was designed around old agricultural ponds, managed by Biotope Moko (孟子), named for a fourth-century BCE Chinese thinker in the Confucian tradition. Unfortunately, this contract at Wanpaku Park ended with filling the old ponds due to renovation for tsunami evacuations in 2024. Nevertheless, Biotope Moko is still continuously providing local environmental education programs and various nature classes for local kids and adults and promoting organic rice and soba farming.

Biopte Moko’s Biodiversity Revitalization Project seeks to restore the biodiversity of the satoyama environment. With an aging agricultural working population, many rice fields and irrigation systems have been abandoned and upland forest areas are no longer managed through thinning. The forest temple of the Moko Fudosan Naga-dera is hidden in the hills northeast of Kainan at the headwater of a satoyama irrigation stream. The temple, founded in 815, had become overgrown and inaccessible. In 1998, the founder of Biotope Moko, Toshihide Kitahara, organized a team to make the temple accessible again and excavated dragonfly ponds in the former rice paddy with the cooperation of the local landowners. In 2009, the original restoration place of Biotope Moko was designated as a future heritage site by UNESCO Japan.

A aerial view of a garden of rice paddies
Drone image of dragonfly ponds on a former rice paddy managed by Biotope Moko. Photo by Yuji Hara

This blog post collapses the scales of a vast urban megaregion with a dragonfly pond in order to promote metacity theory as a way to simultaneously engage with landforms as cultural heritage and sustainable ecology. As mentioned above, metapopulation theory suggests that species survival is dependent on dispersal, metacommunity theory states that a set of local communities are linked by the dispersal of multiple interacting species, and metastability theory proposes that native species communities can form patches that delay the extinction processes by mutual cooperation. Metacity thinking along a dispersed urban/rural continuum may assist in localized human and non-human species cooperation and survival in the face of the huge infrastructural changes being built in the wake of climate change.

Huge infrastructure projects are currently sealing sea and waterfronts in Kansai, Bangkok, and New York in response to disasters that took place over a decade ago. In order to imagine the cooperation networks we need to create a shift from coarse grain technologically driven large-scale landform policies to multiscalar ecological designs that require new tools of local knowledge production linked to broad communication networks. In addition to our walks and talks, we sketch, survey, interview, photograph, and launch drone cameras in order to publicly elevate such finer-scale efforts. Our drone images harken to early 20th-century birds-eye views of cities and scenery newly accessible through modern railroads by Hatsusaburō Yoshida, and the fukinuki yatai ― “roof blown off” views show how urban life extends inside and out. Contemporary representational tools rely on a rich tradition of spatial anthropology (Hidenobu Jinnai) and ethno-graphics (Wajiro Kon) in Japan. Our illustrations in this blog post point to the importance not only of walking but of hand-making future landform projects collectively.

Walking is both thought-provoking and a form of embodied knowledge creation. Dispersed walks in the water gardens of Shugakuin, Katsura, and Yo-sui-en provide inspiration for the integration of design and ecological science in the face of the challenges of climate transition. Landform activism in Kansai continues to be both cultural heritage as well as sustainable ecology by a set of interlinked human and non-human communities. Walking with activists in the forests above Kyoto, the urban canals of Osaka and Wakayama, and throughout the Kansai megaregion gives us great hope in our ability to thrive in an insatiable and unpredictable future.

Yuji Hara

about the writer
Yuji Hara

Yuji Hara is an associate professor at the Faculty of Systems Engineering, Wakayama University, Japan. He specializes in landscape planning and anthropogenic geomorphology and conducts field research in Wakayama, Osaka, Bangkok, Chiang Mai, Metro Manila and other Asian cities as well as in the Netherlands and around New York.

Danai Thaitakoo

about the writer
Danai Thaitakoo

Danai Thaitakoo is an adjunct lecturer at the School of Architecture and Design, King Mongkut’s University of Technology Thonburi, Bangkok, Thailand. His interests lie in the field of landscape and urban ecology with an emphasis on landscape changes, urbanization, landscape dynamics and hydro-ecology.

Yuji Hara, Brian McGrath, and Danai Thaitakoo

Wakayama, New York, Bangkok

On The Nature of Cities

A child drawing on a large piece of canvas smattered with drawings and colorful squiggles

How Much Water is There? Voices and Traces of Water as Perceived by Children and Young People in Bogotá

Art, Science, Action: Green Cities Re-imagined

Lee esto en español.

The relationship that children and adolescents have with water goes beyond its basic function in daily life. Water is an element that awakens emotions and feelings in people, both individually and collectively.

Over the course of a year, we embarked on an emotional and conceptual journey of exploration and reflection on water with two groups of young people and children living on the border between urban and rural areas in the hills of Bogotá. This experience led us toward a comprehensive understanding of their relationship with water, beyond considering it only as an essential resource.

This article is based on the partial results of an ongoing project, developed in the year 2022, by the Cerros de Bogotá Foundation, under the coordination of Santiago Córdoba, Samuel Serna, and Héctor Álvarez. In addition, we had the enthusiastic support of a group of students who were passionate about architecture and the environment. In Bogotá, this project, carried out for Fondo Acción, has explored the relationship of children and adolescents with water, seeking to understand it from different perspectives: emotional, cultural, and ecological.

Water is an element that awakens emotions and feelings in people, both individually and collectively. To understand this relationship, different exercises and workshops were conducted to explore how water young participants feel about this source. The students’ daily experiences reveal three important manifestations of their relationship with water. First, the domestic uses of water, are linked to personal and environmental care tasks; they also highlight the importance of these daily chores, which can be both expressions of affection and culturally undervalued. Second, the weather, particularly rain, influences students’ emotions and decisions, from enjoying it to fearing it or adapting to it in their clothing and activities. Third, the presence of streams and drains in the surroundings of the students’ schools and neighborhoods is a reality that, surprisingly, many are unaware of, despite their proximity and relevance in the territory.

The nature of maps and how they can represent the relationship with water was also explored. Maps are not only geographical representations but also symbolic and emotional expressions of our environment. For the children and adolescents, defining what a map is and what elements it should include was an exercise that allowed them to reflect on how they perceive and represent the world around them.

What does water feel like?

Emotional mapping became a powerful tool for exploring young people’s relationship with water. Multisensory activities were used to allow participants to express their own perceptions and emotions related to water. Questions such as “What does water feel like?”, and “What does water sound like?” led to deep reflections and the creation of emotional maps.

A group of kids drawing on a large brown paper spread outside on the concrete
Participants mapping out their emotions and perceptions of water. Photo: Fundación Cerros de Bogotá

An important aspect that was highlighted during these exercises was the language used to describe water and bodies of water in the environment. It was noted that many of the words used were derogatory, such as “puddle”, “pichal”, “caño”, indicating a disconnect and lack of appreciation for these natural resources. This underscores the importance of changing the way we talk about water and promoting a deeper understanding of its ecological and cultural importance.

Multiple hands reaching into a blue bucket with dark water inside
Participants feeling water. Photo: Fundación Cerros de Bogotá
A close-up of a person's ear
Photo: Fundación Cerros de Bogotá

How much water is there?

The diversity of responses reflected the multiplicity of facets that young people associate with water, from its role as a source of life to its use as a tool or even as a mystery factor. This diversity of meanings highlights the need to contextualize and better understand the concept of water, as it is more difficult to protect something that is not fully understood.

A child drawing on a large piece of canvas smattered with drawings and colorful squiggles
Photo: Fundación Cerros de Bogotá

In addition to exploring what water is, they investigated where it comes from. The answers ranged in context from the mythological to the scientific, showing the complexity of young people’s relationship with this vital resource. These questions have no single answers, opening the door to open dialogue and exploration of scientific and cultural concepts related to water.

“A monster brought it…”, “it comes from the mountain…”, “it forms in the clouds and falls as rain and hail…”, “it comes from the center of the Earth…” or “it comes from the wasteland…” are some of the answers to the question: “Where does water come from?”.

Spaces and experiences

The relationship of children and adolescents with water is forged on different scales and spaces, from the individual body to the community as a whole. Five “living spaces” were identified that influence their perception of water: their own body, the home, the school, the neighborhood, and the homes of people close to them.

Four separate drawings of human bodies
Corpography exercises carried out by students from El Manantial school. Photo: Fundación Cerros de Bogotá

An interesting exercise was the “Corpographies of Water”, which explored how young people represent their bodies and their relationship with water through drawing. This allowed understanding of individual and symbolic perceptions of the presence of water in their lives. In addition, the importance of identity in the relationship with water was highlighted, as the recognition of the environment and belonging influence the care and protection.

Scientific name Names given by the group Scientific name Names given by the group
Bomarea multiflora Delirious bells Taraxacum sp. Queen of the plants
Lecanoromycetes Mushroom plant Acacia sp. Stinky witch’s fart
Teloschistes sp. Mushroom of hearts Oxalis sp. Limon bush
Astylus sp. Soldier Passiflora sp. Skeep

Ukulel

Some names with which the group of children from El Manantial school baptized the local biodiversity

Young people’s everyday experiences with water also play a crucial role in shaping their imaginaries and emotional connections. The domestic use of water, interactions with rain, and the presence of bodies of water in their immediate environment are elements that shape their relationship with this natural resource.

This project has demonstrated the importance of understanding the emotional and cultural relationship of children and adolescents with water to promote their community protection. Emotional mapping has been a powerful tool to explore this relationship from multiple perspectives, and the results highlight the need to change the way we talk and think about water.

In addition, the importance of contextualizing questions about water and promoting a deeper understanding of its nature and role in our lives has been highlighted. Education and awareness raising are key to fostering a more sustainable relationship with it and inspiring concrete actions to care for and protect it.

Ultimately, this project demonstrates that the active participation of children and adolescents in reflection and action on water is fundamental to building communities that are more aware of and committed to the preservation of this vital resource. Their voice and vision must be taken into account in efforts to ensure a sustainable future for water in Bogotá and around the world.

This work has made us reflect on how we take water for granted in our daily lives, forgetting its origin. This type of exercise with children and adolescents allows us to explore the temporal, spatial, and social origin of water, as well as to map these questions into graphical results. In addition, we seek to balance the evaluation of water governance by considering sensory and emotional aspects rather than limiting ourselves to technical data obtained by adults.

Diana Wiesner
Bogota

On The Nature of Cities

¿Cuántas aguas hay?

Voces y huellas del agua percibidas por algunos niños niñas y jóvenes en Bogotá

La relación que niños, niñas y adolescentes tienen con el agua va más allá de la función básica que tiene el líquido en la vida diaria. El agua es un elemento que despierta emociones y sentimientos en las personas, tanto a nivel individual como colectivo.

A lo largo de un año nos embarcamos en un viaje emocional y conceptual de exploración y reflexión sobre el agua junto a dos grupos de niños, niñas y jóvenes que residen en el límite entre lo urbano y lo rural en los cerros de Bogotá. Esta experiencia nos llevó a adentrarnos en una comprensión integral de su relación con el agua, más allá de considerarla únicamente como un recurso esencial.

Este artículo se fundamenta en los resultados parciales de un proyecto en curso, desarrollado durante el año 2022 por la Fundación Cerros de Bogotá, bajo la coordinación de Santiago Córdoba, Samuel Serna y Héctor Álvarez. Además, contamos con el apoyo entusiasta de un grupo de estudiantes apasionados de arquitectura y medioambiente.

En Bogotá este proyecto, realizado para Fondo Acción, ha explorado la relación de niños, niñas y adolescentes con el agua, buscando entenderla desde diferentes perspectivas: la emocional, la cultural y la ecológica.

El agua es un elemento que despierta emociones y sentimientos en las personas, tanto a nivel individual como colectivo. Para comprender esta relación se llevaron a cabo diferentes ejercicios y talleres que exploraron qué sienten frente a este recurso los participantes. Las experiencias cotidianas de los estudiantes revelan tres manifestaciones importantes en su relación con el agua. En primer lugar, los usos domésticos vinculados a tareas de cuidado personal y del entorno; destacan, así mismo, la importancia de estas labores cotidianas que pueden ser expresiones de afecto, aunque estén subvaloradas culturalmente.

En segundo lugar, el estado del tiempo, particularmente la lluvia, influye en las emociones y decisiones de los estudiantes, quienes van el disfrute  de la misma hasta el temor que les produce o la adaptación a ella en su vestimenta y sus actividades.

En tercer lugar, la presencia de quebradas y drenajes en el entorno de los colegios y de los barrios en los que viven los estudiantes es una realidad que, sorprendentemente, muchos desconocen, a pesar de su cercanía y relevancia en el territorio.

También se exploró la naturaleza de los mapas y cómo estos pueden simbolizar la relación con el agua. Los mapas no son solo representaciones geográficas, sino también expresiones simbólicas y emocionales de nuestro entorno. Para los niños, niñas y adolescentes definir qué es un mapa y qué elementos debe incluir fue un ejercicio que les permitió reflexionar sobre cómo perciben y representan el mundo que les rodea.

¿Cómo se siente el agua?

La cartografía emocional se convirtió en una herramienta poderosa para explorar la relación de los jóvenes con el agua. Se utilizaron actividades multisensoriales para permitir que los participantes expresaran sus propias percepciones y emociones relacionadas con ella. «¿Cómo se siente el agua?» y «¿cómo se escucha?» son algunas de las preguntas que llevaron a reflexiones profundas y a la creación de mapas emocionales.

Un grupo de niños dibujando en un gran papel marrón extendido afuera sobre el concreto.
Los participantes mapean sus emociones y percepciones del agua. Foto de : Fundación Cerros de Bogotá

Un aspecto importante que se destacó durante estos ejercicios fue el lenguaje utilizado para describir el agua y los cuerpos de agua en el entorno. Se observó que muchas de las palabras utilizadas eran despectivas, como «charco», «pichal», «caño», lo que indicaba una desconexión y una falta de aprecio por estos recursos naturales. Esta situación subraya la importancia de cambiar la forma en la que hablamos sobre el agua y de promover una comprensión más profunda de su importancia ecológica y cultural.

Varias manos metiéndose en un cubo azul con agua oscura en el interior
Los participantes sienten agua. Foto de : Fundación Cerros de Bogotá
Un primer plano de la oreja de una persona.
Foto de : Fundación Cerros de Bogotá

¿Cuántas aguas hay?

La diversidad de respuestas reflejó la multiplicidad de facetas que los jóvenes asocian con el agua, desde su papel como fuente de vida hasta su uso como herramienta o incluso como un factor de misterio. Esta diversidad de significados destaca la necesidad de contextualizar y comprender mejor el concepto de agua, ya que es más difícil proteger algo que no se entiende completamente.

Un niño dibujando en un gran lienzo salpicado de dibujos y garabatos de colores.
Foto de : Fundación Cerros de Bogotá

Además de explorar qué es el agua, se investigó de dónde proviene. Las respuestas variaron en un contexto que va desde lo mitológico hasta lo científico, lo que mostró la complejidad de la relación de los jóvenes con este recurso vital. Estas preguntas no tienen respuestas únicas, lo que abre la puerta a un diálogo abierto y a la exploración de conceptos científicos y culturales relacionados con el agua.

«La trajo un monstruo…», «viene de la montaña…», «se forma en las nubes y cae como lluvia y granizo…», «sale del centro de la Tierra…» o «viene del páramo…» son algunas de las respuestas a la pregunta: «¿De dónde viene el agua?».

Espacios y experiencias

La relación de los niños, niñas y adolescentes con el agua se forja en diferentes escalas y espacios, desde el cuerpo individual hasta la comunidad en su conjunto. Se identificaron cinco «espacios vitales» que influyen en su percepción: el propio cuerpo, la casa, el colegio, el barrio y las casas de las personas cercanas.

Cuatro dibujos separados de cuerpos humanos.
Ejercicios de corpografía realizados por alumnos del colegio El Manantial. Foto de : Fundación Cerros de Bogotá

Un ejercicio interesante fue el de las «corpografías del agua», que exploró cómo los jóvenes representan a través del dibujo sus cuerpos y su relación con este recurso natural. Esto permitió entender las percepciones individuales y simbólicas de la presencia del agua en sus vidas. Además, se destacó la importancia de la identidad en la relación con el líquido, ya que el reconocimiento del entorno y la pertenencia influyen en su cuidado y protección.

Nombre científico Nombres puestos por el grupo Nombre científico Nombres puestos por el grupo
Bomarea multiflora Campaneras

Delirios

Taraxacum sp. Reina de las plantas
Lecanoromycetes Algosa

Hongo planta

Acacia sp. Apestosa

Peo de bruja

Teloschistes sp. Hongo de corazones Oxalis sp. Mata de limón
Astylus sp. Soldado Passiflora sp. Ovejita

Ukulel

Algunos nombres con los que el grupo de niños del colegio El Manantial bautizaron la biodiversidad local

Las experiencias cotidianas de los jóvenes con el agua también desempeñan un papel crucial en la formación de sus imaginarios y conexiones emocionales. El uso doméstico del agua, las interacciones con la lluvia y la presencia de cuerpos de agua en su entorno inmediato son elementos que moldean su relación con este recurso natural.

Este proyecto ha demostrado la importancia de comprender la relación emocional y cultural de los niños, niñas y adolescentes con el agua para promover la protección comunitaria de la misma. La cartografía emocional ha sido una herramienta poderosa para explorar esta relación desde múltiples perspectivas, y los resultados destacan la necesidad de cambiar la forma en la que hablamos sobre el agua y cómo la pensamos.

Además, se ha subrayado la importancia de contextualizar las preguntas sobre el agua y promover una comprensión más profunda de su naturaleza y su papel en nuestras vidas. La educación y la sensibilización son clave para fomentar una relación más sostenible con ella y para inspirar acciones concretas de cuidado y protección.

En última instancia, este proyecto demuestra que la participación activa de niños, niñas y adolescentes en la reflexión y acción sobre el agua es fundamental para construir comunidades más conscientes y comprometidas con la preservación de este recurso vital. Su voz y su visión deben ser tenidas en cuenta en los esfuerzos por garantizar un futuro sostenible para el agua en Bogotá y en todo el mundo.

Este trabajo nos ha hecho reflexionar sobre cómo damos por sentada el agua en nuestra vida diaria, olvidando su origen. Este tipo de ejercicios con niños, niñas  y adolescentes nos permite explorar el origen temporal, espacial y social del agua, así como mapear estas preguntas en resultados gráficos. Además, buscamos equilibrar la evaluación de la gobernanza del agua al considerar aspectos sensoriales y emocionales en lugar de limitarnos a datos técnicos obtenidos por los adultos.

Diana Wiesner
Bogotá

On The Nature of Cities

A billboard in pink script reading "Imagine a city without billboards" with a person in activewear running by it

1.5°C Lifestyles and the City

Art, Science, Action: Green Cities Re-imagined
For cities, addressing the lifestyle choices of their inhabitants is not merely a luxury but an imperative. City governments should delve deeper into their capacity to shift the mindsets of city residents and the prevailing paradigms.

The imperative to mitigate global warming to within 1.5 degrees Celsius above pre-industrial levels necessitates substantial systemic changes in the Global North. While much attention has been directed towards clean energy transition and infrastructure investments, addressing unsustainable consumption habits has not received the priority it deserves. The growing challenges in meeting the Paris Agreement objectives underscore the critical need for a wide-scale transformation in consumption practices, particularly in rich countries.

While the international process towards addressing climate change has been frustratingly slow and thwarted over the last few decades, cities and local governments have been playing an outsized role in developing policies and innovations that enable mitigation and adaptation to climate change. Major cities around the world have adopted ambitious climate goals and developed mechanisms for learning and knowledge sharing across local government networks (e.g., ICLEI, C40 cities).

To date, many of these efforts focus on infrastructure efficiencies and a shift to clean energy. For instance, in a 2022 survey, mayors indicated that their most impactful tools in combating climate change are their authority over building codes and zoning. This finding demonstrates that city governments fundamentally understand their role in transforming the urban physical landscape utilizing the regulatory and planning frameworks they have. At the same time, while these are critical efforts, they still fall short and are insufficient in facilitating the transition needed to follow the pathways to 1.5C offered by the IPCC.

The missing piece

The 2022 IPCC report ‘Mitigation of Climate Change’ highlights the crucial role of altering production and consumption patterns as one of the key mitigation strategies for cities. The authors of the ‘1.5–Degree Lifestyles: Towards A Fair Consumption Space for All’ further stress the urgency of addressing consumption: “…technological improvements in the emission-intensity of goods and services must be accompanied by significant lifestyle changes towards reduced consumption is especially pertinent and should form the basis for emergency governmental plans of action”.

For cities, addressing the lifestyle choices of their inhabitants is not merely a luxury but an imperative. This necessity arises, not only due to the substantial contribution of consumption and lifestyle choices to cities’ climate impacts but also because combating climate change necessitates a cultural shift. Without community acceptance of this cultural transformation, we are more likely to see greater resistance to climate solutions and more populist fights against urban climate policies. While addressing consumption and lifestyle considerations in cities might not guarantee complete buy-in to climate transformation, it remains a pivotal lever for reshaping mental models and establishing vital connections between people’s concerns and climate solutions.

Thus, the next frontier for city governance is to assume a more significant role in addressing the lifestyle choices of their inhabitants. City governments should delve deeper into their capacity to shift the mindsets of city residents and the prevailing paradigms. By effectively leveraging these crucial intervention points, cities can drive significant changes.

Changing people’s mindsets is no small task, yet it is a critical part of the effort to achieve the 1.5C target. A key challenge lies in the fact that city dwellers live in an environment largely optimized to support the current economic system, regardless of its unsustainability. Consequently, it’s unsurprising that residents of urban areas might struggle to see the drawbacks of this system, particularly its inability to uphold safe and just ecological boundaries. Most importantly, there is a lack of clear connections between suggested 1.5C lifestyle alternatives and the economic and social concerns of individuals, who are likely to prioritize other issues.

So, what can cities do about it? There are already several examples of cities taking action that enable and support transformation into the 1.5C lifestyle. These examples demonstrate new ways for cities to utilize their power to achieve their stated climate goals.

1. Changing the narratives

Advertising drives consumption as well as overconsumption. While much of it is done on our device screens, billboards remain a key advertising medium and are actually deemed more trustworthy than digital ads by many. The numerous downsides associated with billboards have prompted an increasing number of cities, starting with Sao Paulo in 2007, to either ban or restrict corporate advertising in public spaces.

Cities ought to consider the prospects of transitioning into ad-free spaces, not solely to eradicate visual pollution but also to shape the narratives to which people are exposed. Narratives wield significant influence in instigating change, and the everyday advertisements we encounter consistently convey a singular consumerist message. Cities possess the potential to alter this narrative by not only reducing exposure to it but also by presenting and promoting a different narrative that is more aligned with 1.5C lifestyles.

A billboard in pink script reading "Imagine a city without billboards" with a person in activewear running by it
Credit: Adfree Cities

Such counter-narratives could play a pivotal role in fostering a transformative future by framing 1.5C lifestyles in appealing and attractive ways. For instance, cities could use billboards to promote the initiatives of campaigns such as ‘Take the Jump‘, which adopts a more playful and positive approach to advocate for 1.5C lifestyle changes. Additionally, providing free advertising space to endorse 1.5C-aligned habits already supported by the city, such as bike-sharing schemes or farmers’ markets, could be another effective avenue.

2. Supporting physical spaces that promote 1.5C lifestyles: a case for urban gardens

Urban gardens have long been hailed as crucial components for an urban sustainable and resilient future, including climate resilience transformation. In addition to benefits such as food production and stormwater mitigation, urban gardens offer many opportunities for interactions that can facilitate the mindset shift needed to achieve 1.5C lifestyles.

For example, it is well established in the literature that urban gardens serve as spaces that generate a sense of community, environmental advocacy, and activism (see for example Certoma et al., 2019). Citizens who spend time working in gardens tend to be more aware of their environmental impacts and are more prone to become active in their localities. Many urban farms and gardens already serve dual roles of offering educational programs to children and to the general public that support the transformation of individual lifestyles― composting, soil quality, and local food production are common topics in programs offered in gardens across many cities.

In addition, urban gardens, farms, and other urban green spaces have been pioneers in developing working mechanisms of the sharing economy. Examples include surplus produce sharing, tool-sharing programs, and knowledge and support exchanges. All of these mechanisms are focused on reduced dependence on external resources and consumption and thus support 1.5C lifestyles. Some city governments are already actively supporting urban garden programs (see Green Thumb in NYC and P-patch in Seattle). Enhancing such support by allowing use of space, providing resources, and coordination act as a force multiplier in the role such spaces play for 1.5C lifestyle education and action.

3. Incentivizing 1.5C behavior change

A clear tension exists between people’s prioritized economic concerns, as evidenced in numerous polls and elections, and the pursuit of the 1.5C transformation. The latter may not inherently present immediate economic advantages and might involve trade-offs, like opting for a pricier train ticket instead of a cheaper flight or purchasing sustainable products that typically come with a premium cost. Additional aspects of this transformation might necessitate an initial investment, such as acquiring a heat pump or an electric car, with economic returns materializing only after a couple of years.

Therefore, there is a clear case for cities to create greater alignment between economic incentives and climate action to generate short-term economic gains for those who take action towards low-carbon lifestyles. One scheme that employs this approach is the “Carbon Road for Everyone” initiative in Shenzhen, China, where individuals can earn “carbon coins” for taking specific actions, such as using public transit or reducing energy use. They can then trade these coins for shopping vouchers or even cash, as seen in a similar scheme in Guangzhou, China.

Although ‘carbon coins’ schemes have been piloted in the past without much success, the latest examples from China show the potential for cities to use their scale and technology to create short-term financial incentives for residents to adopt 1.5C behaviors. Simultaneously, it is crucial to ensure that the financial incentives support more sustainable consumption behaviors. This could be addressed in various ways, from allowing the use of carbon coins as a means of payment in farmers’ markets to providing higher discounts for purchases in 1.5C-aligned businesses (see next point) or funding sports and educational activities. One innovative idea originated in the city of Quzhou, China, where the People’s Bank of China initiated a “carbon to gold loan” scheme, using carbon coins to improve credit scores. Collaborating with local banks to translate low-carbon lifestyles into higher credit scores could have a meaningful and immediate impact on city residents.

4. Supporting 1.5C-aligned businesses

City governments have considerable influence over the commercial activity within their boundaries. They usually use their power to prioritize economic, educational, social, and other issues they support. Similarly, when it comes to 1.5C lifestyles, cities have different opportunities to support and promote this agenda through their interactions with businesses. One goal should be to provide a clear message to both businesses and residents on the type of commercial activity cities would like to see taking place within their municipal boundaries. Another one should be to make these businesses more viable by supporting their economic activity, helping them to better compete against companies exercising business-as-usual.

This approach, while not novel, has found application across various cities globally, each with its focus on fostering sustainable agendas. Instances include Seoul’s advocacy for sharing economy enterprises, Amsterdam’s nurturing of circular economy startups, New York City’s support for B Corps, and Stockholm’s interest in social impact entrepreneurship. Cities can use these and other case studies to learn what incentives and support can work best to promote 1.5C lifestyles businesses.

For cities, this strategy could extend beyond merely endorsing companies dedicated to enabling 1.5C lifestyles; it could involve cultivating broader public awareness and eventual acceptance of such practices. The “Sharing Seoul” initiative exemplifies this by proposing a “stamp of approval” for select sharing services with the aim of fostering public trust in the sharing economy. Embracing a more comprehensive approach will amplify the visibility of city efforts to position 1.5C lifestyles as a cornerstone in attaining climate targets aligned with the 1.5C trajectory.

Raz Godelnik and Peleg Kremer
Princeton

On The Nature of Cities

Peleg Kremer

about the writer
Peleg Kremer

Dr. Kremer is an associate professor in the Department of Geography & the Environment at Villanova University. Research in Dr. Kremer's lab focus on spatial patterns in social-ecological systems and urban sustainability.

References

Certomà, C., Noori, S., & Sondermann, M. (2019). Urban gardening and the struggle for social and spatial justice. In Urban gardening and the struggle for social and spatial justice. Manchester University Press.

Dancing With Scientists

Art, Science, Action: Green Cities Re-imagined
Dancing with scientists is awkward and hard. We have norms around what is seen as “professional” behavior. Franklin encouraged us to challenge this — pushing us out of our comfort zones.

Lindsay: I am co-principal Investigator on a USDA Forest Service (USFS) research project called “Fueling Adaptation” which is looking at wildfire communications, governance, and adaptation as part of the Wildfire Crisis Strategy.  This is work I co-lead with Miranda Mockrin (USFS) and Cody Evers (Portland State University). Our team of social scientists and practitioners met in person for the first time in November 2023 in Denver, after a year of working together virtually to prepare, to kick off the next two years of work. We spent one day in Jefferson County with wildfire response professionals touring various sites in the wildland-urban interface (WUI) and two days meeting, presenting, and collaboratively working on synthesis at CU Denver, hosted by Austin Troy.

A picture of two people
Franklin Cruz and Lindsay Campbell

The-PIs agreed to invite Franklin Cruz, an Urban Field Station Artist in Residence, to lead an arts-based exercise as part of our workshop. I have to say that just taking this first step was a leap of faith for my colleagues — they had never done any sort of arts-engaged work as part of a meeting, so they were curious but willing to experiment. I think a willingness to experiment or take a leap is key to this. Another key factor is that Travis Warziniack was willing to offer some of the Denver UFS resources with The Nature of Cities to support Franklin’s time. I’m grateful to Travis for making this possible. I admit that even as PI of a project, I had not built in a budget for this sort of experimentation and that is a lesson learned for me.

We had a Zoom conversation with Franklin and I shared our overarching objectives, described our team and our meeting, and shared a project 2-pager that had our main research questions on it. Franklin offered us a range of options and experiences — from shadowing our group and producing a piece of poetry about our work to a more immersive half-day workshop with other dancers brought in to reflect on wildfire adaptation, to what we settled on which we thought of as an “introductory” step, which was a one hour, somatic and movement based experience that our team would participate in. We both agreed that our team would be tired from sitting in a conference room all day, working with intense cognitive focus, and reconnecting with our bodies would be an important step. Particularly when we think about the heavy emotional resonance and magnitude of the wildfire crisis — we wondered what it would go to our research team to have this shared, embodied experience together.

I can honestly say that dancing with scientists is awkward and hard. We are so used to seeing ourselves as just zoom boxes (disembodied heads), or maybe as bodies in chairs. We have norms around what is seen as “professional” behavior. Franklin encouraged us to challenge this — pushing us out of our comfort zones. Even as a former athlete and a person who likes to dance, it was hard to stop blushing, hard to move past embarrassment. There were many awkward laughs. But Franklin made it easy, leading us through a series of directed exercises.

I will never forget the experience of locking eyes with my colleague, Research Ecologist Michelle Johnson, as we jubilantly danced out a representation of wildfire that was allowed to burn — far away from homes and lives, as we represented visions for the future. Meanwhile, Austin Troy was wiping away unfettered development with a flick of his arms. Dancing allowed us to DREAM and IMAGINE in ways that we absolutely do not as scientists. By the end of the workshop, I actually felt like I was dancing — hearing the music for the first time, and not worried about how folks were perceiving me.  I had reconnected with my body.

I asked my fellow PIs for their thoughts, and here’s what Cody shared:

“I was reminded of the challenge of feeling comfortable and free to dance. I was surprised when Franklin asked us to communicate through movement answers to really cerebral questions so closely tied to our project. At first, it seemed like a game of charades – a somewhat awkward way of addressing these issues! I felt these questions are clearly best handled through words and thoughts. But then I realized that perhaps this was a bias that had been impressed on me and that my inability to articulate thoughts through movement was more about my illiteracy in this language rather than the language itself. While I don’t feel that I was able to transcend this barrier, the experience felt like an important realization of how “art can guide science”.

Franklin responded with their thoughts on the collaboration:

Franklin: I was intrigued with this collaboration because of my work integrating science and art at the institutional level. I’m excited to get nerds to play and creatively experiment because I’m a sucker for homo sapiens. My initial thoughts are about the process I’m familiar with: an introductory phase to build comfort and a base vocabulary then shift to an artistic storytelling phase and finishing with a critical graduate-level application. My favorite part is watching limits be broken whether creatively, personally, or philosophically. I see shy folks begin to access introvert power with simplicity, extroverts gather energy. I see strong cerebral folks struggle with being somatic and often do the entire time; compatibility with the art is a variable. Many see the thread of logic to the process and outcome. Everyone usually ends up in their body regardless of the journey asking questions often overlooked and minimized because of professionalism, cognitive fatigue, or simply desensitization to our own somatic experience.

Construction of the workshop is a tried and true practice for me. The questions the organization is tackling weren’t difficult to interpret from the two-page material provided and the conversations with Lindsay. My background in biology and ecology helps immensely with understanding the audience I’m working with. The difficulty is finessing the facilitation; being grounded and prepared to receive unwariness, excitement, and guidance into the high-level application of creative practices for mission-relevant outcomes. I wanna balance the play and expertise of our communities. Regardless of the science or resource management practice, fire has an emotional, social, and ecological impact. Your body is the instrument that processes that information and we hardly practice using the full toolkit.

It becomes a practice of pulling ethos from logos through pathos. Feeling for this particular workshop is essential. Critically we cannot abandon our real-world issues to just dance; movement offers an alternative way of thinking theoretically in a format of infinite possibilities. We reconnect with our deep motivators, critically thinking about impact and playing pretend where we can make anything happen. How would we tackle issues if we build from such a somatically informed base? What would we identify as quick solutions if we connected to our body’s intelligence? Somatically processing is a skill and what does it teach us that cerebral processing isn’t attuned to?

Robin Wall Kimmer in Braiding Sweetgrass reminds us we are mutualistic with many ecosystems when we’re balanced as a species. Her practices balance art and science and this is the model I am inspired by. My Mexica (Meh-shee-ca) elders remind me that adding beauty to the world is symbiotic too and making it mutualistic is difficult, not impossible. Observing my mentors and elders I honor my niche and adaptations, I know my ecosystem, I’m aware of the socio-cultural biosphere, and am most fertile artistically. Seeds spreaders help forests grow, I apply my skills similarly taking seeds from different forests to another. Whether they sprout, mature, make populations or communities, and develop into old forests isn’t my responsibility.

I want to express the gratitude I have for Lindsay and Travis for funding this work because it appreciates the craft and legitimizes the role it has in science. I am a practiced professional and trained extensively over a decade to develop this skill. I’m moved by the comments from Cody above. It is the outcome I deeply desired. I always say I’m not here to make you artists or dancers, I’ve learned so much from my friends that I just want to synthesize the skills we can all learn from as homo-sapiens and see these skills as pathways to envision and direct our communities to an unimagined world that we feel. Any art will do and I always bring writing, movement, culture, nature, and spirity stuff. It’s who I am and my body tells me.

Lindsay: I have many reflective questions as the meeting organizer. We had planned to have this at the end of day 2 as a reset/interrupter before our last day of synthesis, but due to some logistical hiccups we had to move it to the end of day 3, so this meant we didn’t have participation of our full group. It worked as a lighthearted, “send off” to the meeting — but I wonder what work it would have done in its original spot in the agenda? How could I have done more to build off this shared experience and scaffold upon it? Should I have done a formal evaluation? Should I have invited Franklin into more of the meeting? Should I have created a transdisciplinary research question as part of the work from the outset? Would any agency ever fund that? Or is it okay that it was “just an excercise?”

At a minimum, the workshop was a source of team-building and bonding and an alternate way to get to know each other more deeply. More than that, it reminded us that we TOO are human animals, with sensing bodies and feelings. Ideally, it helps us better envision our north stars – why we are in this wildfire research work — and what would a transformed world really look, move, and feel like? Thank you Franklin and to my colleagues for being willing to experiment with me!

Franklin Cruz

about the writer
Franklin Cruz

Franklin Cruz is a queer Latin dancer, poet and environmental nerd born in Idaho, raised Texan and polished in Denver. Born from an immigrant family their work has placed them in science museums, as an emcee for dance & poetry competitions, conferences and environmental spaces. A Tedx Mile High performer and Nature of Cities residency, he worked throughout the southwest, Peru, Puerto Rico for universities and environmental leadership camps. Their work encompasses self love, immigration, culture, conservation and more.

Lindsay Campbell and Franklin Cruz
New York City and Denver

On The Nature of Cities

Banner image: “Scientist Harvest Dance” by David Maddox, 2024. Collage. Cut paper, clippings, and computer manipulation.

 

A tree on the side of a road

Fight Fire With Fire … and Standards With Standards ― Building blocks for nature

Art, Science, Action: Green Cities Re-imagined
Making nature metric helps to test all the other standards we put into a project, and question them on necessity next to one another.

A biking lane should measure 4.20 meters at minimum in the city of Utrecht. Sidewalks need to be 1.20 meters wide to make sure pedestrians and a person in a wheelchair can pass each other. For each house we build we add 0.78 parking spaces in the public domain. In the Netherlands, we have a lot of standards and guidelines for our public space. In a project, this usually means that the ‘left-over project area’ is used for green. And in a densifying city, this often amounts to little substantial green. With even less room for elements that add to the nature-quality of the space.

So, in Utrecht, we challenge the standards with norms for nature.

A tree on the side of a road
Suzan saved this tree in the newly developed district of Leidsche Rijn. The biking lane is deviated from the 4,20 meters width. (Photo by Gitty Korsuize)

Setting a standard for nature

Of course, every project wants to add nature to their development. But once all Dutch standards and guidelines used in projects are added up, not much room is left for green. So, at the end of a project, adding effective green or nature adds up to more costs than anticipated in the beginning. And the high ambitions, which were formulated at the beginning of the project, are reduced to low-quality green of marginalized nature. By making it metric by listing a specific standard, we raise the bar on nature ambitions in projects and we measure the impact the project has on a certain species. Real impact. Not ‘nature-washing’ but a quantifiable nature-positive impact.

Building blocks for nature

In Utrecht, we developed “building blocks for nature” for five species. We made the habitat required in development plans conform to a quantitative minimum, or a metric. The easiest of the five was a wild bee species (Chelostoma rapunculi), which depends on bellflowers for its pollen. The most challenging target the Smooth Newt (Lissotriton vulgaris), which needs ponds with aquatic plants for breeding and bushes or rocks for hibernation. By defining the metrics of required habitat, we give landscape architects more specific guidelines which they need to incorporate in their design. It also helps in the evaluation of a project design. For example, does the plan meet the required targets set for one or more of the five species?

Nature made easy

To build a well-functioning habitat for the bellflower wild bee the project needs to include 50m2 of nesting grounds (per hectare) with dead wood and brambles; 100m2 of feeding area (per hectare) with a minimum of 2125 bellflowers and four other flowering species such as Common Mallow and Purple Loosestrife. Another requirement is the distance between the nesting area and the flower area; these should be within 100 meters of each other. This habitat should be easily feasible within every project and reflects the minimum of our standard. By making it metric you do not need to be an ecologist to incorporate this wild bee species in your plan. An ecologist is just needed to check the design of the required areas and if all the habitats are incorporated.

A purple flower with a bee in the center of it
Wild bee (Chelostoma rapunculi) sleeping in a blue bell flower. (Photo by Gitty Korsuize)

No “nature-washing”

The house sparrow (Passer domesticus) is a more difficult-to-reach target. Especially when we make this a target species for urban development with a high building density: the Merwede Kanaalzone (https://merwede.nl). In this project development, the aim is to build 250 houses per hectare. According to our nature-standard, the house sparrow requires at least 30 nesting boxes (per ha) 100 m2 (per hectare) of vertical green (shrubs or green wall vegetation) for shelter; 500 m2 (per ha) of feeding grounds such as (rooftop) gardens or parks and at least 10 solitary trees. Shelter should be available at 5 meters distance of the nesting boxes, the feeding areas should be found within 100 meters of the nesting boxes and planted with indigenous species. With these standards, we make nature targets quantifiable. Ecologists, landscape architects, and the project developer all know what is needed at the beginning of the project to achieve a nature-positive development. At the end of the project, it is possible to make the targets reached quantifiable. Whether nature (or the targeted species) agrees is a question of time. And a nice incentive for monitoring the project with future residents.

A diagram of a city and where house sparrows live within a city
House Sparrow

A nature-positive development

Of course, nature is more than a checklist. An ecologist is still needed in the project to collect information on patches of green and blue that need to be spared so species can colonize the new area from these “safe spots”. The ecologist also needs to make sure connections to surrounding green are made and identify other chances for adding nature to the project. On top of making sure the above-mentioned requirements are met and executed in the ecologically right way. Making nature metric helps to test all the other standards we put into a project and question them on necessity next to one another.

I look forward to hearing from other cities how they claim room for nature in high-density urban developments.

Gitty Korsuize
Utrecht

On The Nature of Cities

 

Further reading:

https://merwede.nl/

https://www.gebiedsontwikkeling.nu/artikelen/merwedekanaalzone-van-no-go-area-tot-proeftuin-voor-de-gezonde-stad/

https://waarneming.nl/species/24463/

https://waarneming.nl/species/448/

A diagram of a sustainable development

Environmental, Social, and Governance Investing for Inclusive Cities

Art, Science, Action: Green Cities Re-imagined
ESG could contribute to and compliment other initiatives and efforts to ensure multi-stakeholders work together to achieve sustainable development while addressing historic social inequities and challenges in developed and developing countries.

Background to the Sustainable Financing Gap

Globally, challenges in making our cities resilient are multi-dimensional and are on the rise. According to the 2023 Sustainable Development Goals Report, over half of the global population currently resides in urban areas, a rate projected to reach 70% by 2050. Approximately 1.1 billion people currently live in slums or slum-like conditions in cities, with 2 billion more expected in the next 30 years. The rapid growth of cities—a result of rising populations and increasing migration—has led to a boom in mega-cities[i], especially in the developing world, and slums are becoming a more significant feature of urban life. Cities occupy just 3% of the Earth’s land but account for 60 to 80% of the energy consumption and at least 70% of carbon emissions.

With more than 80% of global GDP generated in cities, urbanisation can contribute to sustainable growth through increased productivity and innovation. However, the speed and scale of urbanisation bring challenges, such as meeting accelerated demand for affordable housing, and viable infrastructure including transport systems, basic services, and jobs, particularly for the nearly 1.1 billion urban poor who live in informal settlements to be near opportunities. Rising conflicts contribute to pressure on cities as more than 50% of forcibly displaced people live in urban areas[ii]. Making cities sustainable means creating career and business opportunities, safe and affordable housing, and building resilient societies and economies. It involves investment in public transport, creating green public spaces, and improving urban planning and management in participatory and inclusive ways[iii].

It is estimated by the United Nations Conference on Trade and Development (UNCTAD) and the International Energy Agency (IEA), that roughly $2.6 trillion is required every year until 2030 to meet the Sustainable Development Goals (SDGs) and stay on course toward a net-zero society by 2050[iv]. Furthermore, recent estimates put the global annual municipal infrastructure funding gap at US$3.2 trillion. However, the global economic outlook remains fragile amid a convergence of crises that are threatening to further reverse progress on the Sustainable Development Goals. The United Nations World Economic Situation and Prospects 2023 projects that global growth will decelerate to 1.9 per cent in 2023. The 2023 Financing for Sustainable Development Report finds that SDG financing needs are growing, but development financing is not keeping pace. If left unaddressed, a “great finance divide” will translate into a lasting sustainable development divide.

The Mid-Term Review of the Sendai Framework for Disaster Risk Reduction concluded that despite increases in direct and indirect economic impacts of disasters, investments in disaster risk reduction and efforts to de-risk investment remain inadequate. In the past 20 years, climate-related disasters have almost doubled. Developing countries need an estimated $70 billion annually for adaptation. Disaster risk reduction-related Official Development Assistance (ODA) has, however, barely increased, with only 0.5 per cent from 2010 to 2019 dedicated to disaster risk reduction in the pre-disaster phase―a marginal improvement from the 0.4% of the 1990–2010 period. This financing gap is yet to be addressed.

This financing gap may appear huge but compared to annual global savings and other large financing markets, it is achievable. The availability of capital is large enough to solve global infrastructure needs.  Against the above background, at the international level, several UN-led, multi-stakeholder initiatives emerged to unlock significant capital flows to inclusive, sustainable urbanisation projects, e.g., the Cities Investment Facility (CIF). Concurrently, at the low to middle-income countries level, there is agreement that a paradigm shift from a granting model to a financing model is crucial in keeping up the pace towards attaining the SDGs. This essay examines one particular vehicle for channeling private investments and Foreign Direct Investment (FDI) towards sustainable development, namely the Environmental, Social, and Governance (ESG) metrics, with particular emphasis on the social metrics. This is particularly important as a 2019 Morgan Stanley Asset Owners survey found that sustainable investing is gaining traction among asset owners, where 80% said that they actively integrated sustainable investing in 2019, up 10 percentage points from 2017.

A diagram of a sustainable development
ESG Investments within the Wider Context of Sustainable Development (Credit: Author)

ESG Metrics

The E in ESG considers a company’s energy use, and environmental impact as stewards of the planet and how a company uses resources across the board specifically scope one, two, and three emission sources[v]. Factors considered include energy efficiency, carbon emissions, biodiversity, air and water quality, deforestation, and waste management.

The S in ESG is the social criterion that examines how a company fosters its people and culture and how that has ripple effects on the broader community. Factors considered include inclusivity, gender, and racial diversity; employee engagement; customer satisfaction; data protection; privacy service to the community; human rights and labor standards.

The G in ESG is the governance criterion that considers a company’s internal system of controls, practices, and procedures and avoidance of violations. It aims to ensure transparency and industry best practices and includes dialogue with regulators. Factors considered are the company’s leadership, board composition, executive compensation, audit committee, structure, internal controls, shareholder rights, and political contributions.

Organizations that do not consider these environmental, social, and governance factors and risks may face unforeseen financial risks and investor scrutiny. Transparency is critical to the process, where transparent reporting enables stakeholders to gain a clear picture of a company’s direction and progression. Stakeholders need visibility on the progress as well as the goals.

The critical role of S and G in ESG

The year 2020 was the biggest year for ESG-investing yet. The events of 2020 have shown that social factors are as much on investors’ minds as are environmental or governance factors. But while the “E” is the easiest one to codify and is now mainstreamed, including in real estate investment firms, the “S” and “G” are often more implicit, yet critical.

The “S” and “G” can help address society’s toughest problems, such as economic opportunity and inequity. These are issues that, historically, investors exacerbated by not always considering the negative externalities or the long-term impacts of their investments on society at large. But investors are, increasingly, changing course. For example, BlackRock—the world’s largest asset manager—has decided to focus on ESG because they recognize that rising income inequality poses long-term business risks. In fact, the 2020 World Economic Forum’s inaugural Social Mobility Report finds that increasing social mobility, a key driver of income equality, by 10% would not only benefit social cohesion but also boost economic growth by nearly 5% over the next decade. This has specific and significant implications for each economic sector including the real estate and the hotel sectors.

While developing countries have a considerable sustainable development financing gap, the potential for ESG to address this gap is significant. However, ESG investments are not yet sufficiently being adopted across the different sectors in developing countries. The next two sections review some of the best practices in the USA and Europe, as a way to showcase the potential for ESG impact investments throughout the world.

USA: The critical role of the real estate industry in the development of inclusive cities

Almost every major development project requires significant loans from banks or equity from third-party investors, who are increasingly willing to lend capital to real estate companies that are pursuing projects with real social impacts. Developers are recognizing that the traditional development process — which sets up community members and developers as opponents—needs to change. It is now recognised that Real estate, which historically played a significant role in perpetuating racial and class inequities, could play a significant role in offsetting them, too. Developers who decide to pursue more inclusive and equitable projects will be more likely to receive capital from investors. Elaborating on what this “S” in ESG means for real estate, should be a multi-stakeholder effort including affected communities, and should not be restricted to developers and investors. This is particularly true as it is not just developers that will benefit, but our cities will, too.

Indeed, it is everyone’s task to search, identify, and develop ideas that would make real estate development in cities more inclusive and equitable. This should include new ideas on ownership, wealth creation, social mobility, and economic opportunity approaches. The main question that should be addressed is how real estate can deliver better social outcomes for communities while transforming development into a powerful tool for creating more equitable, inclusive cities.

Leveraging ESG is an important way to catalyze change in the development industry. Financial institutions can be drivers for change, as developers respond to what financial institutions demand. Developing socially-minded metrics is a key step towards helping the alignment of developers and investors to work in locations in the absence of social infrastructure, economic infrastructure, and/or housing and other physical infrastructure.

Metrics is one of the issues that must be agreed upon by different stakeholders within the industry, including the real estate side and the institutional investor side. In this context, it should be recognised that social metrics are more complex than environmental metrics, where developers generally measure monthly building emissions, carbon intensity materials, and/or how much renewable energy is being generated by solar panels.

Social metrics are more complex as they try to address and measure long-term, endemic challenges, to be measured over time. Most development projects track few social outcomes, such as the number of affordable housing units created, the number of construction jobs generated, and/or the number of community engagement hours undertaken. However, none of these are particularly long-term in nature.

Social mobility metrics

Some of these longer-term metrics include for example youth enrichment programs in partnership with universities that can positively impact high school graduation rates and university enrollment rates for children in underperforming schools. Social metrics that need to be measured go beyond providing jobs —like construction, maintenance, or retail jobs to community members. In this case, by helping people graduate high school and attend college, such youth enrichment programs fundamentally improved the likelihood of social and economic mobility of local youth.

Creating long-term social metrics is not enough to instigate more equitable and inclusive development. Creating “S” metrics in collaboration with community members has the potential to align communities’ needs with investors and developers. Hence, the engagement of community members is crucial. In this manner, equitable development is best understood and practiced as an ecosystem-based initiative of private, public, and community-based partners to enact solutions together. Recent trends show that investors are now adopting ESG-based investments, which are driving returns, with the top 10 ESG funds outperforming the market in 2022.

Wealth building opportunities and metrics

New metrics can incentivize new models that have equity at the core. For example Community Investment Trusts Model allows members in a predominantly immigrant and refugee community to share ownership of a commercial building while tracking parameters like the number of women investors, first-time investors, and the dividends earned as a measure of how well the project is giving people new access to wealth-building opportunities.

Another wealth-building model is the neighbourhood Real Estate Investment Trusts (REIT), which aims to measure how much people who have been denied wealth-building opportunities can grow multi-generational wealth over time. These initiatives put the community in the driver’s seat to participate in real estate development, in a way that has usually been limited to wealthy ‘elite’ developers or landowners. Other measures that need metrics include i) how much decision-making power a community has in a project, ii) how much wealth community individuals will generate from a project’s success, and iii) how well a project responds to community needs. These parameters may be measured, year over year, in order to determine how successful a project truly is.

Social impact investing in Europe and the UK

In 2011, the European Commission launched the Social Business Initiative to support the development of social enterprises, social economies, and social innovation. It led to important developments, such as the formation of the Expert Group on Social Economy and Social Enterprises (GECES), which brings together representatives of private and civil sector organizations, associations, and networks to communicate with national governments and advise the European Commission on social economy policies. The public sector supports impact investing in Europe at regional and national levels, by helping build both the demand and supply of capital, catering to the needs of social enterprises as recipients of funding and to the needs of investors and intermediary organizations as funders. The EU taxonomy on sustainable finance helps investors clearly measure sustainability by considering the economic impact of climate change, but no other social or environmental issues, on financial performance.

In 2012, Britain established Big Society Capital, a wholesale investment institution focused on combined social and financial returns. Britain also established the Social Impact Investment Task Force (SITF) in 2013, which was accompanied by the creation of policies, investment funds, and specialized financial tools.

Development in Europe, and across different sectors, varies. The variability shows that investors and policymakers need to account for the field’s different levels of maturity in national, sub-national, sectoral, and municipal markets.

The threat of greenwashing

Sustainable Finance involves taking ESG considerations into account when making investment decisions in order to provide sustainability benefits for organizations, communities, and the world as a whole. However, sustainable investments are expected to make a financial return as well as deliver environmental and social benefits. On the other hand, in some instances, businesses and the investment community engage in greenwashing[vi] practices making false marketing claims. Greenwashing can occur at the entity level, at product level, or at service level, including advice and payment services.

Greenwashing consists of two clear components: misleading intentionally or misleading through negligence. The first category consists of knowingly misrepresenting the sustainability-related characteristics of a particular investment or product with the intention to mislead. The second refers to situations of gross negligence where claims are made without taking reasonable steps to ensure the veracity of the ‘sustainability’ claim. The fact that there is no common definition of sustainable investment in the context of a rapidly evolving legislative framework does not justify negligence.

Greenwashing again shows the importance of i) suitably chosen metrics that can measure impact; and ii) the importance of engagement of all stakeholders, including the impacted communities, in validating the reporting process.

The role of regulations

The E indicators and metrics have been sufficiently elaborated over the past few decades, which makes it easier for the service/product/entity to report on environmental sustainability, and it also makes it easier for the regulators to identify greenwashing. However, this is not yet the case for the S indicators, particularly the long-term S indicators related to social mobility, wealth creation, and poverty reduction for the most vulnerable. This makes it harder for service providers to report on social sustainability indicators and equally difficult for regulators to identify any “social-washing”.

A recent review of the main USA, EU, and UK[vii] ESG regulations shows a general focus on environmental and climate-related metrics. The European Sustainability Reporting Standards (ESRS) provide more detailed, and distinct, Environmental, Social, and Governance Standards. It has four social standards i) ESRS S1 Own workforce; ii) ESRS S2 Workers in the value chain; iii) ESRS S3 Affected communities; iv) ESRS S4 Consumers and end-users. Notwithstanding the importance of the above, more effort should be directed at developing S metrics capable of effecting the required change of social mobility, asset ownership, wealth creation, and other economic opportunities.

ESG+R

Even when ESG investments are designed to effect long-term change in terms of environmental sustainability, governance, social mobility, and poverty reduction, they would still need to be resilient to natural hazards and to climate change in order to be truly long-term. This is the last letter that completes the picture, the need for resilient ESG or RESG.

Closure

ESG could contribute to and complement other initiatives and efforts to ensure multi-stakeholders work together to achieve sustainable development while addressing historic social inequities and challenges in developed and developing countries. It is possible to develop financially viable projects that help historically disinvested communities generate wealth, give regular people a seat at the table, and bring equitable growth and prosperity to neighbourhoods that have been left behind. For the future of all our cities, we must.

 

Fadi Hamdan
Athens

On The Nature of Cities

[i] Megacities are defined in this context as having a population of 10 million or more.

[ii] Urban Development Overview (worldbank.org)

[iii] 2023 Sustainable Development Goals Report

[iv] The 2023 Financing for Sustainable Development Report

[v] Scope 1 emissions are “direct emissions” from sources that are owned or controlled by the company. Scope 2 emissions are the emissions released into the atmosphere from the use of purchased energy. These are called “indirect emissions” because the actual emissions are generated at another facility such as a power station. Scope 3 emissions include all other indirect emissions that occur across the value chain and are outside of the organisation’s direct control.

[vi] The European union definition of green washing is the practice of gaining an unfair competitive Advantage by marketing a financial product as environmentally friendly when in fact it does not meet basic environmental standards.

[vii] USA Enhancement and Standardization of Climate-Related Disclosures (Proposed Rule); EU: Corporate Sustainability Reporting Directive (CSRD) and European Sustainability Reporting Standards (ESRS); UK: The Companies (Strategic Report) (Climate-related Financial Disclosure) Regulations 2022; The Limited Liability Partnerships (Climate-related Financial Disclosure) Regulations 2022.

A group of people on bikes and motor scooters driving down a flooded street

What if Mobility Due to Climate Extremes Is a Crisis for Some but an Adaptation Measure for Others?

Art, Science, Action: Green Cities Re-imagined
Whether it is crisis-ridden or adaptive climate mobilities, at whatever urban scale, mobility amidst climate extremes in cities can no longer be understood along the notions of global connectedness, the possibility of geographically spreading risk, or global solidarity at the time of response to disaster.

The United Nations Disaster Risk Agency holds that “displacement means situations where people are forced or obliged to leave their homes or places of habitual residence because of a disaster or to avoid the impact of an immediate and foreseeable natural hazard. Such displacement results from the fact that affected persons are (i) exposed to (ii) a natural hazard in a situation where (iii) they are too vulnerable and lack the resilience to withstand the impacts of that hazard. It is the effects of natural hazards, including the adverse impacts of climate change, that may overwhelm the resilience or adaptive capacity of an affected community or society, thus leading to a disaster that potentially results in displacement. Disaster displacement may take the form of spontaneous flight, an evacuation ordered or enforced by authorities or an involuntary planned relocation process. Such displacement can occur within a country (internal displacement), or across international borders (cross-border disaster displacement)”[i].

But what if mobility due to climate extremes is a crisis for some but an adaptation measure for other city residents? From the crisis point of, the extent of urban flood displacement risk is explained by how many of us live in urban settings, and how common floods are. Much of the world’s population lives in towns and cities. Estimates are that by 2050 66% of us will live in urban settings, many of us in informal settlements[ii]. Floods are the most common hazard to affect towns and cities around the world. More than 17 million people are at risk of being displaced by floods each year. Of these, more than 80 per cent live in towns and cities. Flood displacement risk is highest in South Asia, East Asia, and the Pacific, and is high and rapidly increasing in Sub-Saharan Africa[iii].

A group of people carrying a coffin through muddy water and rain
Pallbearers carry a coffin at the ceremony for some of the people who lost their lives following heavy rains caused by Cyclone Freddy in Blantyre, southern Malawi, March 2023. Credit: AP Photo/Thoko Chikondi

What has changed? Climate crisis events that used to happen once in a decade, now occur multiple times in a matter of months!

The year 2023 has provided bitter evidence that we are living in a world of perpetual crisis, with astounding flood-induced disasters in Derna-Libya to the wildfires in Hawaii that devastated Maui, fatal landslides in Cameroon’s capital of Yaoundé and south-eastern state São Paulo, overflows in the Indian state of Sikkim and hundreds of millions across the US, Europe, and Asia hit by severe Heat. With three months of 2023 still left and damages from several recent disasters still being calculated, the cost to cities as habitats for most of humanity could surpass previous years.

Based on the relentless media coverage and official inquiries, it would be natural to deduce that the tragic events on September 10 in the flood-ravished eastern Libyan city of Derna, with its destruction and heavy death toll of more than eleven thousand, was a catastrophe aggravated by the collapse of two dams that were decades old[iv]. The city of Derna was devastated by flash floods following the passage of storm Daniel which caused havoc across the Mediterranean Sea. A quarter of all buildings in Derna have been affected: almost 900 buildings destroyed, more than 200 partly damaged, and almost 400 completely submerged in mud[v].

A large group of piled up, crashed cars in muddy flood waters
Damaged vehicles are seen at the port city of Derna, eastern Libya, 14 September 2023, in the wake of Storm Daniel and the collapse of two dams that caused devastating floods and swept away entire neighborhoods. Credit: EPA/STRINGER

Therefore, there is a need for the creation of a human settlement resilience framework for early warning, foresight, risk reduction, crisis response, and post-crisis recovery and reconstruction[vi]. Also, urban planning and funding for urban development must take natural hazards and climate change-related risks, especially flooding, into consideration to prevent future disasters[vii].

However, the complex pattern of urban climate mobilities calls on us to shine a light on both the crisis challenges and adaptation opportunities[viii][ix]. If adaptation refers to any human response taken to cope with changes in the external environment to survive the impacts with minimal damage and improve living conditions in a given habitat, then when urban residents decide or are forced to move due to climate extremes ― whether sudden or slow ― their mobility is an adaptation strategy that allows them to minimize harm for themselves and/or improve their overall lives. We also need to remember that the decision, as well as the ability to migrate, are intrinsically linked to the question of pre-existing vulnerabilities ― many individuals do not have the financial and social means to plan for and act upon their migration aspirations. In some cases, people may be unwilling to leave because of uncertain prospects elsewhere, or because leaving would result in losses in terms of land and assets; they may thus choose to stay in areas at risk, exposing themselves to even greater danger.

On trans-local adaptive mobilities in Kampala city

In Kampala city, Uganda, though floods do not generally have a very long duration ― normally lasting from several hours to at most two days ― they do on one hand cause major disruptions in transport and can lead to the spread of malaria and cholera, while on the other hand, the urban poor, whose choice of where to live is driven by a series of trade-offs between what is affordable, proximity to income earning opportunities, social networks, and kinship ties, may not move out of hazard-prone areas. Due to the overlapping nature of challenges and opportunities associated with residency in flood-prone areas, low-income Kampalans can choose two adaptation measures: i) temporary relocation (this is largely voluntary, within and outside the settlements); and ii) permanent relocation (both voluntary and involuntary, within and outside the settlement). Temporary relocation can be seen as a coping response to the emergency since people often return to their homes immediately after the waters recede. Since floods occur frequently, populations have become used to tackling the consequences by seeking temporary shelter in various places. Residents relocate temporarily during flood events within their settlements, either to a friend or relative whose place is less prone to flooding or where the water doesn’t enter the house.

A group of people on bikes and motor scooters driving down a flooded street
Motorists maneuver through the flooded roads in Kampala city following a heavy down pour on October 10, 2018. Photo: Edgar Batte

Permanent relocation is considered by the affected people to be a normal or near-normal adaptation strategy for flooding. Populations that have relocated permanently also view it as a coping mechanism and survival strategy. However, permanent relocation is a choice not available to everyone as it depends on resources, information, and other social and personal factors. Most of the permanent relocations were from areas that are highly prone to flooding to areas that are less prone or not prone at all.

The tipping points, conditions, or thresholds at which a series of flood events or incidents become significant enough to cause households or individuals to relocate permanently are: when the floodwaters inundate the houses frequently during rainy seasons; constant loss and damage of property; frequent health risk during rainy seasons (with diseases such as cholera, foot diseases, and diarrhea); destruction of livelihoods; the high cost of managing floods, which in the long run puts a strain on their income; children at risk of drowning and illness; children skipping school for fear of drowning; general frustration with the situation. When flooding events coincide with economic or social stressors, the potential for relocation becomes more and more significant[x].

To be “trapped”, individuals must not only lack the ability to move but also either want or need to move. The people living and continuing to stay in flood-prone areas can use flood risk as an opportunity whereby living with the risk provides an opportunity to establish or maintain an income flow that would otherwise not be possible.

Conclusion:

Climate mobilities can be a crisis or an adaptation measure, but what happens if geographically distant places face risks simultaneously due to the global and systemic character or multiplicity of crises?

This concluding question implies that whether it is crisis-ridden or adaptive climate mobilities, at whatever urban scale, mobility amidst climate extremes in cities can no longer be understood along the notions of global connectedness, the possibility of geographically spreading risk, or global solidarity at the time of response to disasters. On the one hand, adaptive climate mobility can be a sign of plummeting global solidarity, like in the case of the Libyan city of Derna where it is mostly wealthy emigrants investing a portion of their monetary savings into the homeland. At a trans-local level, adaptation failure could be when the risk-mitigation strategies of the urban poor fail to match the scale, severity, and frequency of disasters. But even in this case, the last option that urban residents could take, especially in countries where government and global responses are inadequate, could be still mobility as adaption at the expense of their own well-being and risk of mortality. Therefore, there is a need for more research that is at the intersection of crisis-ridden and adaptive climate mobilities in cities.

Buyana Kareem
Kampala

On The Nature of Cities

[i] UNDRR. 2019. Words into Action guidelines – Disaster displacement: How to reduce risk, address impacts, and strengthen resilience

[ii] https://floodresilience.net/resources/item/assessing-urban-disaster-displacement-risk/

[iii] https://floodresilience.net/blogs/climate-adaptation-remains-woefully-underfunded-wealthy-nations-must-pay-their-fair-share/

[iv] https://www.atlanticcouncil.org/blogs/menasource/derna-libya-dams-international-community/

[v] https://news.un.org/en/story/2023/09/1141242

[vi] https://unhabitat.org/news/15-sep-2023/flash-appeal-urban-crisis-response-to-the-catastrophic-floods-in-derna-libya

[vii] https://iopscience.iop.org/article/10.1088/1748-9326/abc586

[viii] https://www.nature.com/articles/478477a

[ix] https://comparativemigrationstudies.springeropen.com/articles/10.1186/s40878-019-0163-1

[x] Kisembo, T., 2018. Flood risk-induced relocation in urban areas. Case studies of Bwaise and Natete, Kampala (Master of Science dissertation, Makerere University).

A harbor with a boat at a dock

Supporting Community Voices for Resiliency Actions

Art, Science, Action: Green Cities Re-imagined
What is particularly of concern is the lack of action in many disadvantaged communities where historic and current inequities in funding, decision-making, siting of industrial and transportation facilities, and access to nature make residents especially vulnerable to climate impacts.

Looking out from my office in lower Manhattan, preparations for rising seas and coastal storms are becoming real. As I type these words, construction crews are cutting scores of mature trees that once graced the local parks to make room for a system of about five-meter-high berms, flood walls, and deployable barriers. Together with dry- and wet-proofed buildings and infrastructure, these measures are intended to prevent damage from coastal flooding for five kilometers of the City’s shoreline.

Losing precious greenery in our city is never easy. The initial plan put forward by the city government and a state-run development authority sparked community concern and opposition. It’s a fair argument to say that renaturing and retreating from one of the most densely developed business districts on the planet was not really an option (at least for now). And, ultimately, given local memory of flooding from Hurricane Sandy in 2012 and the resources available for this neighborhood, a modified plan is going forward. It provides for the replanting of trees and shrubs as well as new landscaping that will help integrate the new coastal infrastructure into the neighborhood and people’s lives. It’s a sad day for the trees and the wildlife and people (like me) who enjoyed their benefits, but it’s also true that these changes are relatively minor notes in the long story of our ever-changing urban waterfront.

Our seas are expected to rise by at least two meters by 2100 and the probability and reach of coastal storms are increasing as well. But not all the people and neighborhoods that line the Hudson River estuary in New York and New Jersey are currently considering safeguards like the ones I see being erected in Manhattan’s financial district. What is particularly of concern is the lack of action in many disadvantaged communities where historic and current inequities in funding, decision-making, siting of industrial and transportation facilities, and access to nature make residents especially vulnerable to climate impacts. These communities are some of the places most in need of shoreline enhancement.

But our experience is that, if offered support, these communities are eager to engage and take part in developing a response to climate change. A recent targeted grant program instituted by the Hudson River Foundation offers some insight into how community-led efforts can be supported.

Brooklyn’s Coney Island, a neighborhood that also experienced devasting floods in 2012, is a case in point. Despite a number of City and State-led initiatives to address long-term resiliency in the area, the plans for shoreline berms and possible tidal barriers on Coney Island Creek have not advanced. To be sure, protecting the people, homes, and businesses on this former barrier Island is a complex technical challenge that has been the focus of government-led planning efforts. But in the eyes of community leaders like Pamela Petty-John of Coney Island Beautification, the cause for inaction is also a disconnect between community needs and desires and the will and ways of government.

A group of people holding a sign that says "Coney Island Beautification"
City of Water Day on Coney Island. Credit: Coney Island Beautification Project

Indeed a key objection of a coalition of community organizations and environmental groups to the concepts being discussed in the United States Army Corps of Engineers Harbor and Tributaries Focus Area Feasibility Study (HATS) is that the Corps’ existing cost-benefit calculations reinforce existing inequities by “undervaluing” waterfronts features in poorer neighborhoods and not addressing community-expressed needs. Specifically, the Corp’s process relies on calculations of existing property values and public parks, an impediment for neighborhoods suffering from a legacy of institutional disinvestment. As a result, the study, which is key to unlocking billions of federal, state, and local capital dollars, is missing an opportunity to address flooding issues of concern to community members as well as other potential co-benefits ― remediation of water quality issues and providing waterfront access.

Bridging this gap requires making community knowledge and values an integral part of data gathering, project formulation, design, implementation, and on-going monitoring and management. Such understanding reflects the observations and lived experiences of people living or working in the project location. This is especially important for initiatives located in or otherwise intending to serve disadvantaged communities. Too often a lack of access to planning processes, political power, and cultural differences has disconnected residents and businesses in these areas from these decisions. The result can be poorly conceived projects, or decision-making paralysis resulting from disagreements between the responsible government agencies and local stakeholders. Our changing climate makes getting things right ― and quickly ― an urgent need.

To help meet this moment, the New York – New Harbor & Estuary Program (HEP) has sought to advance climate resiliency planning and education through a series of grants that prioritized disadvantaged communities. A collaboration of government, civic organizations, and university scientists established by the federal Environmental Protection Agency and the states of New York and New Jersey, HEP and our hosts at the Hudson River Foundation, have a long history of supporting partnerships in estuary management.

The creation of this program, which resulted in more than one hundred proposals from local stewardship organizations or their partners, are small snapshots into the expressed needs of frontline communities for assistance and provide a framework for how funders can advance community-led resiliency initiatives.

Our effort is the result of recent federal initiatives in the United States to accelerate the pace of coastal investment and adaptation, funded by the Infrastructure Investment and Jobs (IIJA) and Inflation Reduction Acts. Importantly, this includes significant funding for advancing projects outside of the strict context of disaster recovery/rebuilding or even hazard mitigation. This presents opportunities to advance proposals featuring natural and nature-based resiliency features, or otherwise delivering important water quality, habitat, public access, and other benefits for the local community. Specifically, Executive Order 14052, the Justice40 Initiative, mandates that at least 40% of this funding reach disadvantaged communities.

Thanks to the federal funds provided by the IIJA, HEP recently released its RFPs to underwrite community-led resiliency efforts aligned with our collaboration’s water quality, habitat enhancement, and public access goals. To ensure that the terms of the RFPs would be responsive to the needs of communities, HEP engaged in a series of conversations with local and national environmental justice leaders. Based on that input, we relied on multiple definitions of “disadvantaged communities” to identify qualified communities, incorporating federal guidance, state definitions (that incorporated race as a criterion), and HEP’s own definition (that reflected inequities in access to water). The RFP process itself was structured to provide low barriers to entry (with an initial letter of inquiry, standard forms, and transparent criteria). Expenses for organizational capacity building and administrative expenses, especially hard to fund for groups in poorer communities, were allowed.

Our goals were explicit as well:

  • Enable disadvantaged communities in the Hudson―Raritan Estuary to fully participate in planning and decisions about coastal adaptation, habitat enhancement, and other infrastructure projects being advanced by federal, state, and local agencies. Proposals that can describe how community input could be incorporated into the federal, state, or local decisions or otherwise demonstrate coordination with the lead project agency were particularly encouraged.
  • Advance community-initiated projects that will enhance climate resiliency, including shoreline improvements, stormwater management measures, and natural and nature-based resiliency features. We were especially interested in projects that will help communities gain access to future federal and state infrastructure funding opportunities and demonstrate how to incorporate social vulnerability of communities to make better-informed decisions.
  • Address gaps in data and knowledge that will improve community and agency understanding of baseline conditions, the current and future impacts of climate change, community values, and/or the effectiveness of alternative adaptation measures and management strategies. This could include efforts to assess the state of existing knowledge as well as the development, implementation, and evaluation of educational programs. Projects that engage community members to participate in the co-production of required data and knowledge are especially encouraged.
  • Demonstrate the power of collaboration between community, government, independent scientists, and/or utilities. Addressing climate change and enhancing habitat in our urban estuary requires a team effort. Proposals that engage multiple stakeholders or seek to establish successful community involvement in such partnerships are highly desired. Using the arts, recreational programs, and experiential learning to bring messages about climate change and resiliency to local waterfront parks and public spaces is appreciated.

The response was great, reflecting the appetite of community-based organizations. Altogether, we received 107 requests for assistance totaling $ 4.1 million. To date, and based on currently available funds, we are able to support about a third of those organizations with 35 grants totaling $ 612,000 for projects ranging from support for co-producing data on flood risk to community-managed engineering consultants to community-led tree planting and habitat restoration efforts to arts-forward community engagement programs. Additional funding anticipated from the IIJA over the next three years will enable us to meet more of this documented need from current and new partners.

While our programs are certainly not the biggest source of assistance available, what we gleaned from the process points to needs, challenges, and opportunities that are also confronting much larger public and private sources of philanthropy for community-led efforts.

For most community organizations, the focus is on authentically and accurately articulating their problems and needs to community stakeholders and the relevant authorities: What are the climate-driven risks? Who will be impacted? What are acceptable solutions/what is the desire for other improvements? How can we effectively organize to ensure these needs are met? These organizations help co-produce needed knowledge, bringing community understanding to the problems confronting the waterfront while at the same time building community support for the proposed solutions.

Another key challenge is about process. Many community members are wary (and weary) of the usual workshops and engagement tactics. Just too many past experiences of public planning efforts going nowhere. Right-sizing engagement efforts and making it easy and even fun to be part of the conversation is key. The familiar community organizing maxim of engaging local residents and businesses where they live is critical, including leveraging existing forums and community festivals. Using cell phones and social media to document the issues and bringing discussion of the issues to existing community institutions and events can help keep the usual suspects engaged and bring new voices to the discussion.

Of course, enabling the community to move from conversations to seeing positive changes on the ground is the best way to avoid the risk of planning fatigue. Ensuring that expressed needs are incorporated in the design, and the final engineered and permitted project requires honesty and transparency in the process. Enabling community organizations to have the means and, importantly, the internal capacity to hire and manage their own trusted technical consultants can help ensure that viable solutions are fairly considered. Just as important, it can allow for unrealistic expectations to be forthrightly addressed early in the process. Every construction project ever conceived requires on-going compromise in terms of design, budget, and delivery. However, bringing and keeping the community and agencies together can help ensure that those changes do not derail the effort or the people who have to live with the results.

A flooded walkway with vegetation on either side and a city in the background
Coney Island Creek. Credit: Ed Rainer

We are proud to say that HEP is now supporting the important work of groups like Coney Island Beautification. Building on their history of effective organizing around the development of public parks, water quality improvements, and community greening, the community-based Coney Island Beautification has established an effective partnership with the New York Aquarium/Wildlife Conservation Society and engineering consultants which are lending technical support and additional capacity for this work. They have started hosting community meetings intended to establish a resiliency vision from the ground up, incorporating multiple means of resiliency and potential co-benefits of public access and water quality from the start. The intent is for this conceptual plan to provide a framework for recasting (and hopefully advancing) the many prior government plans in the area.

Of course, these conversations are just starting, and Coney Island is still years away from implementing specific measures. But taking the first steps with the community (as opposed to in or even for the community) is offering some promise for our precarious future.

Rob Pirani
New York City

On The Nature of Cities